SECURITY BROKERS, DEALERS and FLOTATION COMPANIES – Page 22

JRJC [China Finance Online] 6-K/A: (Original Filing)

[CHINA FINANCE ONLINE CO. LIMITED PRINCIPAL ACTIVITIES The Company acts as an investment holding company and provides corporate management services. The activities of its principal subsidiaries including its variable interest entity are set out in note 1 to the Financial Statements. RESULTS The results of the Company and its subsidiaries for the year ended December 31, 2008 are set out] [Explanatory Note This Form 6-K/A amends the foregoing figures as follows: As of December 31, 2008, the number of underlying shares under the 2004 Stock Incentive Plan for the directors, Lee Kheng Nam, Guo Fansheng and Wang Ling is 300,000, 109,600, and 109,600, respectively, and the total number of underlying shares under the 2004 Stock Incentive Plan is 2,379,200. The]

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JRJC [China Finance Online] 6-K/A: CHINA FINANCE ONLINE CO. LIMITED PRINCIPAL ACTIVITIES The

[CHINA FINANCE ONLINE CO. LIMITED PRINCIPAL ACTIVITIES The Company acts as an investment holding company and provides corporate management services. The activities of its principal subsidiaries including its variable interest entity are set out in note 1 to the Financial Statements. RESULTS The results of the Company and its subsidiaries for the year ended December 31, 2008 are set out] [Explanatory Note This Form 6-K/A amends the foregoing figures as follows: As of December 31, 2008, the number of underlying shares under the 2004 Stock Incentive Plan for the directors, Lee Kheng Nam, Guo Fansheng and Wang Ling is 300,000, 109,600, and 109,600, respectively, and the total number of underlying shares under the 2004 Stock Incentive Plan is 2,379,200. The]

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JRJC [China Finance Online] 6-K/A: CHINA FINANCE ONLINE CO. LIMITED http:///www.sec.gov http://www.chinafinanceonline.com/investor/annual_rep.asp The

[CHINA FINANCE ONLINE CO. LIMITED http:///www.sec.gov http://www.chinafinanceonline.com/investor/annual_rep.asp The directors of China Finance Online Co. Limited, or the Company, present their report and the audited financial statements for the year ended December 31, 2007, or the Financial Statements, which can be accessed through the SEC website at PRINCIPAL ACTIVITIES The Company acts as an investment holding company and provides corporate management] [Explanatory Note The remaining portions of the Form 6-K are unaffected by the changes described above and have not been amended. This Form 6-K/A continues to speak as of the date of the Form 6-K and no attempt has been made in this Form 6-K/A to modify or update disclosures in the original Form 6-K except as noted above. This]

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JRJC [China Finance Online] 6-K: (Original Filing)

[CHINA FINANCE ONLINE CO. LIMITED PRINCIPAL ACTIVITIES The Company acts as an investment holding company and provides corporate management services. The activities of its principal subsidiaries including its variable interest entity are set out in note 1 to the Financial Statements. RESULTS The results of the Company and its subsidiaries for the year ended December 31, 2008 are set out] [Form 6-K June 1, 2009 China Finance Online Co. Limited HONG KONG (Jurisdiction of incorporation or organization) 9th Floor of Tower C, Corporate Square þ o o o o þ China Finance Online Co. Limited Jun Wang Chief Financial Officer Description 99.1 6-K 1 c86372e6vk.htm FORM 6-K]

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JRJC [China Finance Online] 6-K: CHINA FINANCE ONLINE CO. LIMITED PRINCIPAL ACTIVITIES The

[CHINA FINANCE ONLINE CO. LIMITED PRINCIPAL ACTIVITIES The Company acts as an investment holding company and provides corporate management services. The activities of its principal subsidiaries including its variable interest entity are set out in note 1 to the Financial Statements. RESULTS The results of the Company and its subsidiaries for the year ended December 31, 2008 are set out] [Form 6-K June 1, 2009 China Finance Online Co. Limited HONG KONG (Jurisdiction of incorporation or organization) 9th Floor of Tower C, Corporate Square þ o o o o þ China Finance Online Co. Limited Jun Wang Chief Financial Officer Description 99.1 6-K 1 c86372e6vk.htm FORM 6-K]

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JRJC [China Finance Online] 6-K: (Original Filing)

