RCON [Recon Technology] UPLOAD: (Original Filing)
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[CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Proposed Maximum Amount of Ordinary Shares (1) $10,200,000 (2) $570 (3) $1,224,170 (2) $69 Total $11,424,170 (4) $639 (1) (2) (3) (4) Previously paid. SUBJECT TO COMPLETION, DATED , 2009 RECON TECHNOLOGY, LTD 1,166,667 Ordinary Share Minimum Offering 1,700,000 Ordinary Share Maximum Offering This is the initial] [RECON TECHNOLOGY, LTD (a Cayman Islands exempted company) Minimum Offering: Maximum Offering: ($ PLACEMENT AGREEMENT Anderson & Strudwick, Incorporated 707 East Main Street, 20 th Floor Richmond, Virginia 23219 Ladies and Gentlemen: Introduction 1. 2. Registration Statement and Prospectus (a) (b) A registration statement on Form 8-A (File No. Adequacy of Disclosure (c) 2 No Stop Order (d) Company; Organization] [THE COMPANIES LAW (2007 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES ARTICLES OF ASSOCIATION Adopted by Special Resolution dated the 21st day of April, 2009 OF RECON TECHNOLOGY, LTD 1. In these Articles Table A in the Schedule to the Statute does not apply and, unless there is something in the subject or context inconsistent therewith, Articles means] [THE COMPANIES LAW (2007 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF RECON TECHNOLOGY, LTD 1. Recon Technology, Ltd. The name of the Company is 2. The Registered Office of the Company shall be at the offices of Corporate Filing Services Limited, 4 th Floor, Harbour Centre, P. O. Box 613, Grand] [MAKE GOOD ESCROW AGREEMENT THIS MAKE GOOD ESCROW AGREEMENT WHEREAS WHEREAS WHEREAS WHEREAS NOW, THEREFORE 1. Appointment of Escrow Agent. 2. Establishment of Escrow. 3. Representations of Make Good Pledgors. a. All of the Escrow Shares are validly issued, fully paid and nonassessable shares of the Company, and free and clear of all pledges, liens and encumbrances. 4. Disbursement of] [ANSEN ARNETT AXWELL H A Professional Corporation CERTIFIED PUBLIC ACCOUNTANTS 5 Triad Center, Suite 750 Salt Lake City, UT 84180-1128 Phone: (801) 532-2200 Fax: (801) 532-7944 www.hbmcpas.com Registered with the Public Company Accounting Oversight Board A Member of the Forum of Firms CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors Recon Technology, Ltd. As an independent] []
[CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Proposed Maximum Amount of Ordinary Shares (1) $10,200,000 (2) $570 (3) $1,224,170 (2) $69 Total $11,424,170 (4) $639 (1) (2) (3) (4) Previously paid. SUBJECT TO COMPLETION, DATED , 2009 RECON TECHNOLOGY, LTD 1,166,667 Ordinary Share Minimum Offering 1,700,000 Ordinary Share Maximum Offering This is the initial] [RECON TECHNOLOGY, LTD (a Cayman Islands exempted company) Minimum Offering: Maximum Offering: ($ PLACEMENT AGREEMENT Anderson & Strudwick, Incorporated 707 East Main Street, 20 th Floor Richmond, Virginia 23219 Ladies and Gentlemen: Introduction 1. 2. Registration Statement and Prospectus (a) (b) A registration statement on Form 8-A (File No. Adequacy of Disclosure (c) 2 No Stop Order (d) Company; Organization] [THE COMPANIES LAW (2007 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES ARTICLES OF ASSOCIATION Adopted by Special Resolution dated the 21st day of April, 2009 OF RECON TECHNOLOGY, LTD 1. In these Articles Table A in the Schedule to the Statute does not apply and, unless there is something in the subject or context inconsistent therewith, Articles means] [THE COMPANIES LAW (2007 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF RECON TECHNOLOGY, LTD 1. Recon Technology, Ltd. The name of the Company is 2. The Registered Office of the Company shall be at the offices of Corporate Filing Services Limited, 4 th Floor, Harbour Centre, P. O. Box 613, Grand] [MAKE GOOD ESCROW AGREEMENT THIS MAKE GOOD ESCROW AGREEMENT WHEREAS WHEREAS WHEREAS WHEREAS NOW, THEREFORE 1. Appointment of Escrow Agent. 2. Establishment of Escrow. 