[Under the Securities Act of 1933 Subjectmpany: UTStarcom,Inc.mmission File No.: 333-173828 UTStarcom Announces Effectiveness of Registration Statement and Mailing of Definitive Proxy Statement/Prospectus for Its 2011 Annual Meeting of Stockholders UTStarcom willmmence the mailing of the proxy statement/prospectus tol holders of UTStarcommmon stock of the recordte on May25, 2011.]
[Under the Securities Act of 1933 Subjectmpany: UTStarcom,Inc.mmission File No.: 333-173828 UTStarcom Announces Effectiveness of Registration Statement and Mailing of Definitive Proxy Statement/Prospectus for Its 2011 Annual Meeting of Stockholders UTStarcom willmmence the mailing of the proxy statement/prospectus tol holders of UTStarcommmon stock of the recordte on May25, 2011.]
[No fee required. o Feemputed on table below per Exchange Act Rules 14a-6(i)(1) and0-11. (1) Title of each class of securities to which transaction applies: (2)gregate number of securities to which transaction applies: (3) (4) Proposed maximumgregate value of transaction: (5) Total fee paid: o Fee paid previously with preliminary materials.]
[No fee required. o Feemputed on table below per Exchange Act Rules 14a-6(i)(1) and0-11. (1) Title of each class of securities to which transaction applies: (2)gregate number of securities to which transaction applies: (3) (4) Proposed maximumgregate value of transaction: (5) Total fee paid: o Fee paid previously with preliminary materials.]
[FORM 10-K/A (Amendment No. 2) (Mark One) x For the Fiscal Year Ended December 31, 2010 Or o For the transition period from to UTSTARCOM, INC. Delaware 52-1782500 (State or other jurisdiction of (I.R.S. Employer 52-2 Building, BDA International Enterprise Avenue No. 2 Jingyuan North Street Daxing District, Beijing, P.R. China 100176 (Zip Code)] [CERTIFICATION I, Jack Lu, certify that : 1. I have reviewed this Amendment No. 2 to the Annual Report on Form 10-K/A of UTStarcom, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances] [CERTIFICATION I, Edmond Cheng, certify that: 1. I have reviewed this Amendment No. 2 to the Annual Report on Form 10-K/A of UTStarcom, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [Company Report (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: May 20, 2011 President and Senior Vice President and Chief Financial Officer EX-32.1 4 a11-2242_6ex32d1.htm EX-32.1]
[FORM 10-K/A (Amendment No. 2) (Mark One) x For the Fiscal Year Ended December 31, 2010 Or o For the transition period from to UTSTARCOM, INC. Delaware 52-1782500 (State or other jurisdiction of (I.R.S. Employer 52-2 Building, BDA International Enterprise Avenue No. 2 Jingyuan North Street Daxing District, Beijing, P.R. China 100176 (Zip Code)] [CERTIFICATION I, Jack Lu, certify that : 1. I have reviewed this Amendment No. 2 to the Annual Report on Form 10-K/A of UTStarcom, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances] [CERTIFICATION I, Edmond Cheng, certify that: 1. I have reviewed this Amendment No. 2 to the Annual Report on Form 10-K/A of UTStarcom, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [Company Report (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: May 20, 2011 President and Senior Vice President and Chief Financial Officer EX-32.1 4 a11-2242_6ex32d1.htm EX-32.1]