[CHINA FINANCE ONLINE CO. LIMITED th Notice is hereby given that an Annual General Meeting of Shareholders of China Finance Online Co. Limited , or the Company, will be held on June 30, 2009 at 10:00 a.m., Beijing time, at the offices of the Company, 9 1. To re-elect Hugo Shong and Ling Wang as directors. 2. To approve the] [ORDINARY RESOLUTIONS 1. Re-Election of Directors: o o If you wish to withhold authority to vote for any individual nominee, strike a line through that nominees name in the list below: Hugo Shong Ling Wang 2. To approve the appointment of Deloitte Touche Tohmatsu CPA Ltd. as independent auditors of the Company for a term ending on the date of] [CHINA FINANCE ONLINE CO. LIMITED TO THE REGISTERED HOLDERS OF AMERICAN DEPOSITARY SHARES (ADSs) Please refer to the reverse side of this card for the Resolutions to be voted at the Meeting. FOLD AND DETACH HERE Ordinary Resolutions FOR AGAINST ABSTAIN FOR AGAINST ABSTAIN Resolution 1(i) o o o Resolution 3 o o o] [China Finance Online Co. Limited Jun Wang Chief Financial Officer Description 99.1 Notice of Annual General Meeting of Shareholders and Proxy Statement for Annual General Meeting 99.2 Form of Proxy Card for Holders of Ordinary Shares 99.3]

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JRJC [China Finance Online] 6-K: CHINA FINANCE ONLINE CO. LIMITED th Notice is

[CHINA FINANCE ONLINE CO. LIMITED th Notice is hereby given that an Annual General Meeting of Shareholders of China Finance Online Co. Limited , or the Company, will be held on June 30, 2009 at 10:00 a.m., Beijing time, at the offices of the Company, 9 1. To re-elect Hugo Shong and Ling Wang as directors. 2. To approve the] [ORDINARY RESOLUTIONS 1. Re-Election of Directors: o o If you wish to withhold authority to vote for any individual nominee, strike a line through that nominees name in the list below: Hugo Shong Ling Wang 2. To approve the appointment of Deloitte Touche Tohmatsu CPA Ltd. as independent auditors of the Company for a term ending on the date of] [CHINA FINANCE ONLINE CO. LIMITED TO THE REGISTERED HOLDERS OF AMERICAN DEPOSITARY SHARES (ADSs) Please refer to the reverse side of this card for the Resolutions to be voted at the Meeting. FOLD AND DETACH HERE Ordinary Resolutions FOR AGAINST ABSTAIN FOR AGAINST ABSTAIN Resolution 1(i) o o o Resolution 3 o o o] [China Finance Online Co. Limited Jun Wang Chief Financial Officer Description 99.1 Notice of Annual General Meeting of Shareholders and Proxy Statement for Annual General Meeting 99.2 Form of Proxy Card for Holders of Ordinary Shares 99.3]

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JRJC [China Finance Online] 6-K: CHINA FINANCE ONLINE REPORTS UNAUDITED FIRST QUARTER 2009

[CHINA FINANCE ONLINE REPORTS UNAUDITED FIRST QUARTER 2009 RESULTS (Beijing, China, May 26, 2009) China Finance Online Co. Limited (NASDAQ: JRJC), a leading Chinese online financial information and listed company data provider, today announced its financial results for the first quarter ended March 31, 2009: Q1 2009 Highlights First Quarter 2009 2008 (in thousands of U.S. dollars, except per ADS] [Form 6-K May 26, 2009 China Finance Online Co. Limited Hong Kong (Jurisdiction of incorporation or organization) 9th Floor of Tower C, Corporate Square þ o o o o þ n/a China Finance Online Co. Limited Jun Wang Chief Financial Officer 2 Description 99.1 CHINA FINANCE ONLINE REPORTS UNAUDITED FIRST QUARTER 2009 RESULTS 3 6-K 1 c86084e6vk.htm FORM 6-K]

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JRJC [China Finance Online] 6-K: (Original Filing)

