SSW [Seaspan] 20-F: (Original Filing)

[SEASPAN CORPORATION INDEX TO REPORT ON FORM 20-F PART I Item 1. Identity of Directors, Senior Management and Advisors 3 Item 2. Offer Statistics and Expected Timetable 3 Item 3. Key Information 4 Item 4. Information on the Company 27 Item 4A. Unresolved Staff Comments 47 Item 5. Operating and Financial Review and Prospects 48 Item 6. Directors, Senior Management] [SEASPAN CORPORATION STOCK INCENTIVE PLAN Purpose of the Plan SECTION 1. Definitions. SECTION 2. As used in the Plan, the following terms shall have the meanings set forth below: “Affiliate” means, with respect to any Person, any other Person that directly or indirectly through one or more intermediaries controls, is controlled by or is under common control with, the Person] [SEASPAN CORPORATION SUBSIDIARIES COMPANY NAME INCORPORATION JURISDICTION OWNERSHIP DATE OF INCORPORATED Seaspan Investment I Ltd. Marshall Islands Seaspan Corporation owns 100% March 10, 2011 Seaspan YZJ 983 Ltd. Marshall Islands Seaspan Corporation owns 100% June 3, 2011 Seaspan YZJ 985 Ltd. Marshall Islands Seaspan Corporation owns 100% June 3, 2011 Seaspan YZJ 993 Ltd. Marshall Islands Seaspan Corporation owns 100%] [CERTIFICATION I, Gerry Wang, Chief Executive Officer of Seaspan Corporation (the “Company”), certify that: 1. I have reviewed this report on Form 20-F of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the] [CERTIFICATION I, Mark W. Chu, Chief Financial Officer of Seaspan Corporation (the “Company”), certify that: 1. I have reviewed this report on Form 20-F of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of] [18 U.S.C. SECTION 1350, OF THE SARBANES-OXLEY ACT OF 2002 Company Form 20-F (1) (2) The information contained in the Form 20-F fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: March 10, 2016 Gerry Wang Chief Executive Officer EX-13 6 ssw-ex131_871.htm EX-13.1] [18 U.S.C. SECTION 1350, OF THE SARBANES-OXLEY ACT OF 2002 Company Form 20‑F (1) (2) The information contained in the Form 20-F fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: March 10, 2016 Mark W. Chu Chief Financial Officer (Principal Financial and Accounting Officer) EX-13 7 ssw-ex132_872.htm EX-13.2] [KPMG LLP Chartered Professional Accountants PO Box 10426 777 Dunsmuir Street Vancouver BC V7Y 1K3 Canada Telephone Fax Internet (604) 691-3000 (604) 691-3031 www.kpmg.ca The Board of Directors Seaspan Corporation We consent to the incorporation by reference in the registration statement (No. 333-151329) on Form F-3D, registration statement (No. 333-173207) on Form S-8, registration statement (No. 333-180895) on Form F-3ASR,]

