Ticker: UTSI, Company: UTSTARCOM HOLDINGS CORP., Type: SC 13D/A, Date: 2019-02-04
Original SEC Filing: Click here
Webplus: UTSI/20190204/SC_13D.A/2_EX-99.6/000.htm SEC Original: d681526dex996.htm
JOINT FILING AGREEMENT 13d-1(k) In accordance with Rule [ Shah Capital Opportunity Fund LP Himanshu H. Shah Managing Member Himanshu H. Shah Himanshu H. Shah Hong Liang Lu Hong Liang Lu Lu Charitable Remainder Trust Hong Liang Lu Trustee Lu Family Trust Hong Liang Lu & Lucy Lu TTEES Hong Liang Lu Trustee Hong Lu and Lucy Lu JTWROS Hong
Webplus: UTSI/20190204/SC_13D.A/3_EX-99.7/000.htm SEC Original: d681526dex997.htm
Confidential PURCHASE AND SALE AGREEMENT This Purchase and Sale Agreement (this Agreement), dated as of January 31, 2019 (the Signing Date, is among persons identified on Schedules A and B as the Sellers (including the Shah Seller and the Lu Sellers; individually, a Shah Seller or a Lu Seller, as the case may be and, collectively, the Sellers) and Tonghao
Webplus: UTSI/20190204/SC_13D.A/1/000.htm SEC Original: d681526dsc13da.htm
SCHEDULE 13D CUSIP No. 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Shah Capital Opportunity Fund LP 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) ☐ (b) ☒ 3 SEC USE ONLY 4 SOURCE OF FUNDS (See Instructions) OO 5 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
Company Info:
Ticker: UTSI, Company: UTSTARCOM HOLDINGS CORP., Type: SC 13D/A, Date: 2019-02-04CIK: 0001030471, Location: K3, SIC: 3669, SIC Desc: COMMUNICATIONS EQUIPMENT, NEC
Business Phone & Address:
6TH FLOOR, 28 HENNESSY ROAD, ADMIRALTY
HONG KONG, K3 NA
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