[CHINA FINANCE ONLINE REPORTS UNAUDITED FIRST QUARTER 2009 RESULTS (Beijing, China, May 26, 2009) China Finance Online Co. Limited (NASDAQ: JRJC), a leading Chinese online financial information and listed company data provider, today announced its financial results for the first quarter ended March 31, 2009: Q1 2009 Highlights First Quarter 2009 2008 (in thousands of U.S. dollars, except per ADS] [Form 6-K May 26, 2009 China Finance Online Co. Limited Hong Kong (Jurisdiction of incorporation or organization) 9th Floor of Tower C, Corporate Square þ o o o o þ n/a China Finance Online Co. Limited Jun Wang Chief Financial Officer 2 Description 99.1 CHINA FINANCE ONLINE REPORTS UNAUDITED FIRST QUARTER 2009 RESULTS 3 6-K 1 c86084e6vk.htm FORM 6-K]

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JRJC [China Finance Online] 20-F: (Original Filing)

[] [[Translated from the original Chinese version] PROPRIETARY INFORMATION LICENSE Agreement No: SZ08SWJ07-03 License No: Shenzhengxu 08SWJ07-03 PARTY A: SHENZHEN SECURITIES INFORMATION CO., LTD. ADDRESS: F6, BUILDING 10, SHANGBU INDUSTRIAL ZONE, HONGLIXI ROAD, SHENZHEN POSTAL CODE: 518028 NAME IN ENGLISH: SHENZHEN SECURITIES INFORMATION CO., LTD. PARTY B: FORTUNE SOFTWARE (BEIJING) CO., LTD. ADDRESS: FLOOR 9, TOWER C, CORPORATE SQUARE, NO. 35] [CHINA FINANCE ONLINE CO., LIMITED THIS AGREEMENT Company Zhiwe Zhao Executive RECITALS The Board of Directors of the Company has approved the Company entering into a severance agreement with the Executive. The Executive is a key executive of the Company. Should the possibility of a Change in Control of the Company arise, the Board believes it imperative that the Company] [[Translated from the original Chinese version] LOAN AGREEMENT The Loan Agreement (the Agreement) is entered into as of May 8, 2008 among the following parties in Beijing, the Peoples Republic of China (the PRC): LENDER: FORTUNE SOFTWARE (BEIJING) CO., LTD. Registered Address: Room12B11, Qingyun Dangdai Plaza, No.9 Building of Mantingfangyuan Housing Estate, Qingyunli, Haidian District, Beijing BORROWER A: LIN YANG] [[Translated from the original Chinese version] OPERATION AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and SHANGHAI SHANGTONG INFORMATION TECHNOLOGY CO., LTD. JUNE 8, 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. OPERATIONAL SUPPORT 3 4 ARTICLE 4. CONSIDERATION FOR PROVIDING OPERATIONAL SUPPORT 4 4 ARTICLE 6. CONFIDENTIALITY 4 5 ARTICLE 8. DISPUTE RESOLUTION 5 ARTICLE 9.] [[Translated from the original Chinese version] TECHNICAL SUPPORT AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and SHANGHAI SHANGTONG INFORMATION TECHNOLOGY CO., LTD. JUNE 8, 2008 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. TECHNICAL SUPPORT SERVICES 3 ARTICLE 3. TECHNICAL SUPPORT SERVICES FEE 3 4 ARTICLE 5. CONFIDENTIALITY 4 ARTICLE 6. GOVERNING LAW AND EVENTS OF DEFAULT 4 ARTICLE] [[Translated from the original Chinese version] STRATEGIC CONSULTING SERVICE AGREEMENT between SHANGHAI SHANGTONG INFORMATION TECHNOLOGY CO., LTD. and FORTUNE SOFTWARE (BEIJING) CO., LTD. JUNE 8, 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. TECHNICAL SUPPORT SERVICES 3 ARTICLE 3. STRATEGIC CONSULTING SERVICE FEE 4 4 ARTICLE 5. CONFIDENTIALITY 4 ARTICLE 6. GOVERNING LAW AND EVENTS OF] [[Translated from the original Chinese version] PURCHASE OPTION AND COOPERATION AGREEMENT among FORTUNE SOFTWARE (BEIJING) CO., LTD. LIN YANG SHAOMING SHI and SHANGHAI SHANGTONG INFORMATION TECHNOLOGY CO., LTD. JUNE 8, 2008 PURCHASE OPTION AND COOPERATION AGREEMENT This Purchase Option and Cooperation Agreement (this Agreement) is