YZC [YANZHOU COAL MINING CO] 20-F: (Original Filing)

[Page 1 Definitions and Supplemental Information 1 Conventions 6 PART I ITEM 1. Identity of Directors, Senior Management and Advisers 7 ITEM 2. Offer Statistics and Expected Timetable 7 ITEM 3. Key Information 7 ITEM 4. Information on the Company 25 ITEM 4A. Unresolved Staff Comments 73 ITEM 5. Operating and Financial Review and Prospects 74 ITEM 6. Directors, Supervisors,] [LIST OF SUBSIDIARIES OF YANZHOU COAL MINING COMPANY LIMITED As of December 31, 2012, we owned the following subsidiaries: Name of Subsidiary Country of incorporation/ registration and operation Austar Coal Mine Pty, Limited Australia Yanmei Heze Neng Hua Company Limited PRC Yancoal Australia Limited Australia Shandong Yanmei Shipping Co., Ltd. PRC Yanzhou Coal Yulin Neng Hua Company Limited PRC Zhongyan] [I, ZHANG Yingmin, certify that: 1. I have reviewed this annual report on Form 20-F of Yanzhou Coal Mining Company Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which] [I, WU Yuxiang, certify that: 1. I have reviewed this annual report on Form 20-F of Yanzhou Coal Mining Company Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which] [SECTION 906 OF THE SARBANES–OXLEY ACT OF 2002 (18 U.S.C. SECTION 1350) (1) (2) The information contained in the annual report fairly presents, in all material respects, the financial condition and results of operations of the Company. Zhang Yingmin General Manager EX-13.1 5 d523877dex131.htm EX-13.1] [SECTION 906 OF THE SARBANES–OXLEY ACT OF 2002 (18 U.S.C. SECTION 1350) (1) (2) The information contained in the annual report fairly presents, in all material respects, the financial condition and results of operations of the Company. Wu Yuxiang Chief Financial Officer EX-13.2 6 d523877dex132.htm EX-13.2]

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NOAH [Noahs] 20-F: (Original Filing)

[INTRODUCTION 1 PART I 2 ITEM 1. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS 2 ITEM 2. OFFER STATISTICS AND EXPECTED TIMETABLE 2 ITEM 3. KEY INFORMATION 3 ITEM 4. INFORMATION ON THE COMPANY 30 ITEM 4A. UNRESOLVED STAFF COMMENTS 53 ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS 53 ITEM 6. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES 75 ITEM 7.] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Jingbo Wang (“Party C”) Party A and Party B have entered into an entrust loan agreement on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009207700), and Party B and Party] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Zhe Yin (“Party C”) Party A and Party B have entered into an entrust loan agreement on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009208000), and Party B and Party] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Boquan He (“Party C”) Party A and Party B have entered into an entrust loan agreement on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009207500), and Party B and Party] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Yan Wei (“Party C”) Party A and Party B have entered into an entrust loan agreement on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009207900), and Party B and Party] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Qianghua Yan (“Party C”) Party A and Party B have entered into an entrust loan agreements on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009207800), and Party B and Party] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Xinjuan Zhang (“Party C”) Party A and Party B have entered into an entrust loan agreement on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009207600), and Party B and Party] [List of Significant Consolidated Entities of Noah Holdings Limited* Name Jurisdiction of Relationship Noah Private Wealth Management (Hong Kong) Limited Hong Kong Wholly-owned subsidiary Noah Holdings (Hong Kong) Limited Hong Kong Wholly-owned subsidiary Shanghai Noah Financial Services Co., Ltd. (1) China Wholly-owned subsidiary Shanghai Rongyao Information Technology Co., Ltd. China Wholly-owned subsidiary Kunshan Noah Xingguang Investment Management Co., Ltd. China] [I, Jingbo Wang, certify that: 1. I have reviewed this annual report on Form 20-F of Noah Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [Certification by the Principal Financial Officer I, Tao Thomas Wu, certify that: 1. I have reviewed this annual report on Form 20-F of Noah Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the] [(1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Jingbo Wang Chief Executive Officer EX-13.1 11 d464345dex131.htm EX-13.1] [Certification by the Principal Financial Officer (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Tao Thomas Wu Chief Financial Officer EX-13.2 12 d464345dex132.htm EX-13.2] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-171541 on Form S-8 of our reports dated April 26, 2013, relating to the financial statements and financial statement schedule of Noah Holdings Limited, and the effectiveness of Noah Holdings Limited’s internal control over financial reporting, appearing in this Annual Report on] [April 26, 2013 Noah Holdings Limited 6th Floor, Times Finance Center No. 68 Middle Yincheng Road Pudong, Shanghai 200120 People’s Republic of China Dear Sirs, Yours faithfully, Zhong Lun Law Firm EX-15.2 14 d464345dex152.htm EX-15.2]

