CREG [CHINA RECYCLING ENERGY] SC 13G/A: Mitchell P. Kopin 2. Check the Appropriate Box

Ticker: CREG, Company: CHINA RECYCLING ENERGY CORP, Type: SC 13G/A, Date: 2019-02-08
Original SEC Filing: Click here


Webplus: CREG/20190208/SC_13G.A/1/000.htm SEC Original: sc13g1218a1intraco_chinarec.htm
Mitchell P. Kopin 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ 3. SEC Use Only 4. Citizenship or Place of Organization Number of Shares Beneficially Owned by Each Reporting 5. Sole Voting Power 0 6. Shared Voting Power 661,694 7. Sole Dispositive Power



s:10422:" SC 13G/A 1 sc13g1218a1intraco_chinarec.htm AMENDMENT NO. 1 TO SCHEDULE 13G

Names of Reporting Persons.

Mitchell P. Kopin

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐

(b)  ☐

3.

SEC Use Only

4.

Citizenship or Place of Organization

United States of America

Number of
Shares Beneficially
Owned by Each
Reporting
Person With:
5.

Sole Voting Power

0

6.

Shared Voting Power

661,694

7.

Sole Dispositive Power

0

8.

Shared Dispositive Power

661,694

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

661,694 (see Item 4)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ☐

11.

Percent of Class Represented by Amount in Row (9)

6.0% (see Item 4)

12.

Type of Reporting Person (See Instructions)

IN; HC

Page 2 of 6

CUSIP No. 168913200

1.

Names of Reporting Persons.

Daniel B. Asher

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐

(b)  ☐

3.

SEC Use Only

4.

Citizenship or Place of Organization

United States of America

Number of
Shares Beneficially
Owned by Each
Reporting
Person With:
5.

Sole Voting Power

0

6.

Shared Voting Power

661,694

7.

Sole Dispositive Power

0

8.

Shared Dispositive Power

661,694

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

661,694 (see Item 4)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ☐

11.

Percent of Class Represented by Amount in Row (9)

6.0% (see Item 4)

12.

Type of Reporting Person (See Instructions)

IN; HC

Page 3 of 6

CUSIP No. 168913200

1.

Names of Reporting Persons.

Intracoastal Capital LLC

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐

(b)  ☐

3.

SEC Use Only

4.

Citizenship or Place of Organization

Delaware

Number of
Shares Beneficially
Owned by Each
Reporting
Person With:
5.

Sole Voting Power

0

6.

Shared Voting Power

661,694

7.

Sole Dispositive Power

0

8.

Shared Dispositive Power

661,694

9.

Aggregate Amount Beneficially Owned by Each Reporting Person

661,694 (see Item 4)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ☐

11.

Percent of Class Represented by Amount in Row (9)

6.0% (see Item 4)

12.

Type of Reporting Person (See Instructions)

OO

Page 4 of 6

This Amendment No. 1 is being filed jointly by the Reporting Persons and amends the Schedule 13G initially filed by the Reporting Persons with the Securities and Exchange Commission (the “SEC”) on November 7, 2018 (the “Schedule 13G”).

Except as set forth below, all Items of the Schedule 13G remain unchanged. All capitalized terms not otherwise defined herein shall have the meanings ascribed to such terms in the Schedule 13G.

Item 4.Ownership.

(a) and (b):

As of the close of business on December 31, 2018, each of the Reporting Persons may have been deemedto have beneficial ownership of661,694 shares of Common Stock issuable upon exercise of the Intracoastal Warrant,and all such shares of Common Stock represented beneficial ownership of approximately6.0% of the Common Stock,based on(1) 10,295,280 shares of Common Stock outstanding on November 12, 2018 as reported by the Issuer, plus (2) 661,694 shares of Common Stock issuable upon exercise of the Intracoastal Warrant.

(c) Number of shares as to which each Reporting Person has:

(i) Sole power to vote or to direct the vote:   0.

(ii) Shared power to vote or to direct the vote:  661,694 .

(iii) Sole power to dispose or to direct the disposition of  0.

(iv) Shared power to dispose or to direct the disposition of   661,694 .

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

Page 5 of 6

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 8, 2019

/s/ Mitchell P. Kopin
Mitchell P. Kopin
/s/ Daniel B. Asher
Daniel B. Asher
Intracoastal Capital LLC

By: /s/ Mitchell P. Kopin
Mitchell P. Kopin, Manager

Page 6 of 6

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Company Info:

Ticker: CREG, Company: CHINA RECYCLING ENERGY CORP, Type: SC 13G/A, Date: 2019-02-08CIK: 0000721693, Location: F4, SIC: 7389, SIC Desc: SERVICES-BUSINESS SERVICES, NEC
Business Phone & Address:
4/F, TOWER C, RONG CHENG YUN GU BUILDING, KEJI 3RD ROAD, YANTA DISTRICT
XI’AN CITY, SHAANXI PROVINCE 710075

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