entered into in Beijing, Peoples Republic of China (the PRC) on June 8, 2008 by] [[Translated from the original Chinese version] This Share Pledge Agreement (this Agreement) is executed by and among the following parties on June 8, 2008. Pledgor A: Lin Yang Pledgor B: Shaoming Shi Pledgee: Fortune Software (Beijing) Co., Ltd. Unless otherwise provided hereunder, Pledgor A and Pledgor B shall hereinafter be referred to collectively as the Pledgors. WHEREAS: 1. Lin Yang,] [[Translated from the original Chinese version] LOAN AGREEMENT The Loan Agreement (the Agreement) is entered into as of May 8, 2008 among the following parties in Beijing, the Peoples Republic of China (the PRC): LENDER: FORTUNE SOFTWARE (BEIJING) CO., LTD. BORROWER A: ZHENFEI FAN BORROWER B: XUN ZHAO Borrower A and Borrower B are collectively referred to as the Borrowers.] [[Translated from the original Chinese version] OPERATION AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and SHANGHAI CHONGZHI INFORMATION TECHNOLOGY CO., LTD. JUNE 8, 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. OPERATIONAL SUPPORT 3 4 ARTICLE 4. CONSIDERATION FOR PROVIDING OPERATIONAL SUPPORT 4 4 ARTICLE 6. CONFIDENTIALITY 4 5 ARTICLE 8. DISPUTE RESOLUTION 5 ARTICLE 9.] [[Translated from the original Chinese version] TECHNICAL SUPPORT AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and SHANGHAI CHONGZHI INFORMATION TECHNOLOGY CO., LTD. June 8, 2008 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. TECHNICAL SUPPORT SERVICES 3 ARTICLE 3. TECHNICAL SUPPORT SERVICES FEE 3 4 ARTICLE 5. CONFIDENTIALITY 4 ARTICLE 6. GOVERNING LAW AND EVENTS OF DEFAULT 4 ARTICLE] [[Translated from the original Chinese version] STRATEGIC CONSULTING SERVICE AGREEMENT between SHANGHAI CHONGZHI INFORMATION TECHNOLOGY CO., LTD. and FORTUNE SOFTWARE (BEIJING) CO., LTD. June 8, 2008 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. TECHNICAL SUPPORT SERVICES 3 ARTICLE 3. STRATEGIC CONSULTING SERVICE FEE 4 4 ARTICLE 5. CONFIDENTIALITY 4 ARTICLE 6. GOVERNING LAW AND EVENTS OF DEFAULT 4] [[Translated from the original Chinese version] PURCHASE OPTION AND COOPERATION AGREEMENT among FORTUNE SOFTWARE (BEIJING) CO., LTD. ZHENFEI FAN XUN ZHAO and SHANGHAI CHONGZHI INFORMATION TECHNOLOGY CO., LTD. JUNE 8, 2008 BEIJING, CHINA PURCHASE OPTION AND COOPERATION AGREEMENT This Purchase Option and Cooperation Agreement (this Agreement) is entered into in Beijing, Peoples Republic of China (the PRC) on June 8,] [[Translated from the original Chinese version] This Share Pledge Agreement (this Agreement) is executed by and among the following parties on June 8, 2008. Pledgor A: Zhenfei Fan Pledgor B: Xun Zhao Pledgee: Fortune Software (Beijing) Co., Ltd. Unless otherwise provided hereunder, Pledgor A and Pledgor B shall hereinafter be referred to collectively as the Pledgors. WHEREAS: 1. Zhenfei Fan,] [[Translated from the original Chinese version] LOAN AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and SHAOMING SHI LIN YANG AUGUST 2008 BEIJING, CHINA LOAN AGREEMENT The Loan Agreement (the Agreement) is entered into as of August 21, 2008 among the following parties in Beijing, the Peoples Republic of China (the PRC): PARTY A: FORTUNE SOFTWARE (BEIJING) CO., LTD. (LENDER) PARTY] [[Translated from the original Chinese version] OPERATION AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and BEIJING TONGXINSHENGSHI ENVIRONMENT ENGINEERING CO., LTD. OCTOBER 15, 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. OPERATIONAL SUPPORT 3 4 ARTICLE 4. CONSIDERATION FOR PROVIDING OPERATIONAL SUPPORT 4 4 ARTICLE 6. CONFIDENTIALITY 4 5 ARTICLE 