CBAK [CHINA BAK BATTERY] 10-Q: (Original Filing)

[− FORM 10 (Mark One) [X] For the quarterly period ended: December 31, 2012 [ ] For the transition period from ____________to _____________ CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park No. 1 BAK Street Kuichong Town, Longgang District Shenzhen 518119 People’s Republic of China (86-755) 6188-6818,] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Danny Pan, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th] [2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th (Principal Financial Officer)] [Summary of Guaranty Contract of Maximum Amount (the “Contract”) Entered into by and between Shenzhen BAK Battery Co., Ltd. (the “Guarantor”) and Tianjin Branch, Bank of Dalian (the “Creditor”) on November 16, 2012 Main contents: Guaranty Contract number: DLQ Jin201211210012; Shenzhen BAK Battery Co., Ltd. undertakes to assume joint and several liabilities for BAK International (Tianjin) Limited (the “Obligor”)’s indebtedness] [Summary of Guaranty Contract of Maximum Amount (the “Contract”) Entered into by and between Shenzhen BAK Battery Co., Ltd. (the “Guarantor”) and Tianjin Branch, Bank of Dalian (the “Creditor”) on October 15, 2012 Main contents: Guaranty Contract number: DLL Jin201210120028; Shenzhen BAK Battery Co., Ltd. undertakes to assume joint and several liabilities for Tianjin BAK New Energy Research Institute Co.,] [Summary of Guaranty Contract of Maximum Amount (the “Contract”) Entered into by and between BAK International (Tianjin) Ltd. (the “Guarantor”) and Tianjin Branch, Bank of Dalian (the “Creditor”) on October 15, 2012 Main contents: Guaranty Contract number: DLL Jin201210120028; BAK International (Tianjin) Ltd. undertakes to assume joint and several liabilities for Tianjin BAK New Energy Research Institute Co., Ltd. (the] [Summary of Guaranty Contract of Maximum Amount ( the “Contract”) Entered into by and between Xiangqian Li, BAK International (Tianjin) Ltd., BAK International Limited (the “Guarantor”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated November 27, 2012 Main contents: Guaranty Contract number: 81100520120000729; Xiangqian Li, BAK International (Tianjin) Ltd. and BAK International Limited undertake to assume joint] [Comprehensive Credit Facility Agreement of Maximum Amount (“Credit Facility Agreement”) Entered into by and between BAK International (Tianjin) Ltd. (“the Company”) and Tianjin Branch, Bank of Dalian (the “Creditor”) Dated November 16, 2012 Main articles: Contract number: DLQ Jin201211210012; Maximum amount of credit facilities to be provided: RMB 73.6 million; Term: from November 21, 2012 to November 20, 2013; Purpose] [Summary of Mortgage Contract of Maximum Amount ( the “Contract”) Entered into by and between Shenzhen BAK Battery, Co., Ltd (the “Mortgager”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated November 27, 2012 Main contents: Contract number In order to guarantee the indebtedness of Shenzhen BAK Battery Co., Ltd. (the “Obligor”) towards the Creditor under the Comprehensive] [Summary of Mortgage Contract of Maximum Amount ( the “Contract”) Entered into by and between Shenzhen BAK Battery, Co., Ltd (the “Mortgager”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated November 27, 2012 Main contents: Contract number In order to guarantee the indebtedness of Shenzhen BAK Battery Co., Ltd. (the “Obligor”) towards the Creditor under the Comprehensive] [Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Tianjin BAK New Energy Research Institute Co., Ltd. (the “Creditor”) on October 16, 2012 Main articles: Loan principal: RMB 8.6 million; Loan Term: October 16, 2012 to October 15, 2014; Non-bank and non-interest loan; Purpose of the loan is to provide working capital] [Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Tianjin BAK New Energy Research Institute Co., Ltd. (the “Creditor”) on July 12, 2012 Main articles: Loan principal: RMB 10 million; Loan Term: July 12, 2012 to July 11, 2014; Non-bank and non-interest loan; Purpose of the loan is to provide working capital]

CCM [Concord Medical Services] SC 13G/A: (Original Filing)

