Ticker: JRJC, Company: China Finance Online Co. LTD, Type: 20-F, Date: 2018-04-27, XBRL Interactive Financials
Original SEC Filing: Click here
Webplus: JRJC/20180427/20-F/1/000.htm SEC Original: f20f2017_chinafinance.htm
Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report: 118,098,018 ordinary shares. Yes ☒ No ☐ Yes ☒ No ☐ Yes ☐ No ☒ Yes ☐ No ☒ Large accelerated filer ☐ Accelerated filer ☐ Non-accelerated filer ☒ Emerging growth
Webplus: JRJC/20180427/20-F/2_EX-4.153/000.htm SEC Original: f20f2017ex4-153_chinafinance.htm
Framework Agreement for Exercise of Right of First Refusal signed by and among Han Meng Wenjing Lu Shenzhen Newrand Securities Advisory and Investment Co., Ltd. and Beijing CFO Glory Technology Co., Ltd. Zhongheng Xintai (Beijing) Asset Management Co., Ltd. July 2017 Beijing China Contents Framework Agreement for Exercise of Right of First Refusal 2 Article 1 Exercise of Right of
Webplus: JRJC/20180427/20-F/3_EX-4.154/000.htm SEC Original: f20f2017ex4-154_chinafinance.htm
Agreement of Termination Regarding the Strategic Consulting Service Agreement, Technical Support Agreement and Operation Agreement By and Between Beijing CFO Glory Technology Co., Ltd. and Zhongheng Xintai (Beijing) Asset Management Co., Ltd. July 25, 2017 Agreement of Termination This Agreement of Termination (hereinafter referred to as the “Agreement”) is made and entered into in Beijing, PRC (hereinafter “China”) as of
Webplus: JRJC/20180427/20-F/4_EX-4.155/000.htm SEC Original: f20f2017ex4-155_chinafinance.htm
Pledge Contract Appendix VII: New Equity Pledge Contract This Equity Pledge Contract (hereinafter referred to as the “Contract”) is concluded and signed on November 23, 2016 in Beijing China by and between: Pledgor: Ying Zhu Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 420103198502153728 Pledgee: Zhengyong Information Technology (Shanghai) Co., Ltd. Registered address:
Webplus: JRJC/20180427/20-F/5_EX-4.156/000.htm SEC Original: f20f2017ex4-156_chinafinance.htm
Equity Transfer Agreement This Equity Transfer Agreement (the “Agreement”) is made in Beijing on November 23, 2016 by and between the following transferor and transferee: Transferor: Yi Yang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID: 11010219740125303X Transferee: Ying Zhu Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID: 420103198502153728 WHEREAS:
Webplus: JRJC/20180427/20-F/6_EX-4.157/000.htm SEC Original: f20f2017ex4-157_chinafinance.htm
Framework Agreement for Exercise of Right of First Refusal signed by and among Yi Yang Ying Zhu Shenzhen Newrand Securities Advisory and Investment Co., Ltd. and Zhengyong Information Technology (Shanghai) Co., Ltd. November 2016 Beijing China Contents Framework Agreement for Exercise of Right of First Refusal 2 Article 1 Exercise of Right of First Refusal 3 Article 2 Transfer of
Webplus: JRJC/20180427/20-F/7_EX-4.158/000.htm SEC Original: f20f2017ex4-158_chinafinance.htm
Right of First Refusal Agreement Appendix VI: New Right of First Refusal & Cooperation Agreement This Agreement is concluded and signed on November 23, 2016 in Beijing China by and among: Party A: Zhengyong Information Technology (Shanghai) Co., Ltd. Registered address: Suite 301-A, Building 8, 690 Bibo Road, Shanghai Party B: Ying Zhu Address: 17/F, Building A, Fuzhuo Tower, 28
Webplus: JRJC/20180427/20-F/8_EX-4.159/000.htm SEC Original: f20f2017ex4-159_chinafinance.htm
Loan Agreement Appendix III: Loan Agreement This Loan Agreement (hereinafter referred to as “Agreement”) is concluded and signed on November 23, 2016 in Beijing, the People’s Republic of China (hereinafter referred to as “China”) by and between: Party A: Zhengyong Information Technology (Shanghai) Co., Ltd. (hereinafter referred to as the “Lender”) Registered address: Suite 301-A, Building 8, 690 Bibo Road,
Webplus: JRJC/20180427/20-F/9_EX-4.160/000.htm SEC Original: f20f2017ex4-160_chinafinance.htm
Loan Agreement This Agreement is concluded and signed on April 20, 2017 in Beijing China by and among: Lender: Fortune Software (Beijing) Co., Ltd. Registered address: Suite 07, 7/F, Building 2, 26, 28 and 30 Xuanwumenwai Street, Xicheng District, Beijing Borrower A: Xiaowei Wang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 110102197103050023