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YY [YY] 20-F: (Original Filing)

[Eric He Chief Financial Officer Tel: +86 (20) 2916-2288 E-mail: eric@yy.com Fax: +86 (20) 2916-2080 Building 3-08, Yangcheng Creative Industry Zone No. 309 Huangpu Avenue Middle Tianhe District Guangzhou 510655 The People’s Republic of China (Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person) Title of Each Class Name of Exchange on Which Registered Class A common] [List of Significant Subsidiaries Name Jurisdiction of incorporation Duowan Entertainment Corp. BVI Wholly owned subsidiary NeoTasks Inc. Cayman Islands Wholly owned subsidiary NeoTasks Limited Hong Kong Wholly owned subsidiary Guangzhou Huanju Shidai Information Technology Company Limited PRC Wholly owned subsidiary Huanju Shidai Technology (Beijing) Company Limited PRC Wholly owned subsidiary Zhuhai Duowan Information Technology Company Limited PRC Wholly owned subsidiary] [YY INC. AMENDED CODE OF BUSINESS CONDUCT AND ETHICS I. PURPOSE Code Company This Code of Business Conduct and Ethics (the “ This Code is designed to deter wrongdoing and to promote: • honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; • SEC • • prompt internal reporting] [I, David Xueling Li, certify that: 1. I have review this annual report on Form 20-F of YY Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [Certification by the Principal Financial Officer I, Eric He, certify that: 1. I have reviewed this annual report on Form 20-F of YY Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [(1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. David Xueling Li Chief Executive Officer EX-13.1 6 d465806dex131.htm EX-13.1] [Certification by the Principal Financial Officer (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Eric He Chief Financial Officer EX-13.2 7 d465806dex132.htm EX-13.2] [April 26, 2013 Matter No.: 878118 Doc Ref: 3028192 +852 2842 9551 Paul.lim@conyersdill.com The Directors YY Inc. Building 3-08, Yangcheng Creative Industry Zone No. 309 Huangpu Avenue Middle Tianhe District Guangzhou 510655 The People’s Republic of China Dear Sirs, ( “Company”) Re: YY Inc. Form 20-F Yours faithfully, Conyers Dill & Pearman (Cayman) Limited EX-15.1 8 d465806dex151.htm EX-15.1] [YY INC. April 26, 2013 Building 3-08 Yangcheng Creative Industry Zone No.309 Huangpu Avenue Middle Tianhe District Guangzhou 510655 P.R.C Dear Sirs/Madam “As advised by our PRC counsel, Zhong Lun Law Firm, the contractual arrangements among Beijing Huanju Shidai and Beijing Tuda and its shareholders and the contractual arrangements among Beijing Huanju Shidai and Guangzhou Huaduo and its shareholders, governed] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (No. 333-187074) of YY Inc. of our report dated April 26, 2013, relating to the consolidated financial statements, which appears in this Form 20-F. Shanghai, the People’s Republic of China April 26, 2013 EX-15.3 10 d465806dex153.htm EX-15.3]

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NOAH [Noahs] 20-F: INTRODUCTION 1 PART I 2 ITEM 1. IDENTITY