SSW [Seaspan] 20-F: SEASPAN CORPORATION INDEX TO REPORT ON FORM 20-F

[SEASPAN CORPORATION INDEX TO REPORT ON FORM 20-F PART I Item 1. Identity of Directors, Senior Management and Advisors 3 Item 2. Offer Statistics and Expected Timetable 3 Item 3. Key Information 4 Item 4. Information on the Company 27 Item 4A. Unresolved Staff Comments 47 Item 5. Operating and Financial Review and Prospects 48 Item 6. Directors, Senior Management] [SEASPAN CORPORATION STOCK INCENTIVE PLAN Purpose of the Plan SECTION 1. Definitions. SECTION 2. As used in the Plan, the following terms shall have the meanings set forth below: “Affiliate” means, with respect to any Person, any other Person that directly or indirectly through one or more intermediaries controls, is controlled by or is under common control with, the Person] [SEASPAN CORPORATION SUBSIDIARIES COMPANY NAME INCORPORATION JURISDICTION OWNERSHIP DATE OF INCORPORATED Seaspan Investment I Ltd. Marshall Islands Seaspan Corporation owns 100% March 10, 2011 Seaspan YZJ 983 Ltd. Marshall Islands Seaspan Corporation owns 100% June 3, 2011 Seaspan YZJ 985 Ltd. Marshall Islands Seaspan Corporation owns 100% June 3, 2011 Seaspan YZJ 993 Ltd. Marshall Islands Seaspan Corporation owns 100%] [CERTIFICATION I, Gerry Wang, Chief Executive Officer of Seaspan Corporation (the “Company”), certify that: 1. I have reviewed this report on Form 20-F of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the] [CERTIFICATION I, Mark W. Chu, Chief Financial Officer of Seaspan Corporation (the “Company”), certify that: 1. I have reviewed this report on Form 20-F of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of] [18 U.S.C. SECTION 1350, OF THE SARBANES-OXLEY ACT OF 2002 Company Form 20-F (1) (2) The information contained in the Form 20-F fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: March 10, 2016 Gerry Wang Chief Executive Officer EX-13 6 ssw-ex131_871.htm EX-13.1] [18 U.S.C. SECTION 1350, OF THE SARBANES-OXLEY ACT OF 2002 Company Form 20‑F (1) (2) The information contained in the Form 20-F fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: March 10, 2016 Mark W. Chu Chief Financial Officer (Principal Financial and Accounting Officer) EX-13 7 ssw-ex132_872.htm EX-13.2] [KPMG LLP Chartered Professional Accountants PO Box 10426 777 Dunsmuir Street Vancouver BC V7Y 1K3 Canada Telephone Fax Internet (604) 691-3000 (604) 691-3031 www.kpmg.ca The Board of Directors Seaspan Corporation We consent to the incorporation by reference in the registration statement (No. 333-151329) on Form F-3D, registration statement (No. 333-173207) on Form S-8, registration statement (No. 333-180895) on Form F-3ASR,]

SSW [Seaspan] SC 13D/A: (Original Filing)

[JOINT FILING AGREEMENT We, the signatories of the statement to which this Joint Filing Agreement is attached, hereby agree that such statement is filed, and any amendments thereto filed by any or all of us will be filed on behalf of each of us. Dated: February 19, 2016 DEEP WATER HOLDINGS, LLC Lawrence R. Simkins, Manager Dated: February 19, 2016] []

SSW [Seaspan] SC 13D/A: JOINT FILING AGREEMENT We, the signatories of the

[JOINT FILING AGREEMENT We, the signatories of the statement to which this Joint Filing Agreement is attached, hereby agree that such statement is filed, and any amendments thereto filed by any or all of us will be filed on behalf of each of us. Dated: February 19, 2016 DEEP WATER HOLDINGS, LLC Lawrence R. Simkins, Manager Dated: February 19, 2016] []

SSW [Seaspan] 6-K: (Original Filing)

[Item 1 — Information Contained in this Form 6-K Report SEASPAN CORPORATION Sai W. Chu Chief Financial Officer (Principal Financial and Accounting Officer) SEASPAN CORPORATION INDEX PART I — FINANCIAL INFORMATION 1 Item 1 — Interim Consolidated Financial Statements (Unaudited) 1 Item 2 — Management’s Discussion and Analysis of Financial Condition and Results of Operations 20 Item 3 — Quantitative]

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SSW [Seaspan] 6-K: Item 1 — Information Contained in this Form

[Item 1 — Information Contained in this Form 6-K Report SEASPAN CORPORATION Sai W. Chu Chief Financial Officer (Principal Financial and Accounting Officer) SEASPAN CORPORATION INDEX PART I — FINANCIAL INFORMATION 1 Item 1 — Interim Consolidated Financial Statements (Unaudited) 1 Item 2 — Management’s Discussion and Analysis of Financial Condition and Results of Operations 20 Item 3 — Quantitative]

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SSW [Seaspan] 6-K: (Original Filing)