Webplus: JRJC/20180427/20-F/10_EX-4.161/000.htm SEC Original: f20f2017ex4-161_chinafinance.htm
Loan Agreement This Agreement is concluded and signed on May 20, 2017 in Beijing China by and among: Lender: Fortune Software (Beijing) Co., Ltd. Registered address: Suite 07, 7/F, Building 2, 26, 28 and 30 Xuanwumenwai Street, Xicheng District, Beijing Borrower A: Xiaowei Wang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 110102197103050023
Webplus: JRJC/20180427/20-F/11_EX-4.162/000.htm SEC Original: f20f2017ex4-162_chinafinance.htm
Strategic Consulting Service Agreement Jointly signed by and between RIFA Yunling (Beijing) Technology Co., Ltd. and Fortune Software (Beijing) Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Strategic Consulting Service 2 3 Strategic Consulting Service Fee 3 3 5 Confidentiality 3 6 Governing Law and Liabilities for Breach of Contract 3 7 Dispute Resolution 3 8 Effectiveness
Webplus: JRJC/20180427/20-F/12_EX-4.163/000.htm SEC Original: f20f2017ex4-163_chinafinance.htm
Technical Support Agreement Jointly signed by and between Fortune Software (Beijing) Co., Ltd. and RIFA Yunling (Beijing) Technology Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Technical Support Service 3 3 Technical Support Service Fee 3 3 5 Confidentiality 3 6 Governing Law and Liabilities for Breach of Contract 3 7 Dispute Resolution 4 8 Effectiveness and
Webplus: JRJC/20180427/20-F/13_EX-4.164/000.htm SEC Original: f20f2017ex4-164_chinafinance.htm
Equity Pledge Contract This Equity Pledge Contract (hereinafter referred to as the “Contract”) is concluded and signed on April 20, 2017 in Beijing China by and between: Pledgor A: Xiaowei Wang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 110102197103050023 Pledgor B: Jing Zhang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street,
Webplus: JRJC/20180427/20-F/14_EX-4.165/000.htm SEC Original: f20f2017ex4-165_chinafinance.htm
Equity Transfer Agreement This Equity Transfer Agreement (the “Agreement”) is made in Beijing on April 20, 2017 by and between the following transferor and transferee: Transferor: Beijing CFO Glory Technology Co., Ltd. Address: A1708, 28 Xuanwumenwai Street, Xuanwu District, Beijing Transferee I: Xiaowei Wang Address: F/17, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID: 110102197103050023 Transferee II:
Webplus: JRJC/20180427/20-F/15_EX-4.166/000.htm SEC Original: f20f2017ex4-166_chinafinance.htm
Right of First Refusal & Cooperation Agreement Entered into by and among Fortune Software (Beijing) Co., Ltd. Xiaowei Wang Jing Zhang And RIFA Yunling (Beijing) Technology Co., Ltd. May 20, 2017 Beijing China Right of First Refusal & Cooperation Agreement This Agreement is concluded and signed on May 20, 2017 in Beijing China by and among: Party A: Fortune Software
Webplus: JRJC/20180427/20-F/16_EX-4.167/000.htm SEC Original: f20f2017ex4-167_chinafinance.htm
Operation Agreement Jointly signed by and between Fortune Software (Beijing) Co., Ltd. and RIFA Yunling (Beijing) Technology Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Operation Support 3 4 Consideration for Operation Support 4 4 6 Confidentiality 4 7 Governing Law and Liabilities for Breach of Contract 4 8 Dispute Resolution 5 9 Effectiveness and Term of
Webplus: JRJC/20180427/20-F/17_EX-4.168/000.htm SEC Original: f20f2017ex4-168_chinafinance.htm
Loan Agreement This Agreement is concluded and signed on April 20, 2017 in Beijing China by and among: Lender: Fortune Software (Beijing) Co., Ltd. Registered address: Suite 07, 7/F, Building 2, 26, 28 and 30 Xuanwumenwai Street, Xicheng District, Beijing Borrower A: Xiaoqiao Sun Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 110102197910172334
Webplus: JRJC/20180427/20-F/18_EX-4.169/000.htm SEC Original: f20f2017ex4-169_chinafinance.htm