[INTRODUCTION 1 PART I 2 ITEM 1. IDENTITY OF DIRECTORS, SENIOR MANAGEMENT AND ADVISERS 2 ITEM 2. OFFER STATISTICS AND EXPECTED TIMETABLE 2 ITEM 3. KEY INFORMATION 3 ITEM 4. INFORMATION ON THE COMPANY 30 ITEM 4A. UNRESOLVED STAFF COMMENTS 53 ITEM 5. OPERATING AND FINANCIAL REVIEW AND PROSPECTS 53 ITEM 6. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES 75 ITEM 7.] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Jingbo Wang (“Party C”) Party A and Party B have entered into an entrust loan agreement on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009207700), and Party B and Party] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Zhe Yin (“Party C”) Party A and Party B have entered into an entrust loan agreement on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009208000), and Party B and Party] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Boquan He (“Party C”) Party A and Party B have entered into an entrust loan agreement on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009207500), and Party B and Party] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Yan Wei (“Party C”) Party A and Party B have entered into an entrust loan agreement on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009207900), and Party B and Party] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Qianghua Yan (“Party C”) Party A and Party B have entered into an entrust loan agreements on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009207800), and Party B and Party] [Extension of Entrust Loan Agreement Entrusting Party: Shanghai Noah Rongyao Investment Consulting Co., Ltd. (“Party A”) Lender: Shanghai Branch of China Minsheng Bank (“Party B”) Borrower: Xinjuan Zhang (“Party C”) Party A and Party B have entered into an entrust loan agreement on June 25, 2009 (contract number of GONG WEI DAI ZI NO. 02022009207600), and Party B and Party] [List of Significant Consolidated Entities of Noah Holdings Limited* Name Jurisdiction of Relationship Noah Private Wealth Management (Hong Kong) Limited Hong Kong Wholly-owned subsidiary Noah Holdings (Hong Kong) Limited Hong Kong Wholly-owned subsidiary Shanghai Noah Financial Services Co., Ltd. (1) China Wholly-owned subsidiary Shanghai Rongyao Information Technology Co., Ltd. China Wholly-owned subsidiary Kunshan Noah Xingguang Investment Management Co., Ltd. China] [I, Jingbo Wang, certify that: 1. I have reviewed this annual report on Form 20-F of Noah Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [Certification by the Principal Financial Officer I, Tao Thomas Wu, certify that: 1. I have reviewed this annual report on Form 20-F of Noah Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the] [(1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Jingbo Wang Chief Executive Officer EX-13.1 11 d464345dex131.htm EX-13.1] [Certification by the Principal Financial Officer (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Tao Thomas Wu Chief Financial Officer EX-13.2 12 d464345dex132.htm EX-13.2] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-171541 on Form S-8 of our reports dated April 26, 2013, relating to the financial statements and financial statement schedule of Noah Holdings Limited, and the effectiveness of Noah Holdings Limited’s internal control over financial reporting, appearing in this Annual Report on] [April 26, 2013 Noah Holdings Limited 6th Floor, Times Finance Center No. 68 Middle Yincheng Road Pudong, Shanghai 200120 People’s Republic of China Dear Sirs, Yours faithfully, Zhong Lun Law Firm EX-15.2 14 d464345dex152.htm EX-15.2]

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YY [YY] 20-F: Eric He Chief Financial Officer Tel: +86 (20)

[Eric He Chief Financial Officer Tel: +86 (20) 2916-2288 E-mail: eric@yy.com Fax: +86 (20) 2916-2080 Building 3-08, Yangcheng Creative Industry Zone No. 309 Huangpu Avenue Middle Tianhe District Guangzhou 510655 The People’s Republic of China (Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person) Title of Each Class Name of Exchange on Which Registered Class A common] [List of Significant Subsidiaries Name Jurisdiction of incorporation Duowan Entertainment Corp. BVI Wholly owned subsidiary NeoTasks Inc. Cayman Islands Wholly owned subsidiary NeoTasks Limited Hong Kong Wholly owned subsidiary Guangzhou Huanju Shidai Information Technology Company Limited PRC Wholly owned subsidiary Huanju Shidai Technology (Beijing) Company Limited PRC Wholly owned subsidiary Zhuhai Duowan Information Technology Company Limited PRC Wholly owned subsidiary] [YY INC. AMENDED CODE OF BUSINESS CONDUCT AND ETHICS I. PURPOSE Code Company This Code of Business Conduct and Ethics (the “ This Code is designed to deter wrongdoing and to promote: • honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; • SEC • • prompt internal reporting] [I, David Xueling Li, certify that: 1. I have review this annual report on Form 20-F of YY Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [Certification by the Principal Financial Officer I, Eric He, certify that: 1. I have reviewed this annual report on Form 20-F of YY Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [(1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. David Xueling Li Chief Executive Officer EX-13.1 6 d465806dex131.htm EX-13.1] [Certification by the Principal Financial Officer (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Eric He Chief Financial Officer EX-13.2 7 d465806dex132.htm EX-13.2] [April 26, 2013 Matter No.: 878118 Doc Ref: 3028192 +852 2842 9551 Paul.lim@conyersdill.com The Directors YY Inc. Building 3-08, Yangcheng Creative Industry Zone No. 309 Huangpu Avenue Middle Tianhe District Guangzhou 510655 The People’s Republic of China Dear Sirs, ( “Company”) Re: YY Inc. Form 20-F Yours faithfully, Conyers Dill & Pearman (Cayman) Limited EX-15.1 8 d465806dex151.htm EX-15.1] [YY INC. April 26, 2013 Building 3-08 Yangcheng Creative Industry Zone No.309 Huangpu Avenue Middle Tianhe District Guangzhou 510655 P.R.C Dear Sirs/Madam “As advised by our PRC counsel, Zhong Lun Law Firm, the contractual arrangements among Beijing Huanju Shidai and Beijing Tuda and its shareholders and the contractual arrangements among Beijing Huanju Shidai and Guangzhou Huaduo and its shareholders, governed] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (No. 333-187074) of YY Inc. of our report dated April 26, 2013, relating to the consolidated financial statements, which appears in this Form 20-F. Shanghai, the People’s Republic of China April 26, 2013 EX-15.3 10 d465806dex153.htm EX-15.3]