3. Representations of Make Good Pledgors. a. All of the Escrow Shares are validly issued, fully paid and nonassessable shares of the Company, and free and clear of all pledges, liens and encumbrances. 4. Disbursement of] [ANSEN ARNETT AXWELL H A Professional Corporation CERTIFIED PUBLIC ACCOUNTANTS 5 Triad Center, Suite 750 Salt Lake City, UT 84180-1128 Phone: (801) 532-2200 Fax: (801) 532-7944 www.hbmcpas.com Registered with the Public Company Accounting Oversight Board A Member of the Forum of Firms CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors Recon Technology, Ltd. As an independent] []
[CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Proposed Maximum Amount of Ordinary Shares (1) $10,200,000 (2) $570 (3) $1,224,170 (2) $69 Total $11,424,170 (4) $639 (1) (2) (3) (4) Partially paid; remainder paid herewith. SUBJECT TO COMPLETION, DATED , 2009 RECON TECHNOLOGY, LTD 1,166,667 Ordinary Share Minimum Offering 1,700,000 Ordinary Share Maximum Offering This] [RECON TECHNOLOGY, LTD (a Cayman Islands exempted company) Minimum Offering: Maximum Offering: ($ PLACEMENT AGREEMENT Anderson & Strudwick, Incorporated 707 East Main Street, 20 th Floor Richmond, Virginia 23219 Ladies and Gentlemen: Introduction 1. 2. Registration Statement and Prospectus (a) (b) A registration statement on Form 8-A (File No. Adequacy of Disclosure (c) 2 No Stop Order (d) Company; Organization] [LOCK-UP AGREEMENT By Facsimile ( ) By Facsimile ((804) 648-3404) Recon Technology, Ltd Anderson & Strudwick, Incorporated Room 1401 Yong Feng Mansion 707 East Main Street 123 Jiqing Road 20 th Floor Nanjing, 210006 Richmond, Virginia 23219 Peoples Republic of China Attn: L. McCarthy Downs, III, Attn: Yin Shenping, Senior Vice President CEO Re: Lock-Up Agreement Dear Mr. Yin and] [LABOR CONTRACT THIS LABOR CONTRACT Recon Technology (Jining) Co., Ltd. In accordance with the provisions of the Labor Law of the Peoples Republic of China, the Regulations on Labor Contract of Beijing Municipality, and other related laws and regulations, the Company and the Employee (collectively, the Parties), in consideration of the covenants contained herein and on the basis of mutual] [LABOR CONTRACT THIS LABOR CONTRACT Recon Technology (Jining) Co., Ltd. In accordance with the provisions of the Labor Law of the Peoples Republic of China, the Regulations on Labor Contract of Beijing Municipality, and other related laws and regulations, the Company and the Employee (collectively, the Parties), in consideration of the covenants contained herein and on the basis of mutual] [LABOR CONTRACT THIS LABOR CONTRACT Recon Technology (Jining) Co., Ltd. In accordance with the provisions of the Labor Law of the Peoples Republic of China, the Regulations on Labor Contract of Beijing Municipality, and other related laws and regulations, the Company and the Employee (collectively, the Parties), in consideration of the covenants contained herein and on the basis of mutual] [Technical Service Contract, by and between Natural Gas Development Company of Qinghai Oilfield and Beijing BHD Technology Co., Ltd. On October 15, 2007, Beijing BHD Petroleum Technology Co., Ltd. executed an agreement with Natural Gas Development Company of Qinghai Oilfield to provide service on a Multipurpose Fissure Shaper Technology. The project has been completed under the agreement and full payment] [DATED day of December 10, 2007 Bloomsway Development Ltd. and Recon Technology Ltd. and Mr. YIN Shenping and Mr. LI Hongqi and Mr. CHEN Guangqiang SHARES SUBSCRIPTION AGREEMENT concerning Ordinary Shares in RECON TECHNOLOGY LTD. RECON TECHNOLOGY LTD. ORDINARY SHARES SUBSCRIPTION AGREEMENT This ORDINARY SHARES SUBSCRIPTION AGREEMENT (the Agreement) is entered into as of December 10, 2007 among the following] [CONTRACT FOR THE SALE OF INDUSTRIAL AND MINERAL PRODUCTS Serial number: QBWZ/JL-020 Contract No.: Material company 2008-49-17.2-10-30 Seller: Nanjing Recon