OSN [Ossen Innovation] UPLOAD: (Original Filing)
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[FORM 10-Q x September 30, 2010 For the quarterly period ended o For the transition period from ___________ to ___________. SinoCoking Coal and Coke Chemical Industries, Inc. (Exact name of issuer as specified in its charter) Florida (State or other jurisdiction of incorporation or organization) 65-0420146 (I.R.S. employer identification number) Kuanggong Road and Tiyu Road 10th Floor, Chengshi Xin Yong]
[FORM 10-Q x September 30, 2010 For the quarterly period ended o For the transition period from ___________ to ___________. SinoCoking Coal and Coke Chemical Industries, Inc. (Exact name of issuer as specified in its charter) Florida (State or other jurisdiction of incorporation or organization) 65-0420146 (I.R.S. employer identification number) Kuanggong Road and Tiyu Road 10th Floor, Chengshi Xin Yong]
[Amendment No. 3 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OSSEN INNOVATION CO., LTD. British Virgin Islands 3312 Not Applicable (State or other jurisdiction of incorporation or organization) (Primary standard industrial classification code number) (I.R.S. Employer Identification Number) 518 Shangcheng Road, Floor 17, Shanghai, 200120, People’s Republic of China +86 (21) 6888-8886 CT Corporation System 111] [_________ Ordinary Shares in the Form of American Depositary Shares OSSEN INNOVATION CO., LTD. Ordinary Shares in the Form of American Depositary Shares UNDERWRITING AGREEMENT ________, 2010 Global Hunter Securities, LLC th 777 Third Ave, 36 New York, NY 10017 Knight Capital Markets LLC th 405 Lexington Avenue, 46 New York, NY 10174 Ladies and Gentlemen: Ossen Innovation Co., Ltd.] [TABLE OF CONTENTS Page Certain Definitions 1 (a) ADR Register 1 (b) ADRs; Direct Registration ADRs 1 (c) ADS 1 (d) Custodian 1 (e) Deliver, execute, issue et al. 1 (f) Deliver Order] [[ November 2010] Global Hunter Securities, LLC rd 777 3 New York, New York 10017 USA Knight Capital Markets LLC 405 Lexington Avenue New York, New York 10174 USA Dear Sirs, Ossen Innovation Co., Ltd. “ADS” We have acted as counsel as to British Virgin Islands law to Ossen Innovation Co., Ltd. in connection with the proposed public offer and] [INDEPENDENT REGISTERED ACCOUNTING FIRM CONSENT We consent to the use of this Registration Statement on Form F-1, amendment No. 3, for Ossen Innovation Co., Ltd. of our report dated July 7, 2010, relating to the consolidated balance sheets of Ossen Innovation Co., Ltd. and Subsidiaries as of December 31, 2009 and 2008 and the related consolidated statements of operations, shareholders’] [Institute of Quantitative & Technical Economics, Chinese Academy of Social Sciences November 9, 2010 Ossen Innovation Co., Ltd 518 Shangcheng Road, Floor 17 Shanghai, 200120 People’s Republic of China Re: Consent Letter To Whom It May Concern: Registration Statement Very truly yours, INSTITUTE OF QUANTITATIVE & TECHNICAL ECONOMICS, CHINESE ACADEMY OF SOCIAL SCIENCES Quiang Liu EX-26.3 15 v203400_ex23-6.htm] [Dr. Liang Tang November 18, 2010 Page 2 Taxation, page 98 3. We note your response to comment three in our letter dated October 14, 2010. We are unable to locate the revised disclosure that identifies the relevant authority for the summarized tax consequences. Your disclosure regarding the BVI and PRC taxation does not appear to have been revised in]
[Amendment No. 3 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OSSEN INNOVATION CO., LTD. British Virgin Islands 3312 Not Applicable (State or other jurisdiction of incorporation or organization) (Primary standard industrial classification code number) (I.R.S. Employer Identification Number) 518 Shangcheng Road, Floor 17, Shanghai, 200120, People’s Republic of China +86 (21) 6888-8886 CT Corporation System 111] [_________ Ordinary Shares in the Form of American Depositary Shares OSSEN INNOVATION CO., LTD. Ordinary Shares in the Form of American Depositary Shares UNDERWRITING AGREEMENT ________, 2010 Global Hunter Securities, LLC th 777 Third Ave, 36 New York, NY 10017 Knight Capital Markets LLC th 405 Lexington Avenue, 46 New York, NY 10174 Ladies and Gentlemen: Ossen Innovation Co., Ltd.] [TABLE OF CONTENTS Page Certain Definitions 1 (a) ADR Register 1 (b) ADRs; Direct