8. DISPUTE RESOLUTION 5 ARTICLE 9.] [[Translated from the original Chinese version] TECHNICAL SUPPORT AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and BEIJING TONGXINSHENGSHI ENVIRONMENT ENGINEERING CO., LTD. October 15, 2008 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. TECHNICAL SUPPORT SERVICES 3 ARTICLE 3. TECHNICAL SUPPORT SERVICES FEE 4 4 ARTICLE 5. CONFIDENTIALITY 4 ARTICLE 6. GOVERNING LAW AND EVENTS OF DEFAULT 4 ARTICLE] [[Translated from the original Chinese version] STRATEGIC CONSULTING SERVICE AGREEMENT between BEIJING TONGXINSHENGSHI ENVIRONMENT ENGINEERING CO., LTD. and FORTUNE SOFTWARE (BEIJING) CO., LTD. October 15, 2008 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. TECHNICAL SUPPORT SERVICES 3 ARTICLE 3. STRATEGIC CONSULTING SERVICE FEE 4 4 ARTICLE 5. CONFIDENTIALITY 4 ARTICLE 6. GOVERNING LAW AND EVENTS OF DEFAULT 4] [[Translated from the original Chinese version] PURCHASE OPTION AGREEMENT among FORTUNE SOFTWARE (BEIJING) CO., LTD. SHAOMING SHI LI N YANG and BEIJING TONGXINSHENGSHI ENVIRONMENT ENGINEERING CO., LTD. OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. THE GRANT AND EXERCISE OF PURCHASE OPTION 4 ARTICLE 3. EXERCISE PRICE 4 4 ARTICLE 5. OTHER COVENANTS 5 ARTICLE] [[Translated from the original Chinese version] SHARE TRANSFER AGREEMENT of BEIJING TONGXINSHENGSHI ENVIRONMENT ENGINEERING CO., LTD. AUGUST 19, 2008 SHARE TRANSFER AGREEMENT This Share Transfer Agreement (this Agreement) is entered into as of August 19, 2008 among the following parties in Beijing, PRC. Party A: Lin Yang Party B: Shaoming Shi Party C: Xin Wang Party D: Zhihua Yang Party] [[Translated from the original Chinese version] LOAN AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and SHAOMING SHI LIN YANG AUGUST 2008 BEIJING, CHINA LOAN AGREEMENT The Loan Agreement (the Agreement) is entered into as of August 21, 2008 among the following parties in Beijing, the Peoples Republic of China (the PRC): PARTY A: FORTUNE SOFTWARE (BEIJING) CO., LTD. (LENDER) PARTY] [[Translated from the original Chinese version] OPERATION AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and WISDOM DOOR (BEIJING) INTERNATIONAL CULTURE SPREAD CO., LTD. October 15, 2008 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. OPERATIONAL SUPPORT 3 4 ARTICLE 4. CONSIDERATION FOR PROVIDING OPERATIONAL SUPPORT 4 4 ARTICLE 6. CONFIDENTIALITY 4 5 ARTICLE 8. DISPUTE RESOLUTION 5 ARTICLE 9.] [[Translated from the original Chinese version] TECHNICAL SUPPORT AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and WISDOM DOOR (BEIJING) INTERNATIONAL CULTURE SPREAD CO., LTD. OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. TECHNICAL SUPPORT SERVICES 3 ARTICLE 3. TECHNICAL SUPPORT SERVICES FEE 3 4 ARTICLE 5. CONFIDENTIALITY 4 ARTICLE 6. GOVERNING LAW AND EVENTS OF] [[Translated from the original Chinese version] STRATEGIC CONSULTING SERVICE AGREEMENT between WISDOM DOOR (BEIJING) INTERNATIONAL CULTURE SPREAD CO., LTD. and FORTUNE SOFTWARE (BEIJING) CO., LTD. October 15, 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. TECHNICAL SUPPORT SERVICES 3 ARTICLE 3. STRATEGIC CONSULTING SERVICE FEE 4 4 ARTICLE 5. CONFIDENTIALITY 4 ARTICLE 6. GOVERNING LAW AND] [[Translated from the original Chinese version] PURCHASE OPTION AGREEMENT among FORTUNE SOFTWARE (BEIJING) CO., LTD. SHAOMING SHI LI N YANG and WISDOM DOOR (BEIJING) INTERNATIONAL CULTURE SPREAD CO., LTD. OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. THE GRANT AND EXERCISE OF PURCHASE OPTION 4 ARTICLE 3. EXERCISE PRICE 4 4 ARTICLE 5. OTHER COVENANTS] [[Translated from the original Chinese