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UTSI [UTSTARCOMS] 20-F: (Original Filing)

[FORM 20-F o OR ý For the Fiscal Year Ended December 31, 2012 OR o For the transition period from to OR o UTStarcom Holdings Corp. N/A Cayman Islands (Jurisdiction of incorporation or organization) Room 303, Building H, Phoenix Place, Jing Ou-Yang None Title of Each Class Name of Exchange on which Registered Ordinary Shares, $0.00375 par value The NASDAQ] [THE COMPANIES LAW (2012 REVISION) SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF UTSTARCOM HOLDINGS CORP. Adopted by Special Resolution passed on March 21, 2013 1. The name of the Company is UTStarcom Holdings Corp. 2. The Registered Office of the Company shall be at the offices of Maples Corporate Services Limited, P.O. Box 309GT, Ugland House, Grand Cayman, KY1-1104,] [MASTER REORGANIZATION AGREEMENT SHARE AND ASSET PURCHASE AGREEMENT BY AND AMONG UTSTARCOM HONG KONG HOLDING LIMITED UTSTARCOM HOLDINGS CORP. EAGLE FIELD HOLDINGS LIMITED (“Buyer”) AND Mr. Ying (Jack) Lu (“Mr. Lu”) August 31 , 2012 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE 3 1.1 Purchase and Sale of Shares 3 1.2 Purchase and Sale of Assets 3 1.3] [EXECUTION COPY Dated the 31 st day o f August, 2012 UTSTARCOM HOLDINGS CORP. (as the “Transferor”) and EAGLE FIELD HOLDINGS LIMITED (as the “ Transferee ”) and UTSTARCOM HONG KONG HOLDINGS LIMITED (as the “Company”) SHARE TRANSFER AGREEMENT 1 THIS AGREEMENT is made the 31 st day of August, 20 12 BETWEEN: (1) UTSTARCOM HOLDINGS CO RP., a Cayman] [License Agreement the Agreement The License Agreement (hereinafter referred to as “ UT Holdings (1) UTStarcom Holdings Corp., a company duly incorporated and validly existing under the laws of Cayman Islands law (hereinafter referred to as “ (2) UTStarcom Telecom Co., Ltd ， HUTS a Limited liability company duly incorporated and validly existing under the laws of the People’s Republic] [ASSIGNMENT AND ASSUMPTION AGREEMENT By and Among UTSTARCOM HOLDINGS CORP. (“Parent”) UTSTARCOM TELECOM CO., LTD. (“HUTS”) UTSTARCOM INDIA TELECOM PVT. LTD. (“UITPL”) UTSTARCOM HONG KONG HOLDING LIMITED (“Company ” ) UTSTARCOM CHINA CO., LTD. (“ UTSC ”) And EAGLE FIELD HOLDINGS LIMITED (the “Buyer”) August 31, 2012 Table of Contents ARTICLE 1 ASSIGNED CONTRACTS 2 ARTICLE 2 ASSIGNMENT OF CONTRACTS] [EXECUTION COPY PATENT, SOFTWARE COPYRIGHT, TRADEMARK AND DOMAIN NAME ASSIGNMENT Assignment This PATENT, SOFTWARE COPYRIGHT, TRADEMARK AND DOMAIN NAME ASSIGNMENT (this “ st HUTS UTSC UTSI Party Parties day of August , 2012 by and among UTSTARCOM TELECOMMUNICATION COMPANY LIMITED, a company duly incorporated and lawfully existing under the laws of the People’s Republic of China with its principle place] [EXECUTION COPY ACT UTSTARCOM HONG KONG HOLDING LIMITED CONVERTIBLE BOND $20,000,000 August 31, 2012 Company FOR VALUE RECEIVED, UTStarcom Hong Kong Holding Limited, a Hong Kong company (the “ imi t e Investor Bond d, a Hong Kong company (“ August 31 Maturity Date , 2017 (the “ The following is a statement of the rights of Investor and the] [SUBSIDIARIES OF UTSTARCOM HOLDINGS CORP. Name Place of Incorporation or Organization Proportion of Ownership Interest UTStarcom, Inc.(1) U.S.A 100 % UTStarcom International Products, Inc. U.S.A 100 % UTStarcom International Services, Inc. U.S.A 100 % IssanniCommnications, Inc. U.S.A 100 % UTStarcom Telecom Co., Ltd(1) China 100 % UTStarcom (Chongqing) Telecom Co., Ltd.] [CERTIFICATION I, William Wong, certify that: 1. I have reviewed this annual report on Form 20-F of UTStarcom Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [CERTIFICATION I, Tianruo Pu, certify that: 1. I have reviewed this annual report on Form 20-F of UTStarcom Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES OXLEY ACT 2002 (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: April 26 , 2013 Chief Executive Officer EX-13.1 12 a2214599zex-13_1.htm EX-13.1] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES OXLEY ACT 2002 In connection with the Report, I, Tianruo (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: April 26 , 2013 Tianruo Pu Tianruo Pu Chief Financial Officer EX-13.2 13 a2214599zex-13_2.htm EX-13.2] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-108817, 333-84710, 333-44548, 333-60150, 333-120564, 333-127850, 333-136551 and 333-161639) of UTStarcom Holdings Corp. of our report dated April 26, 2013 relating to the consolidated financial statements, financial statement schedules and the effectiveness of internal control over financial]