Technology Co., Ltd. Signing site: Geermu Buyer: PetroChina Qinghai Oilfield Co., Ltd. 1. Description of the goods Name Specification Unit Quantity Unit Price Total value Delivery date Oil-well remote Unit 1#, 2#, 3#,5# Gas-collection Station Per well 71 38,391.10 2,725,768.10] [Contract code: CAI-2007-STORE-012 CONTRACT OF MATERIAL RESERVES AND SALES This Contract is made on April 25, 2007 at HuaTuGou, MangYa, Qinghai, Province BETWEEN: Beijing BHD Petroleum Technology Co., Ltd. (the Seller), a corporation organized and existing under the laws of the PRC. Phone Number: Mr. ZhiQiang Feng: 13897078018 Postcode: 710006 AND: PetroChina QingHai Oilfield Co., Ltd (the Buyer), a corporation] [CODE: QHWZ/JL-021 CONTRACT NUMBER: 11 DAI-2008-68 CONTRACT OF MATERIAL RESERVES AND SALES Signing site: DunHuang, Gansu Province Party A: PetroChina QingHai Oilfield Co., Ltd. Party B: Beijing BHD Petroleum Technology Co., Ltd. To secure the normal production of Party A, on a principle of equality and mutual benefit, the two parties reach agreements as follows: 1. Name and specification of] [Contract Number: HBYT-CY2-2008-MM-1 CONTRACT OF THE SALE OF GOODS (Mechanical & Electrical Equipments) CONTRACT FOR PURCHASING VACUUM-HEATING-FURNACE This Contract for the Sale of Goods (the Sales Contract) is made on 19 th May, 2008 BETWEEN: Beijing BHD Petroleum Technology Co., Ltd (the Seller), a corporation organized and existing under the laws of the PRC. Deposit Bank: [ ] Account Number:] [Contract Number: HBYT-CY2-2008-MM-530 CONTRACT OF THE SALE OF GOODS (Mechanical & Electrical Equipments) CONTRACT FOR PURCHASING HEATING-FURNACES This Contract for the Sale of Goods (the Sales Contract) is made on September 5, 2008 BETWEEN: Beijing BHD Petroleum Technology Co., Ltd. (the Seller), a corporation organized and existing under the laws of the PRC. Deposit Bank: [ ] Account Number: [] [Transferring Gas Pipe Project Product Collective Contract Contract number: G11CQ-08-MM-0011 Buyer: Southwest Oil Gas Company of SINOPEC Supplier: Jining ENI Energy Technology Co., Ltd. Signing place: Chengdu city of Sichuan province Total sum: RMB1,940,000 Product: One unit of analyzer of gas phase chromatography, one unit of water analyzer and one unit of sulfurated hydrogen analyzer, one unit of analyzer house] [Buyer: Southwest Oil Gas Company of SINOPEC Supplier: Jining ENI Energy Technology Co., Ltd. Contract number: GX2008-690 th of December, 2008 Total sum: RMB1,872,000 (tax not included), with tax: RMB2,190,240 Signing place: Urumchi Product: Content gauge, fire system information modeling. PT Pressure transmitter th of February, 2009 ENI has not yet collected full payment or issued an invoice but has] [Buyer: Southwest Oil Gas Company of SINOPEC Supplier: Jining ENI Energy Technology Co., Ltd. Contract Number: GX2008-710 Signing place: Urumchi th December, 2008 Total sum: RMB1,880,000 (tax not included), with tax: RMB2,199,600 Product: Rotate acid-rock testing system , one second hand IBMR400laptop, laser printer HP1215 ENI has not yet collected full payment or issued an invoice but has recognized this] [Transferring Gas Pipe Project Product Collective Contract Contract number: G11CQ-08-MM-0010 Buyer: Southwest Oil Gas Company of SINOPEC Supplier: Jining ENI Energy Technology Co., Ltd. Signing place: Chengdu city of Sichuan province Total sum: RMB969,500 Product: Temperature transmission, pressure transmission and Annubar ENI has not yet collected full payment or issued an invoice but has recognized this amount as income for] [ANSEN ARNETT AXWELL H A Professional Corporation CERTIFIED PUBLIC ACCOUNTANTS 5 Triad Center, Suite 750 Salt Lake City, UT 84180-1128 Phone: (801) 532-2200 Fax: (801) 532-7944 www.hbmcpas.com Registered with the Public Company Accounting Oversight Board A Member of the Forum of Firms CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors Recon Technology, Ltd. As an independent] [804 / 771-5700 fax Mailing Address P.O. Box 27828 Richmond, VA 23261 Three James Center, 12 th Floor 1051 East Cary Street Richmond, VA 23219 March 16, 2009 Recon Technology Ltd. Room 1401 Yong Feng Mansion 123 Jiqing Road Nanjing, Peoples Republic of China 210006 Ladies and Gentlemen: Sincerely yours, Kaufman & Canoles Chesapeake Hampton Newport News Norfolk Virginia Beach] []