version] SHARE TRANSFER AGREEMENT of WISDOM DOOR (BEIJING) INTERNATIONAL CULTURE SPREAD CO., LTD. SEPTEMBER 25, 2008 SHARE TRANSFER AGREEMENT This Share Transfer Agreement (this Agreement) is entered into as of September 25, 2008 among the following parties in Beijing, PRC. Party A: Lin Yang Party B: Shaoming Shi Party C: Yiming Li Party D: Xu] [[Translated from the original Chinese version] LOAN AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and LIN YANG OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. LOAN 3 ARTICLE 2. PAYMENT FOR THE LOAN 3 ARTICLE 3. TERM, REPAYMENT AND INTEREST OF THE LOAN 3 ARTICLE 4. CONFIDENTIALITY 4 ARTICLE 5. DISPUTE RESOLUTION 4 ARTICLE 6. EFFECTIVENESS 5 ARTICLE 7.] [[Translated from the original Chinese version] LOAN AGREEMENT among FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD. FORTUNE SOFTWARE (BEIJING) CO., LTD. and LINGHAI MA OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. LOAN 3 ARTICLE 2. PAYMENT FOR THE LOAN 3 ARTICLE 3. TERM, REPAYMENT AND INTEREST OF THE LOAN 4 ARTICLE 4. CONFIDENTIALITY 4 ARTICLE 5. DISPUTE RESOLUTION 5] [[Translated from the original Chinese version] PURCHASE OPTION AGREEMENT among FORTUNE SOFTWARE (BEIJING) CO., LTD. LIN YANG and SHENZHEN NEWLAND SECURITIES INVESTMENT AND ADVISORY CO., LTD. OCTOBER 17, 2008 BEIJING, CHINA PURCHASE OPTION AGREEMENT This Purchase Option Agreement (this Agreement) is entered into in Beijing, Peoples Republic of China (the PRC) on October 17, 2008 by and among: Party A:] [[Translated from the original Chinese version] PURCHASE OPTION AGREEMENT among FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD. FORTUNE SOFTWARE (BEIJING) CO., LTD. LINGHAI MA and SHENZHEN NEWLAND SECURITIES INVESTMENT AND ADVISORY CO., LTD. OCTOBER 17, 2008 BEIJING, CHINA PURCHASE OPTION AGREEMENT This Purchase Option Agreement (this Agreement) is entered into in Beijing, Peoples Republic of China (the PRC) on October 17,] [[Translated from the original Chinese version] SHENZHEN NEWLAND SECURITIES INVESTMENT AND ADVISORY CO., LTD. SHARE TRANSFER AGREEMENT SEPTEMBER 16, 2008 TABLE OF CONTENTS 1 DEFINITIONS AND INTERPRETATIONS 4 1.1 Definitions 4 1.2 Interpretations 7 2 TRANSFER OF SHAREHOLDERS EQUITY AND CONSIDERATION 8 2.1 Transfer of Shareholders Equity 8 2.2 Consideration 8 8 3.1 8 3.2 9 3.3 Liabilities 9 4] [[Translated from the original Chinese version] SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT between SHENZHEN NEWLAND SECURITIES INVESTMENT AND ADVISORY CO., LTD. and FORTUNE (BEIJING) SUCCESS TECHNOLOGY CO., LTD. OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT 3 ARTICLE 3. TECHNICAL SUPPORT SERVICE FEE 4 4] [[Translated from the original Chinese version] SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT between SHENZHEN NEWLAND SECURITIES INVESTMENT AND ADVISORY CO., LTD. and FORTUNE SOFTWARE (BEIJING) CO., LTD. OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT 3 ARTICLE 3. TECHNICAL SUPPORT SERVICE FEE 4 4 ARTICLE] [[Translated from the original Chinese version] SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT between SHENZHEN NEWLAND SECURITIES INVESTMENT AND ADVISORY CO., LTD. and FORTUNE (BEIJING) WISDOM TECHNOLOGY CO., LTD. OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT 3 ARTICLE 3. TECHNICAL SUPPORT SERVICE FEE 4 4] [[Translated from the original Chinese version] SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT AGREEMENT between SHENZHEN NEWLAND SECURITIES INVESTMENT AND ADVISORY CO., LTD. and BEIJING FUHUA INNOVATION TECHNOLOGY DEVELOPMENT CO., LTD. OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT 3 