By | 2016-03-01T10:53:38+00:00 April 26th, 2013|Categories: Chinese Stocks, SEC Original, UTSI|Tags: , , , , , |0 Comments
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UTSI [UTSTARCOMS] 20-F: FORM 20-F o OR ý For the Fiscal

[FORM 20-F o OR ý For the Fiscal Year Ended December 31, 2012 OR o For the transition period from to OR o UTStarcom Holdings Corp. N/A Cayman Islands (Jurisdiction of incorporation or organization) Room 303, Building H, Phoenix Place, Jing Ou-Yang None Title of Each Class Name of Exchange on which Registered Ordinary Shares, $0.00375 par value The NASDAQ] [THE COMPANIES LAW (2012 REVISION) SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF UTSTARCOM HOLDINGS CORP. Adopted by Special Resolution passed on March 21, 2013 1. The name of the Company is UTStarcom Holdings Corp. 2. The Registered Office of the Company shall be at the offices of Maples Corporate Services Limited, P.O. Box 309GT, Ugland House, Grand Cayman, KY1-1104,] [MASTER REORGANIZATION AGREEMENT SHARE AND ASSET PURCHASE AGREEMENT BY AND AMONG UTSTARCOM HONG KONG HOLDING LIMITED UTSTARCOM HOLDINGS CORP. EAGLE FIELD HOLDINGS LIMITED (“Buyer”) AND Mr. Ying (Jack) Lu (“Mr. Lu”) August 31 , 2012 TABLE OF CONTENTS Page ARTICLE I PURCHASE AND SALE 3 1.1 Purchase and Sale of Shares 3 1.2 Purchase and Sale of Assets 3 1.3] [EXECUTION COPY Dated the 31 st day o f August, 2012 UTSTARCOM HOLDINGS CORP. (as the “Transferor”) and EAGLE FIELD HOLDINGS LIMITED (as the “ Transferee ”) and UTSTARCOM HONG KONG HOLDINGS LIMITED (as the “Company”) SHARE TRANSFER AGREEMENT 1 THIS AGREEMENT is made the 31 st day of August, 20 12 BETWEEN: (1) UTSTARCOM HOLDINGS CO RP., a Cayman] [License Agreement the Agreement The License Agreement (hereinafter referred to as “ UT Holdings (1) UTStarcom Holdings Corp., a company duly incorporated and validly existing under the laws of Cayman Islands law (hereinafter referred to as “ (2) UTStarcom Telecom Co., Ltd ， HUTS a Limited liability company duly incorporated and validly existing under the laws of the People’s Republic] [ASSIGNMENT AND ASSUMPTION AGREEMENT By and Among UTSTARCOM HOLDINGS CORP. (“Parent”) UTSTARCOM TELECOM CO., LTD. (“HUTS”) UTSTARCOM INDIA TELECOM PVT. LTD. (“UITPL”) UTSTARCOM HONG KONG HOLDING LIMITED (“Company ” ) UTSTARCOM CHINA CO., LTD. (“ UTSC ”) And EAGLE FIELD HOLDINGS LIMITED (the “Buyer”) August 31, 2012 Table of Contents ARTICLE 1 ASSIGNED CONTRACTS 2 ARTICLE 2 ASSIGNMENT OF CONTRACTS] [EXECUTION COPY PATENT, SOFTWARE COPYRIGHT, TRADEMARK AND DOMAIN NAME ASSIGNMENT Assignment This PATENT, SOFTWARE COPYRIGHT, TRADEMARK AND DOMAIN NAME ASSIGNMENT (this “ st HUTS UTSC UTSI Party Parties day of August , 2012 by and among UTSTARCOM TELECOMMUNICATION COMPANY LIMITED, a company duly incorporated and lawfully existing under the laws of the People’s Republic of China with its principle place] [EXECUTION COPY ACT UTSTARCOM HONG KONG HOLDING LIMITED CONVERTIBLE BOND $20,000,000 August 31, 2012 Company FOR VALUE RECEIVED, UTStarcom Hong Kong Holding Limited, a Hong Kong company (the “ imi t e Investor Bond d, a Hong Kong company (“ August 31 Maturity Date , 2017 (the “ The following is a statement of the rights of Investor and the] [SUBSIDIARIES OF UTSTARCOM HOLDINGS CORP. Name Place of Incorporation or Organization Proportion of Ownership Interest UTStarcom, Inc.