Ticker: UTSI, Company: UTSTARCOM HOLDINGS CORP., Type: 20-F, Date: 2019-04-17, XBRL Interactive Financials
Original SEC Filing: Click here

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Webplus: UTSI/20190417/20-F/1/000.htm SEC Original: utsi-20f_20181231.htm
NONE (Title of Class) Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report: 35,317,742 ordinary shares, par value US$0.00375 per share. ☐ Yes ☒ No ☐ Yes ☒ No ☒ Yes ☐ No . ☒ Yes ☐ No ☐ Large

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Webplus: UTSI/20190417/20-F/2_EX-4.5/000.htm SEC Original: utsi-ex45_228.htm
FORM OF STOCK OPTION AWARD AGREEMENT Certificate of Stock Option Grant Level 6,28 Hennessy Road Admiralty Hongkong Main: +86 (852) 39519757 Fax: +86 (852) 39519898 Employee ID: You have been granted an option to purchase UTStarcom Holdings Corp. Common Stock as follows: Type of Option: Grant No.: Stock Option Plan: Date of Grant: Total Number of Option Shares: Option Exercise

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Webplus: UTSI/20190417/20-F/3_EX-4.6/000.htm SEC Original: utsi-ex46_229.htm
FORM OF STOCK OPTION AWARD AGREEMENT DIRECTORS AND OFFICERS Certificate of Stock Option Grant Level 6,28 Hennessy Road Admiralty Hongkong Main: +86 (852) 39519757 Fax: +86 (852) 39519898 Employee ID: You have been granted an option to purchase UTStarcom Holdings Corp. Common Stock as follows: Type of Option: Grant No.: Stock Option Plan: Date of Grant: Total Number of Option

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Webplus: UTSI/20190417/20-F/4_EX-4.7/000.htm SEC Original: utsi-ex47_230.htm
UTSTARCOM HOLDINGS CORP. 2017 EQUITY INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK Plan Notice of Grant Award Agreement Unless otherwise defined herein, the terms defined in the 2017 Equity Incentive Plan (the “ Participant: Address: Participant has been granted the right to receive an Award of Restricted Stock, subject to the terms and conditions of the Plan and this

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Webplus: UTSI/20190417/20-F/5_EX-4.8/000.htm SEC Original: utsi-ex48_231.htm
UTSTARCOM HOLDINGS CORP. 2017 EQUITY INCENTIVE PLAN NOTICE OF GRANT OF RESTRICTED STOCK UNITS Unless otherwise defined herein, the terms defined in the 2017 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Restricted Stock Units (the “Notice of Grant”). Participant: Address: You have been granted the right to receive Restricted Stock

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Webplus: UTSI/20190417/20-F/6_EX-4.9/000.htm SEC Original: utsi-ex49_232.htm
UTSTARCOM HOLDINGS CORP. 2017 EQUITY INCENTIVE PLAN NOTICE OF GRANT OF PERFORMANCE SHARES Unless otherwise defined herein, the terms defined in the 2017 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Performance Shares (the “Notice of Grant”). Participant: Address: You have been granted the right to receive Performance Shares, subject to

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Webplus: UTSI/20190417/20-F/7_EX-4.10/000.htm SEC Original: utsi-ex410_233.htm
UTSTARCOM HOLDINGS CORP. 2017 EQUITY INCENTIVE PLAN NOTICE OF GRANT OF PERFORMANCE UNITS Unless otherwise defined herein, the terms defined in the 2017Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Performance Units (the “Notice of Grant”). : Participant : Address Date of Grant _______________________________________ Target Number of Performance Units [_______________________________________] Performance

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Webplus: UTSI/20190417/20-F/8_EX-8.1/000.htm SEC Original: utsi-ex81_65.htm
Place of Incorporation or Proportion of Name Organization Ownership Interest UTStarcom, Inc. U.S.A 100 % UTStarcom International Products, Inc. U.S.A 100 % Issanni Communications, Inc. U.S.A 100 % UTStarcom Telecom Co., Ltd. China 100 % UTStarcom Hong Kong Ltd. Hong Kong SAR 100 % UTStarcom Japan KK Japan 100 % UTStarcom, S.A. de C.V. Mexico 100 % UTStarcom Taiwan Ltd.

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Webplus: UTSI/20190417/20-F/9_EX-12.1/000.htm SEC Original: utsi-ex121_66.htm
CERTIFICATION I, Tim Ti, certify that: 1 . I have reviewed this annual report on Form 20-F of UTStarcom Holdings Corp.; 2 . Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

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Webplus: UTSI/20190417/20-F/10_EX-12.2/000.htm SEC Original: utsi-ex122_67.htm
CERTIFICATION I, Eric Lam, certify that: 1. I have reviewed this annual report on Form 20-F of UTStarcom Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were

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Webplus: UTSI/20190417/20-F/11_EX-13.1/000.htm SEC Original: utsi-ex131_69.htm
18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES OXLEY ACT 2002 (1) (2) Dated: April 17, 2019 Chief Executive Officer EX-13.1 11 utsi-ex131_69.htm EX-13.1

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Webplus: UTSI/20190417/20-F/12_EX-13.2/000.htm SEC Original: utsi-ex132_68.htm
18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES OXLEY ACT 2002 (1) (2) Dated: April 17, 2019 Vice President, Finance EX-13.2 12 utsi-ex132_68.htm EX-13.2

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Webplus: UTSI/20190417/20-F/13_EX-15.1/000.htm SEC Original: utsi-ex151_515.htm
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shanghai, the People’s Republic of China April 17, 2019 EX-15.1 13 utsi-ex151_515.htm EX-15.1

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Company Info:

Ticker: UTSI, Company: UTSTARCOM HOLDINGS CORP., Type: 20-F, Date: 2019-04-17, XBRL Interactive FinancialsCIK: 0001030471, Location: K3, SIC: 3669, SIC Desc: COMMUNICATIONS EQUIPMENT, NEC
Business Phone & Address:
6TH FLOOR, 28 HENNESSY ROAD, ADMIRALTY
HONG KONG, K3 NA