[SUBJECT TO COMPLETION, DATED NOVEMBER 12, 2008 RECON TECHNOLOGY, LTD Ordinary Share Minimum Offering [ Ordinary Share Maximum Offering [ This is the initial public offering of Recon Technology, Ltd, a Cayman Islands exempted company. We are offering a minimum of [ We expect that the offering price will be between $7.00 and $9.00 per share. No public market currently] [RECON TECHNOLOGY, LTD (a Cayman Islands exempted company) Minimum Offering: Maximum Offering: ($ PLACEMENT AGREEMENT Anderson & Strudwick, Incorporated 707 East Main Street, 20 th Floor Richmond, Virginia 23219 Ladies and Gentlemen: Introduction 1. 2. Registration Statement and Prospectus (a) (b) A registration statement on Form 8-A (File No. Adequacy of Disclosure (c) 2 No Stop Order (d) Company; Organization] [RECON TECHNOLOGY, LTD Anderson & Strudwick, Incorporated 707 East Main Street 20 th Floor Richmond, Virginia 23219 Ladies and Gentlemen: 1. Notices of Record Date 2. No Impairment 3. 4. Exercise for Cash (a) Cashless Exercise (b) 2 Issuance of Certificates (c) Current Value (d) 3 Protection Against Dilution 5. Dividends, Subdivisions, Reclassifications, Etc (a) 4 Adjustment of Number of] [ESCROW AGREEMENT This Escrow Agreement is made and entered into as of the RECITALS: A. The Company proposes to sell a minimum of B. The Company has retained the Placement Agent, as agent for the Company on a best efforts, minimum-maximum basis, to sell the Shares in the Offering, and the Placement Agent has agreed to sell the Shares in] [LOCK-UP AGREEMENT By Facsimile ( ) By Facsimile ((804) 648-3404) Recon Technology, Ltd Anderson & Strudwick, Incorporated Room 1401 Yong Feng Mansion 707 East Main Street 123 Jiqing Road 20 th Floor Nanjing, 210006 Richmond, Virginia 23219 Peoples Republic of China Attn: L. McCarthy Downs, III, Attn: Yin Shenping, Senior Vice President CEO Re: Lock-Up Agreement Dear Mr. Wang and] [Technical Service Contract, by and between Natural Gas Development Company of Qinghai Oilfield and Beijing Bright Technology Co., Ltd. On October 15, 2007, Beijing Bright Petroleum Technology Co., Ltd. executed an agreement with Natural Gas Development Company of Qinghai Oilfield to provide service on a Multipurpose Fissure Shaper Technology. The project has been completed under the agreement and full payment] [Sales Contract, by and between the West Site Department of Bazhou, Zhongyuan Petroleum Exploration Bureau Project Construction Corporation (BUYER) and Jining ENI Energy Technology Co., Ltd. (SELLER) On May 14, 2008, the Seller executed a Sales Contract with the Buyer whereby the Seller agreed to sell and the Buyer agreed to buy a quantity of valves for the price of] [Oil Equipment Maintenance Contract, by and between Jidong, Tangshang City, Oilfield Equipment Co., Ltd and Beijing Yabeinuoda Technology Development Co., Ltd. On March 19, 2008, Jidong, Tangshang City, Oilfield Equipment Co. Ltd entered into an Oil Equipment Maintenance Contract with Beijing Yabeeinuoda Technology Development Co., Ltd for maintenance of a single oil-well controller. The contract price for the maintenance was] [ANSEN ARNETT AXWELL P C H A Professional Corporation CERTIFIED PUBLIC ACCOUNTANTS 5 Triad Center, Suite 750 Salt Lake City, UT 84180-1128 Phone: (801) 532-2200 Fax: (801) 532-7944 www.hbmcpas.com Registered with the Public Company Accounting Oversight Board A Member of the Forum of Firms CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors Recon Technology, Ltd. As] [INGTIAN ONGCHENG J TTORNEYS AT AW A 15 th Floor, The Union Plaza 20 Chaoyangmenwai Dajie Beijing100020, China Tel:(8610)-65882200 Fax:(8610)-65882211 November 12, 2008 Recon Technology, Ltd. To: Letter of Consent Ladies and Gentlemen: Jingtian & Gongcheng Attorneys at Law] []
