RCON [Recon Technology] 424B5:
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[RECON TECHNOLOGY, LTD. Issuance Date Date of Issuance: November [__], 2013 (“ Company Holder 1 Securities Purchase Agreement Recon Technology, Ltd., a Cayman Islands exempted company (the “ 1. Mechanics of Exercise Exercise Notice Aggregate Exercise Price st Transfer Agent rd DTC (a) 1 Exercise Price Exercise Price (b) Company’s Failure to Timely Deliver Securities rd rd Buy-In Price (c)] [By Email Recon Technology, Ltd Room 1902, Building C King Long International Mansion No. 9 Fulin Road Beijing 100107 People’s Republic of China 25 November 2013 Floor 4, Willow House, Cricket Square PO Box 884 Grand Cayman KY1-1103 Cayman Islands D +1 345 914 5870 T + 1 345 949 2648 F +1 345 949 8613 E rlaws@campbells.com.ky Our Ref:] [SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT Agreement Company Buyer Buyers This RECITALS Registration Statement 1933 Act SEC Common Stock Common Shares B. Each Buyer wishes to purchase, and the Company wishes to sell, upon the terms stated in this Agreement, (i) the aggregate number of shares of Common Stock set forth opposite such Buyer’s name in column (3) on the] [BEIJING, November 25, 2013 /PRNewswire via COMTEX/ — Recon Technology, Ltd. (NASDAQ: RCON), an oilfield service company provider (the "Company") operating primarily in the People's Republic of China, announced today Gross proceeds of the offering, before deducting placement agent fees and other estimated offering expenses payable by the Company for working capital and other general corporate purposes, including working capital] []
[RECON TECHNOLOGY, LTD. Issuance Date Date of Issuance: November [__], 2013 (“ Company Holder 1 Securities Purchase Agreement Recon Technology, Ltd., a Cayman Islands exempted company (the “ 1. Mechanics of Exercise Exercise Notice Aggregate Exercise Price st Transfer Agent rd DTC (a) 1 Exercise Price Exercise Price (b) Company’s Failure to Timely Deliver Securities rd rd Buy-In Price (c)] [By Email Recon Technology, Ltd Room 1902, Building C King Long International Mansion No. 9 Fulin Road Beijing 100107 People’s Republic of China 25 November 2013 Floor 4, Willow House, Cricket Square PO Box 884 Grand Cayman KY1-1103 Cayman Islands D +1 345 914 5870 T + 1 345 949 2648 F +1 345 949 8613 E rlaws@campbells.com.ky Our Ref:] [SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT Agreement Company Buyer Buyers This RECITALS Registration Statement 1933 Act SEC Common Stock Common Shares B. Each Buyer wishes to purchase, and the Company wishes to sell, upon the terms stated in this Agreement, (i) the aggregate number of shares of Common Stock set forth opposite such Buyer’s name in column (3) on the] [BEIJING, November 25, 2013 /PRNewswire via COMTEX/ — Recon Technology, Ltd. (NASDAQ: RCON), an oilfield service company provider (the "Company") operating primarily in the People's Republic of China, announced today Gross proceeds of the offering, before deducting placement agent fees and other estimated offering expenses payable by the Company for working capital and other general corporate purposes, including working capital] []
[] [I, Yin Shenping, certify that: (1) I have reviewed this Form 10-Q of Recon Technology, Ltd; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with] [Certification of Principal Financial Officer I, Liu Jia, certify that: (1) I have reviewed this Form 10-Q of Recon Technology, Ltd; (2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (1) (2) The information contained in the this period report fairly presents, in all material respects, the financial condition and results of operations of Recon Technology, Ltd. Yin Shenping] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (1) (2) The information contained in the this period report fairly presents, in all material respects, the financial condition and results of operations of Recon Technology, Ltd. Liu Jia Chief Financial Officer (Principal Financial Officer)] [Recon Reports Fiscal Year 2014 First Quarter Financial Results Revenues Increase by 27.2% and Gross Profit Increases by 116.4% Compared to 2013 First Quarter Results BEIJING, November 14, 2013 /PRNewswire / -- Recon Technology, Ltd (Nasdaq: RCON), an oilfield services provider that operates primarily in the People's Republic of China (the "Company"), today announced increased revenues and improved operations in]