[AMENDMENT NO. 3 TO AMENDED AND RESTATED SHAREHOLDERS RIGHTS AGREEMENT Amendment No. 3 Rights Agreement Corporation Rights Agent This Amendment No. 3, dated July 30, 2015 (this “ RECITALS A. The Corporation would like to extend the final expiration date of the Rights Agreement. C. The Corporation now desires to amend the Rights Agreement as set forth herein. AGREEMENT Certain] [Item 1 — Information Contained in this Form 6-K Report SEASPAN CORPORATION Sai W. Chu Chief Financial Officer (Principal Financial and Accounting Officer) SEASPAN CORPORATION REPORT ON FORM 6-K FOR THE THREE AND SIX MONTHS ENDED JUNE 30, 2015 INDEX PART I — FINANCIAL INFORMATION 2]

SSW [Seaspan] 6-K: AMENDMENT NO. 3 TO AMENDED AND RESTATED SHAREHOLDERS

[AMENDMENT NO. 3 TO AMENDED AND RESTATED SHAREHOLDERS RIGHTS AGREEMENT Amendment No. 3 Rights Agreement Corporation Rights Agent This Amendment No. 3, dated July 30, 2015 (this “ RECITALS A. The Corporation would like to extend the final expiration date of the Rights Agreement. C. The Corporation now desires to amend the Rights Agreement as set forth herein. AGREEMENT Certain] [Item 1 — Information Contained in this Form 6-K Report SEASPAN CORPORATION Sai W. Chu Chief Financial Officer (Principal Financial and Accounting Officer) SEASPAN CORPORATION REPORT ON FORM 6-K FOR THE THREE AND SIX MONTHS ENDED JUNE 30, 2015 INDEX PART I — FINANCIAL INFORMATION 2]

SSW [Seaspan] 6-K: (Original Filing)

[SECOND ARTICLES OF AMENDMENT OF SEASPAN CORPORATION UNDER SECTION 90 OF THE MARSHALL ISLANDS BUSINESS CORPORATIONS ACT Corporation I, Mark W. Chu, the Secretary of SEASPAN CORPORATION (the “ 1. The name of the Corporation is SEASPAN CORPORATION. 2. The Articles of Incorporation were filed with the Registrar of Corporations as of May 3, 2005. 3. The Amended Articles of] [FIRST AMENDMENT TO AMENDED AND RESTATED BYLAWS OF SEASPAN CORPORATION Effective April 24, 2015, the Amended and Restated Bylaws of Seaspan Corporation are amended by deleting Article XI in its entirety and replacing it with the following: ARTICLE XI AMENDMENTS By the Shareholders. Section 11.1 By the Directors. Section 11.2 EX-3.5 3 d917402dex35.htm EX-3.5] [Item 1 — Information Contained in this Form 6-K Report SEASPAN CORPORATION Sai W. Chu Chief Financial Officer (Principal Financial and Accounting Officer) REPORT ON FORM 6-K FOR THE QUARTER ENDED MARCH 31, 2015 INDEX]

SSW [Seaspan] 6-K: SECOND ARTICLES OF AMENDMENT OF SEASPAN CORPORATION UNDER

[SECOND ARTICLES OF AMENDMENT OF SEASPAN CORPORATION UNDER SECTION 90 OF THE MARSHALL ISLANDS BUSINESS CORPORATIONS ACT Corporation I, Mark W. Chu, the Secretary of SEASPAN CORPORATION (the “ 1. The name of the Corporation is SEASPAN CORPORATION. 2. The Articles of Incorporation were filed with the Registrar of Corporations as of May 3, 2005. 3. The Amended Articles of] [FIRST AMENDMENT TO AMENDED AND RESTATED BYLAWS OF SEASPAN CORPORATION Effective April 24, 2015, the Amended and Restated Bylaws of Seaspan Corporation are amended by deleting Article XI in its entirety and replacing it with the following: ARTICLE XI AMENDMENTS By the Shareholders. Section 11.1 By the Directors. Section 11.2 EX-3.5 3 d917402dex35.htm EX-3.5] [Item 1 — Information Contained in this Form 6-K Report SEASPAN CORPORATION Sai W. Chu Chief Financial Officer (Principal Financial and Accounting Officer) REPORT ON FORM 6-K FOR THE QUARTER ENDED MARCH 31, 2015 INDEX]

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