[POWER OF ATTORNEY whether the same needs to be executed, taken or done by him in his capacity as a current or former member, partner, shareholder, director or officer of any company, partnership, corporation, organization, firm, branch or other entity connected with, related to or affiliated with any of the entities constituting the Carlyle Companies or entities that directly or] [JOINT FILING AGREEMENT CARLYLE GROUP MANAGEMENT L.L.C. Daniel D’Aniello Chairman THE CARLYLE GROUP L.P. Daniel D’Aniello Chairman CARLYLE HOLDINGS II GP L.L.C. Daniel D’Aniello Chairman CARLYLE HOLDINGS II L.P. Daniel D’Aniello Chairman] [SCHEDULE 13G CUSIP No. 206277105 Page 1 of 16 1 Names of reporting persons The Carlyle Group L.P. 2 Check the appropriate box if a member of a group ¨ ¨ (a) 3 SEC use only 4 Citizen or place of organization Delaware]

SINA [SINA] SC 13G/A: (Original Filing)

[Item 1: Reporting Person - FMR LLC Item 4: Delaware Item 5: 2,556,470 Item 6: 0 Item 7: 3,759,762 Item 8: 0 Item 9: 3,759,762 Item 11: 5.659% Item 12: HC Cusip #G81477104 Item 1: Reporting Person - Edward C. Johnson 3d Item 5: 0 Item 6: 0 Item 7: 3,759,762 Item 8: 0 Item 9: 3,759,762 Item 11: 5.659%]

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AMCN [AIRMEDIA] SC 13G/A: (Original Filing)

[Item 1: Reporting Person - FMR LLC Item 4: Delaware Item 5: 4,467,466 Item 6: 0 Item 7: 7,160,882 Item 8: 0 Item 9: 7,160,882 Item 11: 5.528% Item 12: HC Cusip #G0135J109 Item 1: Reporting Person - Edward C. Johnson 3d Item 5: 0 Item 6: 0 Item 7: 7,160,882 Item 8: 0 Item 9: 7,160,882 Item 11: 5.528%]

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IMOS [CHIPMOS TECHNOLOGIES BERMUDA] SC 13G: G2110R114 CUSIP No. 13G Page 2 of 5

[G2110R114 CUSIP No. 13G Page 2 of 5 Pages 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Chilton Investment Company, LLC 87-0742367 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) o (a) x (b)]

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YOKU [YOUKU TUDOU] SC 13G/A: (Original Filing)

[1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Janus Capital Management LLC EIN #75-3019302 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP a. ___ b. _X_ 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 8,291,563**]

ZX [China Zenix Auto International] SC 13G/A: CUSIPNo. 16951E104 1. Names of Reporting Persons. STYLE=”font-family:Times

[CUSIPNo. 16951E104 1. Names of Reporting Persons. STYLE="font-family:Times New Roman" SIZE="3"> 2. Check the Appropriate Box if a Member of a (See Instructions) (a) 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially STYLE="font-family:Times New Roman" SIZE="2">Owned by Each Reporting Person With: 5. Sole Voting Power]

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CBAK [CHINA BAK BATTERY] 10-Q: − FORM 10 (Mark One) [X] For the