(1) U.S.A 100 % UTStarcom International Products, Inc. U.S.A 100 % UTStarcom International Services, Inc. U.S.A 100 % IssanniCommnications, Inc. U.S.A 100 % UTStarcom Telecom Co., Ltd(1) China 100 % UTStarcom (Chongqing) Telecom Co., Ltd.] [CERTIFICATION I, William Wong, certify that: 1. I have reviewed this annual report on Form 20-F of UTStarcom Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [CERTIFICATION I, Tianruo Pu, certify that: 1. I have reviewed this annual report on Form 20-F of UTStarcom Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES OXLEY ACT 2002 (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: April 26 , 2013 Chief Executive Officer EX-13.1 12 a2214599zex-13_1.htm EX-13.1] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES OXLEY ACT 2002 In connection with the Report, I, Tianruo (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: April 26 , 2013 Tianruo Pu Tianruo Pu Chief Financial Officer EX-13.2 13 a2214599zex-13_2.htm EX-13.2] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-108817, 333-84710, 333-44548, 333-60150, 333-120564, 333-127850, 333-136551 and 333-161639) of UTStarcom Holdings Corp. of our report dated April 26, 2013 relating to the consolidated financial statements, financial statement schedules and the effectiveness of internal control over financial]

By | 2016-03-01T10:54:21+00:00 April 26th, 2013|Categories: Chinese Stocks, UTSI, Webplus ver|Tags: , , , , , |0 Comments
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CSIQ [Canadian Solar] 20-F: (Original Filing)

[Form 20-F (Mark One) o OR ý For the fiscal year ended December 31, 2012. OR o OR o Date of event requiring this shell company report For the transition period from to CANADIAN SOLAR INC. N/A Canada 545 Speedvale Avenue West Michael G. Potter, Chief Financial Officer Title of Each Class Name of Each Exchange on Which Registered Common] [LIST OF SUBSIDIARIES (As of April 26 , 2013) Name of Significant Subsidiaries Place of Incorporation Ownership Interest CSI Solartronics (Changshu) Co., Ltd. People’s Republic of China 100 % CSI Solar Technologies Inc. People’s Republic of China 100 %] [Certification by the Chief Executive Officer I, Shawn (Xiaohua) Qu, certify that: 1. I have reviewed this annual report on Form 20-F of Canadian Solar Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light] [Certification by the Chief Financial Officer I, Michael G. Potter, certify that: 1. I have reviewed this annual report on Form 20-F of Canadian Solar Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light] [Certification by the Chief Executive Officer (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. 26 , 2013 Shawn (Xiaohua) Qu Chief Executive Officer EX-13.1 5 a2214636zex-13_1.htm EX-13.1] [Certification by the Chief Financial Officer (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. 26 , 2013 Michael G. Potter Chief Financial Officer EX-13.2 6 a2214636zex-13_2.htm EX-13.2] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-147042 and 333-178187 on Form S-8 of our reports dated April 26 , 2013, relating to the financial statements and financial statement schedule of Canadian Solar Inc. and subsidiaries (the “Company”), and the effectiveness of the Company’s internal control over financial reporting,]

