Ticker: DHRM, Company: Lianluo Smart Ltd, Type: 6-K, Date: 2020-02-28
Original SEC Filing: Click here

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Webplus: DHRM/20200228/6-K/2_EX-4.1/000.htm SEC Original: ea119108ex4-1_lianluosmart.htm
LIANLUO SMART LIMITED Holder Termination Date Company Common Share Section 1 Definitions Purchase Agreement Section 2 Exercise Notice of Exercise a) Exercise Price $0.70 Exercise Price b) Cashless Exercise c) 2 Bid Price “ VWAP “ 3 Mechanics of Exercise d) DWAC provided that Standard Settlement Period i. 4 ii. Rescission Rights iii. Buy-In iv.

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Webplus: DHRM/20200228/6-K/3_EX-4.2/000.htm SEC Original: ea119108ex4-2_lianluosmart.htm
AMENDED AND RESTATED LIANLUO SMART LIMITED Holder Termination Date Company Common Share Section 1 Definitions Purchase Agreement Section 2 Exercise Notice of Exercise a) 1 Exercise Price $0.70 Exercise Price b) Cashless Exercise c) (A) = 2 (B) = (X) = Bid Price “ VWAP “ 3 Mechanics of Exercise d) DWAC provided that Standard Settlement Period i. 4 ii.

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Webplus: DHRM/20200228/6-K/4_EX-5.1/000.htm SEC Original: ea119108ex5-1_lianluosmart.htm
28 February 2020 Matter No.: 863223 Doc Ref:105856880 Richard.Hall@conyers.com Charissa.Ball@conyers.com Lianluo Smart Limited Room 1318, 13th Floor No. 22 Shijingshan Road Shijingshan District Beijing 100040, China Dear Sirs, Lianluo Smart Limited (the “Company”) Commission Registration Statement Prospectus Securities Act Common A Shares Investors Securities Purchase Agreement Sale Shares Offer Documents For the purposes of giving this opinion, we have examined

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Webplus: DHRM/20200228/6-K/5_EX-10.1/000.htm SEC Original: ea119108ex10-1_lianluosmart.htm
SECURITIES PURCHASE AGREEMENT Agreement Company Purchaser Purchasers This Securities Purchase Agreement (this “ Securities Act NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuable consideration the receipt and adequacy of which are hereby acknowledged, the Company and each Purchaser agree as follows: ARTICLE I. Definitions 1.1 Acquiring Person “ Action “

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Webplus: DHRM/20200228/6-K/6_EX-10.2/000.htm SEC Original: ea119108ex10-2_lianluosmart.htm
February 27, 2020 Mr. Ping Chen Chief Executive Officer Lianluo Smart Limited th Room 1318, 13 Shijingshan District, Beijing 100040 People’s Republic of China Dear Mr. Chen: Agreement Maxim Placement Agent Company Placement Shares Securities Purchaser Purchasers Transaction Documents Closing Date Purchase Agreement This letter (the “ SECTION 1. Representations of the Company A. Securities Act Rules and Regulations Registration

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Webplus: DHRM/20200228/6-K/7_EX-10.3/000.htm SEC Original: ea119108ex10-3_lianluosmart.htm
LOCK-UP AGREEMENT _____________, 2020 Maxim Group LLC 405 Lexington Avenue New York, NY 10174 Re: Placement of Lianluo Smart Limited Ladies and Gentlemen: Company Placement Agent Placement Agency Agreement Placement Securities SEC Lock-Up Period Transfer Exchange Act Relevant Security Effective Date The Lock-Up Period will commence on the date of this Lock-up Agreement and continue and include the date that

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Webplus: DHRM/20200228/6-K/8_EX-99.1/000.htm SEC Original: ea119108ex99-1_lianluosmart.htm
Lianluo Smart Limited Announces Pricing of Approximately $3.4 Million Offering Maxim Group LLC acted as sole placement agent for the offering. This press release shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale

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Webplus: DHRM/20200228/6-K/1/000.htm SEC Original: ea119108-6k_lianluosmart.htm

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Company Info:

Ticker: DHRM, Company: Lianluo Smart Ltd, Type: 6-K, Date: 2020-02-28CIK: 0001474627, Location: F4, SIC: 3841, SIC Desc: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS
Business Phone & Address:
RM 2108, 21ST FL, NO. 20 SHIJINGSHAN RD, CHINA RAILWAY CONSTRUCTION BUILDING
SHIJINGSHAN DISTRICT, BEIJING 100040