[− FORM 10 (Mark One) [X] For the quarterly period ended: December 31, 2012 [ ] For the transition period from ____________to _____________ CHINA BAK BATTERY, INC. Nevada 88-0442833 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) BAK Industrial Park No. 1 BAK Street Kuichong Town, Longgang District Shenzhen 518119 People’s Republic of China (86-755) 6188-6818,] [CERTIFICATIONS I, Xiangqian Li, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [CERTIFICATIONS I, Danny Pan, certify that: 1. I have reviewed this quarterly report on Form 10-Q of China BAK Battery, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements] [2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th] [2. Information contained in the Report fairly presents, in all material respects, the financial condition and results of operation of the Company. th (Principal Financial Officer)] [Summary of Guaranty Contract of Maximum Amount (the “Contract”) Entered into by and between Shenzhen BAK Battery Co., Ltd. (the “Guarantor”) and Tianjin Branch, Bank of Dalian (the “Creditor”) on November 16, 2012 Main contents: Guaranty Contract number: DLQ Jin201211210012; Shenzhen BAK Battery Co., Ltd. undertakes to assume joint and several liabilities for BAK International (Tianjin) Limited (the “Obligor”)’s indebtedness] [Summary of Guaranty Contract of Maximum Amount (the “Contract”) Entered into by and between Shenzhen BAK Battery Co., Ltd. (the “Guarantor”) and Tianjin Branch, Bank of Dalian (the “Creditor”) on October 15, 2012 Main contents: Guaranty Contract number: DLL Jin201210120028; Shenzhen BAK Battery Co., Ltd. undertakes to assume joint and several liabilities for Tianjin BAK New Energy Research Institute Co.,] [Summary of Guaranty Contract of Maximum Amount (the “Contract”) Entered into by and between BAK International (Tianjin) Ltd. (the “Guarantor”) and Tianjin Branch, Bank of Dalian (the “Creditor”) on October 15, 2012 Main contents: Guaranty Contract number: DLL Jin201210120028; BAK International (Tianjin) Ltd. undertakes to assume joint and several liabilities for Tianjin BAK New Energy Research Institute Co., Ltd. (the] [Summary of Guaranty Contract of Maximum Amount ( the “Contract”) Entered into by and between Xiangqian Li, BAK International (Tianjin) Ltd., BAK International Limited (the “Guarantor”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated November 27, 2012 Main contents: Guaranty Contract number: 81100520120000729; Xiangqian Li, BAK International (Tianjin) Ltd. and BAK International Limited undertake to assume joint] [Comprehensive Credit Facility Agreement of Maximum Amount (“Credit Facility Agreement”) Entered into by and between BAK International (Tianjin) Ltd. (“the Company”) and Tianjin Branch, Bank of Dalian (the “Creditor”) Dated November 16, 2012 Main articles: Contract number: DLQ Jin201211210012; Maximum amount of credit facilities to be provided: RMB 73.6 million; Term: from November 21, 2012 to November 20, 2013; Purpose] [Summary of Mortgage Contract of Maximum Amount ( the “Contract”) Entered into by and between Shenzhen BAK Battery, Co., Ltd (the “Mortgager”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated November 27, 2012 Main contents: Contract number In order to guarantee the indebtedness of Shenzhen BAK Battery Co., Ltd. (the “Obligor”) towards the Creditor under the Comprehensive] [Summary of Mortgage Contract of Maximum Amount ( the “Contract”) Entered into by and between Shenzhen BAK Battery, Co., Ltd (the “Mortgager”) and Shenzhen Eastern Branch, Agricultural Bank of China (the “Creditor”) Dated November 27, 2012 Main contents: Contract number In order to guarantee the indebtedness of Shenzhen BAK Battery Co., Ltd. (the “Obligor”) towards the Creditor under the Comprehensive] [Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Tianjin BAK New Energy Research Institute Co., Ltd. (the “Creditor”) on October 16, 2012 Main articles: Loan principal: RMB 8.6 million; Loan Term: October 16, 2012 to October 15, 2014; Non-bank and non-interest loan; Purpose of the loan is to provide working capital] [Summary of Loan Agreement Entered into by and between Shenzhen BAK Battery Co., Ltd. (“the Company”) and Tianjin BAK New Energy Research Institute Co., Ltd. (the “Creditor”) on July 12, 2012 Main articles: Loan principal: RMB 10 million; Loan Term: July 12, 2012 to July 11, 2014; Non-bank and non-interest loan; Purpose of the loan is to provide working capital]

CCM [Concord Medical Services] SC 13G/A: POWER OF ATTORNEY whether the same needs to

[POWER OF ATTORNEY whether the same needs to be executed, taken or done by him in his capacity as a current or former member, partner, shareholder, director or officer of any company, partnership, corporation, organization, firm, branch or other entity connected with, related to or affiliated with any of the entities constituting the Carlyle Companies or entities that directly or] [JOINT FILING AGREEMENT CARLYLE GROUP MANAGEMENT L.L.C. Daniel D’Aniello Chairman THE CARLYLE GROUP L.P. Daniel D’Aniello Chairman CARLYLE HOLDINGS II GP L.L.C. Daniel D’Aniello Chairman CARLYLE HOLDINGS II L.P. Daniel D’Aniello Chairman] [SCHEDULE 13G CUSIP No. 206277105 Page 1 of 16 1 Names of reporting persons The Carlyle Group L.P. 2 Check the appropriate box if a member of a group ¨ ¨ (a) 3 SEC use only 4 Citizen or place of organization Delaware]

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