ARTICLE 3. TECHNICAL SUPPORT SERVICE FEE] [[Translated from the original Chinese version] SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT between SHENZHEN NEWLAND SECURITIES INVESTMENT AND ADVISORY CO., LTD. and SHANGHAI MEINING COMPUTER SOFTWARE CO., LTD. OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT 3 ARTICLE 3. TECHNICAL SUPPORT SERVICE FEE 4 4] [[Translated from the original Chinese version] SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT between SHENZHEN NEWLAND SECURITIES INVESTMENT AND ADVISORY CO., LTD. and ZHENGNING INFORMATION & TECHNOLOGY (SHANGHAI) CO., LTD. OCTOBER 2008 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. SECURITIES INVESTMENT AND CONSULTANCY INFORMATION AND TECHNICAL SUPPORT 3 ARTICLE 3. TECHNICAL SUPPORT SERVICE FEE 4] [[Translated from the original Chinese version] LOAN AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and YANG YANG ZHENFEI FAN January 2009 BEIJING, CHINA LOAN AGREEMENT The Loan Agreement (the Agreement) is entered into as of January 21, 2009 among the following parties in Beijing, the Peoples Republic of China (the PRC): PARTY A: FORTUNE SOFTWARE (BEIJING) CO., LTD. (LENDER) PARTY] [[Translated from the original Chinese version] PURCHASE OPTION AGREEMENT among FORTUNE SOFTWARE (BEIJING) CO., LTD. YANG YANG ZHENFEI FAN and GUANGZHOU BOXIN INVESTMENT ADVISORY CO., LTD. JANUARY 2009 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. THE GRANT AND EXERCISE OF PURCHASE OPTION 4 ARTICLE 3. EXERCISE PRICE 4 4 ARTICLE 5. OTHER COVENANTS 5 ARTICLE 6.] [[Translated from the original Chinese version] SHARE TRANSFER AGREEMENT Transferors: Party A: Raojian Chen Party B: Jiansheng Zhou Party C: Guihua Gao Transferees: Party D: Zhenfei Fan Party E: Yang Yang In accordance with the principle of free will, equality, mutual benefit and negotiation, the parties enter into the following agreements with respect to the transfer of the shares of] [[Translated from the original Chinese version] LEASE AGREEMENT Party A (Lessor): Shifeng Li Party B (Lessee): Fortune Software (Beijing) Co., Ltd. Article 1. House and Area Party A agrees to lease the unites located at 703, 705, 707 of Section 3 of Tongtai Mansion No. 33 Finance Street, Xicheng District, Beijing (House) in a total area of 450 square meters] [[Translated from the original Chinese version] SHANGHAI MUNICIPAL CITY HOUSE LEASE CONTRACT (ADVANCE LEASE) Prepared by Shanghai Municipal City Housing and Land Resources Authority and Shanghai November 2000 Notes 1. Shanghai Municipal City House Lease Provisions This form contract applies to advance lease of houses and house leases with the rental determined through negotiation on market based principles within the] [[Translated from the original Chinese version] LEASE CONTRACT th Party A: Beijing Jintai Hengye Co.,Ltd. House Lease Branch Party B: Beijing Glory Co., Ltd. Article 1. House and Rent th 1.1 Party A shall lease to Party B the housing unit located in1205 of the 29 (1) Area of House: 108 square meters (2) Daily rate: RMB2.5 per day per] [[Translated from the original Chinese version] LEASE CONTRACT th Party A: Beijing Jintai Hengye Co.,Ltd. House Lease Branch Party B: Beijing Premium Technology Co.,Ltd. Article 1. House and Rent th 1.1 Party A shall lease to Party B the housing unit of 1206 of the 29 (1) Area of House: 86 square meters (2) Daily rate: RMB2.5 per day per] [[Translated from the original Chinese version] SHENZHEN MUNICIPAL CITY HOUSE LEASE CONTRACT HOUSE LEASE CONTRACT Lessor (Party A): Shenzhen Zhiguangda Industrial Development Co., Ltd. Lessee (Party B): Shenzhen Genius Information