Registration ADRs 1 (c) ADS 1 (d) Custodian 1 (e) Deliver, execute, issue et al. 1 (f) Deliver Order] [[ November 2010] Global Hunter Securities, LLC rd 777 3 New York, New York 10017 USA Knight Capital Markets LLC 405 Lexington Avenue New York, New York 10174 USA Dear Sirs, Ossen Innovation Co., Ltd. “ADS” We have acted as counsel as to British Virgin Islands law to Ossen Innovation Co., Ltd. in connection with the proposed public offer and] [INDEPENDENT REGISTERED ACCOUNTING FIRM CONSENT We consent to the use of this Registration Statement on Form F-1, amendment No. 3, for Ossen Innovation Co., Ltd. of our report dated July 7, 2010, relating to the consolidated balance sheets of Ossen Innovation Co., Ltd. and Subsidiaries as of December 31, 2009 and 2008 and the related consolidated statements of operations, shareholders’] [Institute of Quantitative & Technical Economics, Chinese Academy of Social Sciences November 9, 2010 Ossen Innovation Co., Ltd 518 Shangcheng Road, Floor 17 Shanghai, 200120 People’s Republic of China Re: Consent Letter To Whom It May Concern: Registration Statement Very truly yours, INSTITUTE OF QUANTITATIVE & TECHNICAL ECONOMICS, CHINESE ACADEMY OF SOCIAL SCIENCES Quiang Liu EX-26.3 15 v203400_ex23-6.htm] [Dr. Liang Tang November 18, 2010 Page 2 Taxation, page 98 3. We note your response to comment three in our letter dated October 14, 2010. We are unable to locate the revised disclosure that identifies the relevant authority for the summarized tax consequences. Your disclosure regarding the BVI and PRC taxation does not appear to have been revised in]
[SinoCoking Announces Fiscal First Quarter 2011 Financial Results PINGDINGSHAN, China, Nov 16, 2010 /PRNewswire-Asia-FirstCall/ -- SinoCoking Coal and Coke Chemical Industries, Inc. (Nasdaq:SCOK - News) (the "Company" or "SinoCoking"), a vertically-integrated coal and coke processor, announced financial results for the first quarter ended September 30, 2010. First Quarter 2011 Highlights: · Sale of coke products increased 52.63% to $9.12 million] [Item 8.01 Other Events. Item 9.01 Number Description]
[SinoCoking Announces Fiscal First Quarter 2011 Financial Results PINGDINGSHAN, China, Nov 16, 2010 /PRNewswire-Asia-FirstCall/ -- SinoCoking Coal and Coke Chemical Industries, Inc. (Nasdaq:SCOK - News) (the "Company" or "SinoCoking"), a vertically-integrated coal and coke processor, announced financial results for the first quarter ended September 30, 2010. First Quarter 2011 Highlights: · Sale of coke products increased 52.63% to $9.12 million] [Item 8.01 Other Events. Item 9.01 Number Description]
[TABLE OF CONTENTS Page Number 3 PART I. FINANCIAL INFORMATION Item 1. Financial Statements Consolidated Balance Sheets as of September 30, 2010 (unaudited) and June 30, 2010 F-1] [CERTIFICATION I, Jianhua Lv, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of SinoCoking Coal and Coke Chemical Industries, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [CERTIFICATION I, Zan Wu, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of SinoCoking Coal and Coke Chemical Industries, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [CERTIFICATION (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Jianhua Lv, Chief Executive Officer EX-32.1 5 v202506_ex32-1.htm] [(1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Zan Wu, Chief Financial Officer (Principal Financial and Accounting Officer) EX-32.2 6 v202506_ex32-2.htm]
[TABLE OF CONTENTS Page Number 3 PART I. FINANCIAL INFORMATION Item 1. Financial Statements Consolidated Balance Sheets as of September 30, 2010 (unaudited) and June 30, 2010 F-1] [CERTIFICATION I, Jianhua Lv, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of SinoCoking Coal and Coke Chemical Industries, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [CERTIFICATION I, Zan Wu, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of SinoCoking Coal and Coke Chemical Industries, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [CERTIFICATION (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Jianhua Lv, Chief Executive Officer EX-32.1 5 v202506_ex32-1.htm] [(1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Zan Wu, Chief Financial Officer (Principal Financial and Accounting Officer) EX-32.2 6 v202506_ex32-2.htm]