CO [China Cord Blood] SC 13D: (Original Filing)

[JOINT FILING AGREEMENT [ KKR CHINA HEALTHCARE INVESTMENT LIMITED Richard J. Kreider, Attorney-in-fact for William J. Janetschek, Director KKR CHINA GROWTH FUND L.P.] [Execution Version CONVERTIBLE NOTE PURCHASE AGREEMENT among CHINA CORD BLOOD CORPORATION and KKR CHINA HEALTHCARE INVESTMENT LIMITED Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page SECTION 1 INTERPRETATION 2 SECTION 2 SALE AND PURCHASE OF THE NOTES 9] [REGISTRATION RIGHTS AGREEMENT between CHINA CORD BLOOD CORPORATION and KKR CHINA HEALTHCARE INVESTMENT LIMITED Dated April 27, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page Section 1 DEFINITIONS 1 Section 2 GENERAL; SECURITIES SUBJECT TO THIS AGREEMENT 5 Section 3 MANDATORY] [Execution Copy DIRECTOR INDEMNIFICATION AGREEMENT between CHINA CORD BLOOD CORPORATION and JULIAN J. WOLHARDT Dated April 27, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Contents Page 1. Interpretation 1 2.] [Execution Copy INDEMNIFICATION PRIORITY AND INFORMATION SHARING AGREEMENT Agreement Investor KKR Company This INDEMNIFICATION PRIORITY AND INFORMATION SHARING AGREEMENT, dated as of April 27, 2012 (this “ WHEREAS, the Company has entered into a Convertible Note Purchase Agreement dated as of April 12 Company Indemnification Agreement KKR Indemnified Parties , 2012 (the “ KKR Director WHEREAS, one or more executives] [Execution Copy LOCK-UP AGREEMENT among KKR CHINA HEALTHCARE INVESTMENT LIMITED and GOLDEN MEDITECH STEM CELL (BVI) COMPANY LIMITED, and GOLDEN MEDITECH HOLDINGS LIMITED Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page SECTION 1 INTERPRETATION 1 SECTION 2 RESTRICTIONS] [Execution Copy LOCK-UP AGREEMENT among KKR CHINA HEALTHCARE INVESTMENT LIMITED and TING ZHENG Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page SECTION 1 INTERPRETATION 1 SECTION 2 RESTRICTIONS ON TRANSFER OF SHARES 4 6] [Execution Copy LOCK-UP AGREEMENT among KKR CHINA HEALTHCARE INVESTMENT LIMITED and ALBERT CHEN Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong] [Execution Copy LOCK-UP AGREEMENT among KKR CHINA HEALTHCARE INVESTMENT LIMITED and YUE DENG Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page SECTION 1 INTERPRETATION 1 SECTION 2 RESTRICTIONS ON TRANSFER OF SHARES 4 6] [Execution Copy LOCK-UP AGREEMENT among KKR CHINA HEALTHCARE INVESTMENT LIMITED and XIN XU Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page SECTION 1 INTERPRETATION 1 SECTION 2 RESTRICTIONS ON TRANSFER OF SHARES 4 6] [POWER OF ATTORNEY EX-99.11 12 a12-9554_1ex99d11.htm EX-99.11] [POWER OF ATTORNEY EX-99.12 13 a12-9554_1ex99d12.htm EX-99.12] [POWER OF ATTORNEY EX-99.13 14 a12-9554_1ex99d13.htm EX-99.13]

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CO [China Cord Blood] SC 13D: JOINT FILING AGREEMENT [ KKR CHINA HEALTHCARE INVESTMENT