Technology Co., Ltd. Contract Law of the Peoples Republic of China Law of the Peoples Republic of China on the Administration of Urban City Real Estate Provisions of Shenzhen Special] [[Translated from the original Chinese version] Bo Jing Branch Entrust Loan No. (2008) 1 China Bohai Bank Co., Ltd. Beijing Branch Entrusted Loan Contract Trustor: Fortune (Beijing) Success Technology Co., Ltd. Borrower: Beijing Glory Co., Ltd. Lender: China Bohai Bank Co., Ltd. Beijing Branch ARTICLE 1. Amount of the Entrusted Loan 2 ARTICLE 2. Usage of Entrusted Loan 2 ARTICLE] [[Translated from the original Chinese version] CHINA CONSTRUCTION BANK Contract No. 2007 (1950)006 Type of Loan: 1950 Entity Entrusted Loan Borrower (Party A): Beijing Glory Co., Ltd. Trustor (Party B): Fortune Software (Beijing) Co., Ltd. Entrusted Lender (Party C): Railway Subbranch of China Construction Bank Corporation Borrower (Party A): Beijing Glory Co., Ltd. Article 1. Amount of Loan Party A] [[Translated from the original Chinese version] CHINA CONSTRUCTION BANK Contract No.: Type of Loan: Borrower (Party A): Beijing Premium Technology Co., Ltd. Trustor (Party B): Zhengning Information Technology (Shanghai) Co., Ltd. Entrusted Lender (Party C): China Construction Bank Corporation Article 1. Amount of Loan Party A shall borrow RMB100,000,000 from Party B. Article 2. Purpose of Loan Party A shall] [ISSUER INFORMATION FEED SERVICE AGREEMENT AN AGREEMENT BETWEEN:- (1) HKEx INFORMATION SERVICES LIMITED (HKEx-IS) (2) (The Licensee). The person whose name and address is set out in Schedule 1 Part A hereto WHEREAS:- (A) (B) It has been agreed that HKEx-IS will grant to the Licensee a non-exclusive licence to use certain information and/or documents, for the period and upon] [PERCENTAGE COUNTRY OF OWNERSHIP NAME INCORPORATION INTEREST Fortune Software (Beijing) Co., Ltd China 100 China Finance Online (Beijing) Co., Ltd. China 100 Beijing Fuhua Innovation Technology Development Co., Ltd.* China 100 Stockstar Information Technology (Shanghai) Co., Ltd China 100 Shanghai Meining Computer Software Co., Ltd. China 100 Zhengning Information & Technology (Shanghai) Co., Ltd. China 100 Zhengtong Information Technology (Shanghai)] [CERTIFICATION I, Zhao Zhiwei, certify that: 1. I have reviewed this annual report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such] [CERTIFICATION I, Jeff Wang, certify that: 1. I have reviewed this annual report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such] [CERTIFICATION OF PERIODIC FINANCIAL REPORT 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Zhao Zhiwei Chief Executive Officer EX-13.1 54 h03378exv13w1.htm EX-13.1] [CERTIFICATION OF PERIODIC FINANCIAL REPORT 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Jeff Wang Chief Financial Officer EX-13.2 55 h03378exv13w2.htm EX-13.2] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement No. 333-139192 on Form S-8/A and Registration Statements No. 333-157670, No. 333-139192 and No 333-123802 on Form S-8 of our reports (which report expresses an unqualified opinion and includes an explanatory paragraph, effective on January 1, 2007, relating to the adoption of] [The Directors, Subject: WRITTEN CONSENT OF AMERICAN APPRAISAL CHINA LIMITED Yours faithfully, AMERICAN APPRAISAL CHINA LIMITED Valuation / Transaction Consulting / Real Estate Advisory / Fixed Asset Management EX-15.2 57 h03378exv15w2.htm EX-15.2]

By info| 2016-03-19T20:53:48+00:00 May 22nd, 2009|Categories: Chinese Stocks, JRJC, SEC Original|Tags: 0001297830, 20-F, 2009-05-22, 6211, JRJC, SECURITY BROKERS, DEALERS and FLOTATION COMPANIES|0 Comments