[SUBJECT TO COMPLETION, DATED NOVEMBER 12, 2008 RECON TECHNOLOGY, LTD Ordinary Share Minimum Offering [ Ordinary Share Maximum Offering [ This is the initial public offering of Recon Technology, Ltd, a Cayman Islands exempted company. We are offering a minimum of [ We expect that the offering price will be between $7.00 and $9.00 per share. No public market currently] [RECON TECHNOLOGY, LTD (a Cayman Islands exempted company) Minimum Offering: Maximum Offering: ($ PLACEMENT AGREEMENT Anderson & Strudwick, Incorporated 707 East Main Street, 20 th Floor Richmond, Virginia 23219 Ladies and Gentlemen: Introduction 1. 2. Registration Statement and Prospectus (a) (b) A registration statement on Form 8-A (File No. Adequacy of Disclosure (c) 2 No Stop Order (d) Company; Organization] [RECON TECHNOLOGY, LTD Anderson & Strudwick, Incorporated 707 East Main Street 20 th Floor Richmond, Virginia 23219 Ladies and Gentlemen: 1. Notices of Record Date 2. No Impairment 3. 4. Exercise for Cash (a) Cashless Exercise (b) 2 Issuance of Certificates (c) Current Value (d) 3 Protection Against Dilution 5. Dividends, Subdivisions, Reclassifications, Etc (a) 4 Adjustment of Number of] [ESCROW AGREEMENT This Escrow Agreement is made and entered into as of the RECITALS: A. The Company proposes to sell a minimum of B. The Company has retained the Placement Agent, as agent for the Company on a best efforts, minimum-maximum basis, to sell the Shares in the Offering, and the Placement Agent has agreed to sell the Shares in] [LOCK-UP AGREEMENT By Facsimile ( ) By Facsimile ((804) 648-3404) Recon Technology, Ltd Anderson & Strudwick, Incorporated Room 1401 Yong Feng Mansion 707 East Main Street 123 Jiqing Road 20 th Floor Nanjing, 210006 Richmond, Virginia 23219 Peoples Republic of China Attn: L. McCarthy Downs, III, Attn: Yin Shenping, Senior Vice President CEO Re: Lock-Up Agreement Dear Mr. Wang and] [Technical Service Contract, by and between Natural Gas Development Company of Qinghai Oilfield and Beijing Bright Technology Co., Ltd. On October 15, 2007, Beijing Bright Petroleum Technology Co., Ltd. executed an agreement with Natural Gas Development Company of Qinghai Oilfield to provide service on a Multipurpose Fissure Shaper Technology. The project has been completed under the agreement and full payment] [Sales Contract, by and between the West Site Department of Bazhou, Zhongyuan Petroleum Exploration Bureau Project Construction Corporation (BUYER) and Jining ENI Energy Technology Co., Ltd. (SELLER) On May 14, 2008, the Seller executed a Sales Contract with the Buyer whereby the Seller agreed to sell and the Buyer agreed to buy a quantity of valves for the price of] [Oil Equipment Maintenance Contract, by and between Jidong, Tangshang City, Oilfield Equipment Co., Ltd and Beijing Yabeinuoda Technology Development Co., Ltd. On March 19, 2008, Jidong, Tangshang City, Oilfield Equipment Co. Ltd entered into an Oil Equipment Maintenance Contract with Beijing Yabeeinuoda Technology Development Co., Ltd for maintenance of a single oil-well controller. The contract price for the maintenance was] [ANSEN ARNETT AXWELL P C H A Professional Corporation CERTIFIED PUBLIC ACCOUNTANTS 5 Triad Center, Suite 750 Salt Lake City, UT 84180-1128 Phone: (801) 532-2200 Fax: (801) 532-7944 www.hbmcpas.com Registered with the Public Company Accounting Oversight Board A Member of the Forum of Firms CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors Recon Technology, Ltd. As] [INGTIAN ONGCHENG J TTORNEYS AT AW A 15 th Floor, The Union Plaza 20 Chaoyangmenwai Dajie Beijing100020, China Tel:(8610)-65882200 Fax:(8610)-65882211 November 12, 2008 Recon Technology, Ltd. To: Letter of Consent Ladies and Gentlemen: Jingtian & Gongcheng Attorneys at Law] []