[(1) Names of reporting persons: Shah Capital Management (2) Check the appropriate box if a member of a group: (a) (b) (3) SEC use only (4) Source of funds (see instructions) OO to Items 2(d) or 2(e) of Schedule 13D N/A (6) Citizenship or place of organization North Carolina Number of shares beneficially owned by each reporting person with: (7)]
[(AMENDMENT NO.3)*HEDULE 13D/A UTSTARCOMSRP (Name of Issuer)mmon Stock (Title of Class of Securities) 918076100 (CUSIP Number) Shahpital Management 8601 Six Forks Road, Suite 630 Raleigh, NC 27615 Tel. No.: (919) 719-6360 (Name,dress and Telephone Number of Person Authorized to Receive Notices andmmunications) June 28, 2011 (Date of Event Which Requires Filing of This Statement)]
[1. Names of Reporting Persons. CRCM Institutional Master Fund (BVI), Ltd. 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) o of securities. The reporting person it on this cover page. on this cover page, however, may be deemed a beneficial owner only of the securities reported by ** The reporting persons making this filing]
[1. Names of Reporting Persons. CRCM Institutional Master Fund (BVI), Ltd. 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) o of securities. The reporting person it on this cover page. on this cover page, however, may be deemed a beneficial owner only of the securities reported by ** The reporting persons making this filing]
[AMENDMENT NUMBER 1 TO OPTION AGREEMENT Amendment Grantor Optionee THIS AMENDMENT NUMBER 1 TO OPTION AGREEMENT, dated as of May 26, 2011 (this BACKGROUND Option Agreement The Grantor and the Optionee entered into an Option Agreement, dated as of June 30, 2009 (the NOW, THEREFORE, in consideration of the foregoing and the respective covenants and agreements set forth herein,] [JOINT FILING AGREEMENT Dated: June 9, 2011 WISETOP INTERNATIONAL HOLDINGS LIMITED] [SCHEDULE 13D (Rule 13d-101) THT HEAT TRANSFER TECHNOLOGY, INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE 886031 103 (CUSIP Number) Jinghua Zhao December 23, 2010 (Date of Event which Requires Filing of this Statement) Note See *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject]
[JOINT FILING AGREEMENT Dated: June 3, 2011 Don Dongjie Yang D.Y. Capital, Inc. Don Dongjie Yang Director EX-99.1 2 y91534bexv99w1.htm EX-99.1] [1 NAMES OF REPORTING PERSONS. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) o (a) þ (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) PF 5 o]
[JOINT FILING AGREEMENT Dated: June 3, 2011 Don Dongjie Yang D.Y. Capital, Inc. Don Dongjie Yang Director EX-99.1 2 y91534bexv99w1.htm EX-99.1] [1 NAMES OF REPORTING PERSONS. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) o (a) þ (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) PF 5 o]
[SAIF Partners IV L.P. Andrew Y. Yan Director of SAIF IV GP Capital Ltd., which is SAIF IV GP L.P. Andrew Y. Yan Director of SAIF IV GP Capital Ltd., which is the General Partner of SAIF IV GP, L.P. SAIF IV GP Capital Ltd. Andrew Y. Yan Director of SAIF IV GP Capital Ltd.] [CUSIP No. P8696W104 1 NAMES OF REPORTING PERSONS 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) o (a) þ (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) WC 5]
[Joint Filing Agreement [Remainder of this page has been left intentionally blank.] TCH Sapphire Limited Lau Chi Ping Martin Tencent Holdings Limited Lau Chi Ping Martin President] [EXECUTION COPY SHARE PURCHASE AGREEMENT Agreement Company Purchaser SHARE PURCHASE AGREEMENT (this W I T N E S S E T H: Shares WHEREAS, on the terms and subject to the conditions set forth herein, the Company desires to issue and sell to the Purchaser, and the Purchaser desires to purchase from the Company 6,031,500 newly issued Ordinary Shares] [EXECUTION COPY INVESTOR RIGHTS AGREEMENT Agreement Company Investor Expedia INVESTOR RIGHTS AGREEMENT (this W I T N E S S E T H: Share Purchase Agreement WHEREAS, the Company and the Investor are parties to a Share Purchase Agreement dated as of May 16, 2011 (the NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein]
[Joint Filing Agreement [Remainder of this page has been left intentionally blank.] TCH Sapphire Limited Lau Chi Ping Martin Tencent Holdings Limited Lau Chi Ping Martin President] [EXECUTION COPY SHARE PURCHASE AGREEMENT Agreement Company Purchaser SHARE PURCHASE AGREEMENT (this W I T N E S S E T H: Shares WHEREAS, on the terms and subject to the conditions set forth herein, the Company desires to issue and sell to the Purchaser, and the Purchaser desires to purchase from the Company 6,031,500 newly issued Ordinary Shares] [EXECUTION COPY INVESTOR RIGHTS AGREEMENT Agreement Company Investor Expedia INVESTOR RIGHTS AGREEMENT (this W I T N E S S E T H: Share Purchase Agreement WHEREAS, the Company and the Investor are parties to a Share Purchase Agreement dated as of May 16, 2011 (the NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein]