By | 2016-03-16T12:06:06+00:00 April 26th, 2013|Categories: Chinese Stocks, CSIQ, SEC Original|Tags: , , , , , |0 Comments
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CSIQ [Canadian Solar] 20-F: Form 20-F (Mark One) o OR ý For

[Form 20-F (Mark One) o OR ý For the fiscal year ended December 31, 2012. OR o OR o Date of event requiring this shell company report For the transition period from to CANADIAN SOLAR INC. N/A Canada 545 Speedvale Avenue West Michael G. Potter, Chief Financial Officer Title of Each Class Name of Each Exchange on Which Registered Common] [LIST OF SUBSIDIARIES (As of April 26 , 2013) Name of Significant Subsidiaries Place of Incorporation Ownership Interest CSI Solartronics (Changshu) Co., Ltd. People’s Republic of China 100 % CSI Solar Technologies Inc. People’s Republic of China 100 %] [Certification by the Chief Executive Officer I, Shawn (Xiaohua) Qu, certify that: 1. I have reviewed this annual report on Form 20-F of Canadian Solar Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light] [Certification by the Chief Financial Officer I, Michael G. Potter, certify that: 1. I have reviewed this annual report on Form 20-F of Canadian Solar Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light] [Certification by the Chief Executive Officer (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. 26 , 2013 Shawn (Xiaohua) Qu Chief Executive Officer EX-13.1 5 a2214636zex-13_1.htm EX-13.1] [Certification by the Chief Financial Officer (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. 26 , 2013 Michael G. Potter Chief Financial Officer EX-13.2 6 a2214636zex-13_2.htm EX-13.2] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-147042 and 333-178187 on Form S-8 of our reports dated April 26 , 2013, relating to the financial statements and financial statement schedule of Canadian Solar Inc. and subsidiaries (the “Company”), and the effectiveness of the Company’s internal control over financial reporting,]

By | 2016-03-16T12:07:00+00:00 April 26th, 2013|Categories: Chinese Stocks, CSIQ, Webplus ver|Tags: , , , , , |0 Comments
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BITA [BITAUTO] 20-F: (Original Filing)

