Ticker: UTSI, Company: UTSTARCOM HOLDINGS CORP., Type: SC 13D/A, Date: 2017-03-31
Original SEC Filing: Click here

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Webplus: UTSI/20170331/SC_13D.A/2_EX-99.1/000.htm SEC Original: d271331dex991.htm
Joint Filing Agreement 13d-1(k) In accordance with Rule [Remainder of this page has been left intentionally blank.] Shah Capital Opportunity Fund LP Shah Capital LLC, the General Partner Himanshu H. Shah Managing Member Himanshu H. Shah Himanshu H. Shah Hong Liang Lu Hong Liang Lu Lu Charitable Remainder Trust Hong Liang Lu Trustee Lu Family Trust Hong Liang Lu Trustee

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Webplus: UTSI/20170331/SC_13D.A/3_EX-99.2/000.htm SEC Original: d271331dex992.htm
CONSORTIUM AGREEMENT among SHAH CAPITAL OPPORTUNITY FUND LP HIMANSHU H. SHAH LU CHARITABLE REMAINDER TRUST LU FAMILY TRUST THE LU FAMILY LIMITED PARTNERSHIP HONG LIANG LU and Tenling Ti Dated as of March 31, 2017 TABLE OF CONTENTS Page ARTICLE I PROPOSAL; HOLDCO OWNERSHIP SECTION 1.01. Participation in Transaction 2 SECTION 1.02. Proposal 2 SECTION 1.03. Additional Parties 2 SECTION

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Webplus: UTSI/20170331/SC_13D.A/4_EX-99.3/000.htm SEC Original: d271331dex993.htm
March 31, 2017 The Board of Directors UTStarcom Holdings Corp. Level 6, 28 Hennessy Road Admiralty, Hong Kong Dear Members of the Board of Directors, Shah Parties Lu Parties Mr. Ti Consortium Members non-binding Proposal Shares Share Company Transaction We, Shah Capital Opportunity Fund LP, Himanshu H. Shah (together with Shah Capital Opportunity Fund LP, the “ We believe that

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Webplus: UTSI/20170331/SC_13D.A/1/000.htm SEC Original: d271331dsc13da.htm
SCHEDULE 13D/A CUSIP No. 918076100 1 2 (a) ☐ (b) ☒ 3 4 5 6

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Company Info:

Ticker: UTSI, Company: UTSTARCOM HOLDINGS CORP., Type: SC 13D/A, Date: 2017-03-31CIK: 0001030471, Location: F4, SIC: 3669, SIC Desc: COMMUNICATIONS EQUIPMENT, NEC
Business Phone & Address:
52-2 BLDG. BDA INTL ENTERPRISE AVE, NO. 2 JINGYUAN NORTH ST. DAXING DISTRICT
BEIJING 100176