Ticker: BABA, Company: Alibaba Group Holding Ltd, Type: SC 13D/A, Date: 2020-06-03
Original SEC Filing: Click here

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Webplus: BABA/20200603/SC_13D.A/2_EX-99.1/000.htm SEC Original: a20-21208_1ex99d1.htm
Joint Filing Agreement Remainder of this page has been left intentionally blank [ Alibaba Group Holding Limited Alibaba Investment Limited

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Webplus: BABA/20200603/SC_13D.A/3_EX-99.2/000.htm SEC Original: a20-21208_1ex99d2.htm
FORM OF ASSIGNMENT AND TRANSFER Assignor Assignee For value received (being US$1.00), Alibaba Investment Limited (the “ In connection with any transfer of the within Note occurring prior to the Resale Restriction Termination Date, as defined in the Indenture governing such Note, the Assignor confirms that such Note is being transferred: o o o x o Dated: March 24, 2020

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Webplus: BABA/20200603/SC_13D.A/4_EX-99.3/000.htm SEC Original: a20-21208_1ex99d3.htm
Execution Version May 28, 2020 BEST INC. and ALIBABA.COM HONG KONG LIMITED and MR. SHAO-NING JOHNNY CHOU CONVERTIBLE NOTE PURCHASE AGREEMENT TABLE OF CONTENTS CLAUSE PAGE 1. DEFINITIONS 1 2. PURCHASE OF THE NOTES 9

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Webplus: BABA/20200603/SC_13D.A/5_EX-99.4/000.htm SEC Original: a20-21208_1ex99d4.htm
Execution Version June 3, 2020 BEST INC. CONVERTIBLE NOTE INSTRUMENT Constituting $150 million Principal Amount of Convertible Senior Notes Convertible into Ordinary Shares of BEST Inc. CONTENTS Page 1 INTERPRETATION 1 2 PRINCIPAL AMOUNT AND ISSUE OF NOTES 10 3 STATUS 10 4 ANNUAL INTEREST 10

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Webplus: BABA/20200603/SC_13D.A/1/000.htm SEC Original: a20-21208_1sc13da.htm
CUSIP No. 08653C106 SCHEDULE 13D Page 2 of 11

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Company Info:

Ticker: BABA, Company: Alibaba Group Holding Ltd, Type: SC 13D/A, Date: 2020-06-03CIK: 0001577552, Location: K3, SIC: 7389, SIC Desc: SERVICES-BUSINESS SERVICES, NEC
Business Phone & Address:
26/F TOWER ONE, TIMES SQUARE, 1 MATHESON STREET
CAUSEWAY BAY, K3