Strategic Consulting Service Agreement Jointly signed by and between Shenzhen Ganlanren Investment & Management Co., Ltd. and Fortune Software (Beijing) Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Strategic Consulting Service 2 3 Strategic Consulting Service Fee 3 5 Confidentiality 3 6 Governing Law and Liabilities for Breach of Contract 3 7 Dispute Resolution 3 8 Effectiveness
Webplus: JRJC/20180427/20-F/19_EX-4.170/000.htm SEC Original: f20f2017ex4-170_chinafinance.htm
Technical Support Agreement Jointly signed by and between Fortune Software (Beijing) Co., Ltd. and Shenzhen Ganlanren Investment & Management Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Technical Support Service 3 3 Technical Support Service Fee 3 3 5 Confidentiality 3 6 Governing Law and Liabilities for Breach of Contract 3 7 Dispute Resolution 4 8 Effectiveness
Webplus: JRJC/20180427/20-F/20_EX-4.171/000.htm SEC Original: f20f2017ex4-171_chinafinance.htm
Equity Pledge Contract This Equity Pledge Contract (hereinafter referred to as the “Contract”) is concluded and signed on April 20, 2017 in Beijing China by and between: Pledgor A: Xiaoqiao Sun Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 110102197910172334 Pledgor B: Si Wang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street,
Webplus: JRJC/20180427/20-F/21_EX-4.172/000.htm SEC Original: f20f2017ex4-172_chinafinance.htm
Right of First Refusal & Cooperation Agreement Entered into by and among Fortune Software (Beijing) Co., Ltd. Xiaoqiao Sun Si Wang And Shenzhen Ganlanren Investment & Management Co., Ltd. April 20, 2017 Beijing China Right of First Refusal & Cooperation Agreement This Agreement is concluded and signed on April 20, 2017 in Beijing China by and among: Party A: Fortune
Webplus: JRJC/20180427/20-F/22_EX-4.173/000.htm SEC Original: f20f2017ex4-173_chinafinance.htm
Operation Agreement Jointly signed by and between Fortune Software (Beijing) Co., Ltd. and Shenzhen Ganlanren Investment & Management Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Operation Support 3 3 4 Consideration for Operation Support 4 4 6 Confidentiality 4 7 Governing Law and Liabilities for Breach of Contract 4 8 Dispute Resolution 5 9 Effectiveness and
Webplus: JRJC/20180427/20-F/23_EX-4.174/000.htm SEC Original: f20f2017ex4-174_chinafinance.htm
Framework Agreement for Exercise of Right of First Refusal signed by and among Si Wang Zaisi Cui Shenzhen Newrand Securities Advisory and Investment Co., Ltd. and Fortune Software (Beijing) Co., Ltd. June 2017 Beijing China Contents Framework Agreement for Exercise of Right of First Refusal 2 Article 1 Exercise of Right of First Refusal 3 Article 2 Transfer of Equity
Webplus: JRJC/20180427/20-F/24_EX-4.175/000.htm SEC Original: f20f2017ex4-175_chinafinance.htm
Agreement for the Implementation of the Framework Agreement for Exercise of Jointly signed by and among Si Wang Shenzhen Ganlanren Investment & Management Co., Ltd. and Fortune Software (Beijing) Co., Ltd. April 2017 Beijing China Agreement for the Implementation of the Framework Agreement for Exercise of Right of First Refusal Party A: Si Wang Address: 17/F, Building A, Fuzhuo Tower,
Webplus: JRJC/20180427/20-F/25_EX-4.176/000.htm SEC Original: f20f2017ex4-176_chinafinance.htm
Pledge Contract Appendix VII: New Equity Pledge Contract This Equity Pledge Contract (hereinafter referred to as the “Contract”) is concluded and signed on June 21, 2017 in Beijing China by and between: Pledgor: Zaisi Cui Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 110223198101222743 Pledgee: Fortune Software (Beijing) Co., Ltd. Registered address: Suite
Webplus: JRJC/20180427/20-F/26_EX-4.177/000.htm SEC Original: f20f2017ex4-177_chinafinance.htm
Appendix II Equity Transfer Agreement Equity Transfer Agreement This Equity Transfer Agreement (the “Agreement”) is made in Beijing on June 21, 2017 by and between the following transferor and transferee: Transferor: Si Wang Address: F/17, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xuanwu District, Beijing ID: 1101111990009048627 Transferee: Zaisi Cui Address: F/17, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xuanwu
Webplus: JRJC/20180427/20-F/27_EX-4.178/000.htm SEC Original: f20f2017ex4-178_chinafinance.htm