[Title of Each Class Name of Exchange on Which Registered American depositary shares, each representing one ordinary share Ordinary shares, par value US$0.00004 per share* None (Title of Class) None (Title of Class) Indicate the number of outstanding shares of each of the Issuer’s classes of capital or common stock as of the close of the period covered by the] [Bitauto Holdings Limited 2012 SHARE INCENTIVE PLAN ARTICLE 1 PURPOSE Plan Company ARTICLE 2 DEFINITIONS AND CONSTRUCTION Wherever the following terms are used in the Plan, they shall have the meanings specified below unless the context clearly indicates otherwise. The singular pronoun shall include the plural where the context so indicates, and vice versa. 2.1 “ Award 2.2 “ Award] [Exclusive Business Cooperation Agreement* This Exclusive Business Cooperation Agreement (this “Agreement”) is made and entered into by and between the following Parties on the Party A: Beijing Bitauto Internet Information Company Address: Beijing New Century Hotel Office Building 6 Flr, No.6 Beijing Capital Stadium Road South, Haidian District, Beijing, P.R. China 100044 Party B: Beijing Bitauto Information Technology Company Limited] [Exclusive Option Agreement* This Exclusive Option Agreement (this “Agreement”) is executed by and among the following Parties as of the 31st day of March, 2009, in Beijing, China: Party A: Beijing Bitauto Internet Information Company Party B: Li Bin Party C: Beijing Bitauto Information Technology Company Limited, In this Agreement, each of Party A, Party B and Party C shall] [Share Pledge Agreement* This Share Pledge Agreement (this “Agreement”) has been executed by and among the following Parties on this 31st day of March, 2009, in Beijing: Party A: Beijing Bitauto Internet Information Company Address: Beijing New Century Hotel Office Building 6 Flr, No.6 Beijing Capital Stadium Road South, Haidian District, Beijing, P.R. China 100044 Party B: Li Bin ID] [Loan Agreement* This Loan Agreement (this “Agreement”) is made and entered into by and between the Parties below as of the 31st day of (1) Beijing Bitauto Internet Information Company (2) Li Bin Each of the Lender and the Borrower shall be hereinafter referred to as a “Party” respectively, and as the “Parties” collectively. Whereas: 1. Borrower holds 80% of] [Exclusive Business Cooperation Agreement this Agreement China PRC This Exclusive Business Cooperation Agreement (“ Party A: Beijing Bitauto Internet Information Company Ltd. Address: 10/F New Century Hotel Office Tower No. 6 Beijing Capital Stadium Road South, Haidian District, Beijing, P.R. China Party B: Beijing Easy Auto Media Co., Ltd. Address: 6/F New Century Hotel Office Tower No. 6 Beijing Capital] [Exclusive Option Agreement this Agreement China This Exclusive Option Agreement (“ Party A: Beijing Bitauto Internet Information Company Ltd. Party B: Xiaodong Hu, Party C: Beijing Easy Auto Media Co., Ltd. In this Agreement, each of Party A, Party B and Party C shall be referred to as a “Party” respectively, and they shall be collectively referred to as the] [Equity Interest Pledge Agreement this Agreement China This Equity Interest Pledge Agreement (“ Party A: Beijing Bitauto Internet Information Company Ltd. Pledgee Address: Party B: Xiaodong Hu Pledgor Party C: Beijing Easy Auto Media Co., Ltd. Address: In this Agreement, each of Pledgee, Pledgor and Party C shall be referred to as a “Party” respectively, and they shall be collectively] [Loan Agreement this Agreement China This Loan Agreement (“ (1) Beijing Bitauto Internet Information Company Ltd. Lender (2) Xiaodong Hu Borrower Each of Lender and Borrower shall be hereinafter referred to as a “Party” respectively, and as the “Parties” collectively. Whereas, 1. Loan 1.1 Loan In accordance with the terms and conditions of this Agreement, Lender agrees to provide a] [Power of Attorney My Shareholding WFOE I, Li Bin, a citizen of the People’s Republic of China (“China”) Identification Card No.: , and a holder of 80% of the entire registered capital in Beijing Bitauto Information Technology Company Limited (“ The WFOE is hereby authorized to act on behalf of myself as my exclusive agent and attorney with respect to] [List of Subsidiaries and Affiliated Entities Subsidiaries: Jurisdiction of Incorporation Bitauto Hong Kong Limited Hong Kong Beijing Bitauto Internet Information Company Limited PRC Special Purpose Entities: Jurisdiction of Incorporation Beijing Bitauto Information Technology Company Limited PRC Beijing C&I Advertising Company Limited PRC Beijing Easy Auto Media Company Limited PRC Beijing Brainstorm Advertising Company Limited PRC Beijing New Line Advertising Company] [I, Bin Li, certify that: 1. I have reviewed this annual report on Form 20-F of Bitauto Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [Certification by the Principal Financial Officer I, Xuan Zhang, certify that: 1. I have reviewed this annual report on Form 20-F of Bitauto Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances] [(1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Bin Li Chairman and Chief Executive Officer EX-13.1 15 d523227dex131.htm EX-13.1] [Certification by the Principal Financial Officer (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Xuan Zhang Chief Financial Officer EX-13.2 16 d523227dex132.htm EX-13.2] [Han Kun Law Offices Suite 906, Office Tower C1, Oriental Plaza No. 1 East Chang An Ave. Beijing 100738 The People’s Republic of China Tel: (86 10) 8525 5500 Fax: (86 10) 8525 5511 Bitauto Holdings Limited New Century Hotel Office Tower, 6/F No. 6 South Capital Stadium Road Beijing, 100044 The People’s Republic of China Dear Sir/Madam: Yours Sincerely,] [Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the Registration Statement (Form S-8 No. 333-171927) pertaining to the 2006 Stock Incentive Plan and 2010 Stock Incentive Plan of Bitauto Holdings Limited of our reports dated April 26, 2013, with respect to the consolidated financial statements of Bitauto Holdings Limited, and the effectiveness of]

By | 2016-04-02T03:46:13+00:00 April 26th, 2013|Categories: BITA, Chinese Stocks, SEC Original|Tags: , , , , , |0 Comments
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