Webplus: CBAK/20191119/8-K/1/000.htm SEC Original: f8k111819_cbakenergy.htm
|Trading Symbol(s)||Name of each exchange on which registered|
|Common Stock, $0.001 par value||CBAT||Nasdaq Capital Market|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|☐||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|☐||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐
ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
On November 18, 2019, CBAK Energy Technology, Inc. (the “Company”) held the 2019 annual meeting of stockholders of the Company (the “Annual Meeting”) at the Company’s headquarters in Dalian, China. Holders of the Company’s common stock at the close of business on September 24, 2019 (the “Record Date”) were entitled to vote at the Annual Meeting. As of the Record Date, there were 44,175,481 outstanding shares of common stock entitled to vote. A total of 39,372,185 shares of common stock (89.13%), constituting a quorum, were represented in person or by valid proxies at the Annual Meeting.
The stockholders voted on two proposals at the Annual Meeting. The proposals are described in detail in the Company’s definitive proxy statement dated September 27, 2019 and the relevant portions of which are incorporated herein by reference. The final results for the votes regarding each proposal are set forth below.
Proposal 1: The Company’s stockholders elected five directors to the Board of Directors of the Company to serve until the 2020 annual meeting of stockholders. The votes regarding this proposal were as follows:
|Votes For||Votes Against||Abstentions||Non-Votes|
|J. Simon Xue||34,437,337||121,230||2,242||4,811,376|
|Martha C. Agee||34,434,938||120,924||4,947||4,811,376|
Proposal 2: The Company’s stockholders ratified the selection of Centurion ZD CPA & Co. as the Company’s independent registered accounting firm for the fiscal year ending December 31, 2019. The votes regarding this proposal were as follows:
|Votes For||Votes Against||Abstentions|
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|CBAK ENERGY TECHNOLOGY, INC.|
|Date: November 19, 2019||By:||/s/Xiangyu Pei|
|Interim Chief Financial Officer|
Ticker: CBAK, Company: CBAK Energy Technology, Inc., Type: 8-K, Date: 2019-11-19CIK: 0001117171, Location: F4, SIC: 3690, SIC Desc: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES
Business Phone & Address:
BAK INDUSTRIAL PARK, MEIGUI STREET, HUAYUANKOU ECONOMIC ZONE