Right of First Refusal Agreement Appendix VI: New Right of First Refusal & Cooperation Agreement This Agreement is concluded and signed on June 21, 2017 in Beijing China by and among: Party A: Fortune Software (Beijing) Co., Ltd. Registered address: Suite 07, 7/F, Building 2, 26, 28 and 30 Xuanwumenwai Street, Xicheng District, Beijing Party B: Zaisi Cui Address: 17/F,
Webplus: JRJC/20180427/20-F/28_EX-4.179/000.htm SEC Original: f20f2017ex4-179_chinafinance.htm
Loan Agreement Appendix III: Loan Agreement This Loan Agreement (hereinafter referred to as “Agreement”) is concluded and signed on June 21, 2017 in Beijing, the People’s Republic of China (hereinafter referred to as “China”) by and between: Party A: Fortune Software (Beijing) Co., Ltd. (hereinafter referred to as the “Lender”) Registered address: Suite 07, 7/F, Building 2, 26, 28 and
Webplus: JRJC/20180427/20-F/29_EX-4.180/000.htm SEC Original: f20f2017ex4-180_chinafinance.htm
Shareholder Contribution Agreement of JRJ (Zhuhai) Asset Management Co., Ltd. This Agreement is made and concluded by and among the following parties in Beijing on December 18, 2017: Party A: China Finance Online (Beijing) Co., Ltd. (hereinafter referred to as “Party A” or “JRJ”) Domicile: Suite 946-949, Block C, International Enterprise Building, 35 Financial Street, Xicheng District, Beijing Legal representative:
Webplus: JRJC/20180427/20-F/30_EX-8.1/000.htm SEC Original: f20f2017ex8-1_chinafinance.htm
The following table sets forth the details of our principal subsidiaries and significant PRC-incorporated affiliates as of December 31, 2017: Jurisdiction of Legal Ownership Name Incorporation Interest Fortune Software (Beijing) Co., Ltd. PRC 100 % China Finance Online (Beijing) Co., Ltd. PRC 100 % Shenzhen Genius Information Technology Co., Ltd. PRC 100 % Zhengyong Information & Technology (Shanghai) Co., Ltd.
Webplus: JRJC/20180427/20-F/31_EX-12.1/000.htm SEC Original: f20f2017ex12-1_chinafinance.htm
I, Zhiwei Zhao, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements
Webplus: JRJC/20180427/20-F/32_EX-12.2/000.htm SEC Original: f20f2017ex12-2_chinafinance.htm
Certification by the Principal Financial Officer I, Lin Yang, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of
Webplus: JRJC/20180427/20-F/33_EX-13.1/000.htm SEC Original: f20f2017ex13-1_chinafinance.htm
CERTIFICATION OF PERIODIC FINANCIAL REPORT SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Zhiwei Zhao Chief Executive Officer EX-13.1 33 f20f2017ex13-1_chinafinance.htm CERTIFICATION
Webplus: JRJC/20180427/20-F/34_EX-13.2/000.htm SEC Original: f20f2017ex13-2_chinafinance.htm
CERTIFICATION OF PERIODIC FINANCIAL REPORT SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Lin Yang Vice President (performing the functions of the principal financial officer) EX-13.2 34 f20f2017ex13-2_chinafinance.htm CERTIFICATION
Webplus: JRJC/20180427/20-F/35_EX-15.1/000.htm SEC Original: f20f2017ex15-1_chinafinance.htm
Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statements on Forms S-8 (No. 333-197945, No. 333-157670, No.333-139192, and No.333-123802) and Form S-8/A (No. 333-139192) of China Finance Online Co. Limited, its subsidiaries, its variable interest entities (“VIEs”) and its VIE’s subsidiaries of our report dated April 27, 2018, with respect
Webplus: JRJC/20180427/20-F/36_EX-15.2/000.htm SEC Original: f20f2017ex15-2_chinafinance.htm
Consent of Jincheng Tongda & Neal Law Firm April 25, 2018 China Finance Online Co. Limited th 17 No. 28 Xuanwai Street, Xicheng District Beijing 100052, China Annual Report SEC We hereby consent to the reference to our firm and the summary of our opinion under the “Item 3. Key Information – D. Risk factor” and “Item 4. Information on
Company Info:
Ticker: JRJC, Company: China Finance Online Co. LTD, Type: 20-F, Date: 2018-04-27, XBRL Interactive FinancialsCIK: 0001297830, Location: F4, SIC: 6211, SIC Desc: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES
Business Phone & Address:
17TH FLOOR OF FUZHUO PLAZA A, NO.28 XUANWAI STREET, XICHENG DISTRICT
BEIJING 100052
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