[] [I, Yin Shenping, certify that:] [Certification of Principal Financial Officer I, Liu Jia, certify that:] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Yin Shenping] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Liu Jia Chief Financial Officer (Principal Financial Officer)] [Recon Reports Fiscal Year 2013 Financial Results BEIJING, September 30, 2013 /PRNewswire-Asia/ Recon Technology, Ltd (Nasdaq: RCON), an oilfield services provider that operates primarily in the People’s Republic of China (the “Company”), today announced increasing revenues and a generally improving operations in the fiscal year ended June 30, 2013. Fiscal Year 2013 Highlights ⋅ Total revenues due to continued]
[] [I, Yin Shenping, certify that:] [Certification of Principal Financial Officer I, Liu Jia, certify that:] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Yin Shenping] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Liu Jia Chief Financial Officer (Principal Financial Officer)] [Recon Reports Fiscal Year 2013 Financial Results BEIJING, September 30, 2013 /PRNewswire-Asia/ Recon Technology, Ltd (Nasdaq: RCON), an oilfield services provider that operates primarily in the People’s Republic of China (the “Company”), today announced increasing revenues and a generally improving operations in the fiscal year ended June 30, 2013. Fiscal Year 2013 Highlights ⋅ Total revenues due to continued]
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[] [By Email Recon Technology, Ltd Room 1902, Building C King Long International Mansion No. 9 Fulin Road Beijing 100107 People’s Republic of China 5 August 2013 Dear Sirs Recon Technology, Ltd Company Registration Statement Commission We are Cayman Islands counsel for Recon Technology, Ltd, a Cayman Islands corporation (the “ In connection with rendering our opinion as set forth below,] [August 6, 2013 Recon Technology, Ltd Room 1902, Building C, King Long International Mansion No. 9 Fulin Road Beijing, 100107 People’s Republic of China Re: Registration Statement on Form S-3 Ladies and Gentlemen: Company Registration Statement Securities Act Prospectus Prospectus Supplement We have acted as U.S. counsel for Recon Technology, Ltd, a Cayman Islands corporation (the “ (i) Ordinary Shares] [To the Members of the Audit Committee Recon Technology, Ltd. We consent to the incorporation by reference in the Registration Statement (Form S-3) of Recon Technology, Ltd. of our report dated September 28, 2012 with respect to the consolidated financial statements of Recon Technology, Ltd. included in the Annual Report (Form 10-K) for the years ended June 30, 2012 and]
[] [By Email Recon Technology, Ltd Room 1902, Building C King Long International Mansion No. 9 Fulin Road Beijing 100107 People’s Republic of China 5 August 2013 Dear Sirs Recon Technology, Ltd Company Registration Statement Commission We are Cayman Islands counsel for Recon Technology, Ltd, a Cayman Islands corporation (the “ In connection with rendering our opinion as set forth below,] [August 6, 2013 Recon Technology, Ltd Room 1902, Building C, King Long International Mansion No. 9 Fulin Road Beijing, 100107 People’s Republic of China Re: Registration Statement on Form S-3 Ladies and Gentlemen: Company Registration Statement Securities Act Prospectus Prospectus Supplement We have acted as U.S. counsel for Recon Technology, Ltd, a Cayman Islands corporation (the “ (i) Ordinary Shares] [To the Members of the Audit Committee Recon Technology, Ltd. We consent to the incorporation by reference in the Registration Statement (Form S-3) of Recon Technology, Ltd. of our report dated September 28, 2012 with respect to the consolidated financial statements of Recon Technology, Ltd. included in the Annual Report (Form 10-K) for the years ended June 30, 2012 and]