[JOINT FILING AGREEMENT [ KKR CHINA HEALTHCARE INVESTMENT LIMITED Richard J. Kreider, Attorney-in-fact for William J. Janetschek, Director KKR CHINA GROWTH FUND L.P.] [Execution Version CONVERTIBLE NOTE PURCHASE AGREEMENT among CHINA CORD BLOOD CORPORATION and KKR CHINA HEALTHCARE INVESTMENT LIMITED Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page SECTION 1 INTERPRETATION 2 SECTION 2 SALE AND PURCHASE OF THE NOTES 9] [REGISTRATION RIGHTS AGREEMENT between CHINA CORD BLOOD CORPORATION and KKR CHINA HEALTHCARE INVESTMENT LIMITED Dated April 27, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page Section 1 DEFINITIONS 1 Section 2 GENERAL; SECURITIES SUBJECT TO THIS AGREEMENT 5 Section 3 MANDATORY] [Execution Copy DIRECTOR INDEMNIFICATION AGREEMENT between CHINA CORD BLOOD CORPORATION and JULIAN J. WOLHARDT Dated April 27, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Contents Page 1. Interpretation 1 2.] [Execution Copy INDEMNIFICATION PRIORITY AND INFORMATION SHARING AGREEMENT Agreement Investor KKR Company This INDEMNIFICATION PRIORITY AND INFORMATION SHARING AGREEMENT, dated as of April 27, 2012 (this “ WHEREAS, the Company has entered into a Convertible Note Purchase Agreement dated as of April 12 Company Indemnification Agreement KKR Indemnified Parties , 2012 (the “ KKR Director WHEREAS, one or more executives] [Execution Copy LOCK-UP AGREEMENT among KKR CHINA HEALTHCARE INVESTMENT LIMITED and GOLDEN MEDITECH STEM CELL (BVI) COMPANY LIMITED, and GOLDEN MEDITECH HOLDINGS LIMITED Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page SECTION 1 INTERPRETATION 1 SECTION 2 RESTRICTIONS] [Execution Copy LOCK-UP AGREEMENT among KKR CHINA HEALTHCARE INVESTMENT LIMITED and TING ZHENG Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page SECTION 1 INTERPRETATION 1 SECTION 2 RESTRICTIONS ON TRANSFER OF SHARES 4 6] [Execution Copy LOCK-UP AGREEMENT among KKR CHINA HEALTHCARE INVESTMENT LIMITED and ALBERT CHEN Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong] [Execution Copy LOCK-UP AGREEMENT among KKR CHINA HEALTHCARE INVESTMENT LIMITED and YUE DENG Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page SECTION 1 INTERPRETATION 1 SECTION 2 RESTRICTIONS ON TRANSFER OF SHARES 4 6] [Execution Copy LOCK-UP AGREEMENT among KKR CHINA HEALTHCARE INVESTMENT LIMITED and XIN XU Dated April 12, 2012 Paul, Weiss, Rifkind, Wharton & Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OF CONTENTS Page SECTION 1 INTERPRETATION 1 SECTION 2 RESTRICTIONS ON TRANSFER OF SHARES 4 6] [POWER OF ATTORNEY EX-99.11 12 a12-9554_1ex99d11.htm EX-99.11] [POWER OF ATTORNEY EX-99.12 13 a12-9554_1ex99d12.htm EX-99.12] [POWER OF ATTORNEY EX-99.13 14 a12-9554_1ex99d13.htm EX-99.13]

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ZX [China Zenix Auto International] SC 13G: (Original Filing)

[CUSIP No. 16951E104 1. Names of Reporting Persons. QVT Financial LP I.R.S. Identification Nos. of above persons (entities only). 11-3694008 2. Check the Appropriate Box if a Member of a Group (See Instructions) ¨ x (a) 3. SEC Use Only 4.]

By | 2016-02-29T21:09:39+00:00 May 1st, 2012|Categories: Chinese Stocks, SEC Original, ZX|Tags: , , , , , |0 Comments
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ZX [China Zenix Auto International] SC 13G: CUSIP No. 16951E104 1. Names of Reporting Persons.

[CUSIP No. 16951E104 1. Names of Reporting Persons. QVT Financial LP I.R.S. Identification Nos. of above persons (entities only). 11-3694008 2. Check the Appropriate Box if a Member of a Group (See Instructions) ¨ x (a) 3. SEC Use Only 4.]

By | 2016-02-29T21:10:49+00:00 May 1st, 2012|Categories: Chinese Stocks, Webplus ver, ZX|Tags: , , , , , |0 Comments
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OIIM [O2MICRO INTERNATIONAL] 20-F: (Original Filing)

[2 TABLE OF CONTENTS PART I Item 1. Identity of Directors, Senior Management and Advisors [5] Item 2. Offer Statistics and Expected Timetable [5] Item 3. Key Information [5] Item 4. Information on the Company [14] Item 4A. Unresolved Staff Comments [22] Item 5. Operating and Financial Review and Prospects] [2 Significant Subsidiaries of O 2 2 2 2 2 2 2 2 International Asset Holding Company, a Cayman Islands company] [CERTIFICATION I, Sterling Du, certify that: 1. 2 I have reviewed this annual report on Form 20-F of O 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [CERTIFICATION I, Perry Kuo, certify that: 1. O 2 Micro I have reviewed this annual report on Form 20-F of 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [2 O CERTIFICATION 2 (1) (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Sterling Du Chief Executive Officer Perry Kuo Chief Financial Officer and Principal Accounting Officer] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 We consent to the incorporation by reference in Registration Statement Nos. 333-12670, 333-12672, 333-98425, 333-101452, 333-107975, 333-116596, 333-132251, 333-153436, and 333-162489 on Form S-8 of our reports dated April 25, 2012 relating to the consolidated financial statements of O Deloitte & Touche Taipei, Taiwan Republic of China April 25, 2012]

By | 2016-03-01T23:00:55+00:00 May 1st, 2012|Categories: Chinese Stocks, OIIM, SEC Original|Tags: , , , , , |0 Comments
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OIIM [O2MICRO INTERNATIONAL] 20-F: 2 TABLE OF CONTENTS PART I Item 1.

[2 TABLE OF CONTENTS PART I Item 1. Identity of Directors, Senior Management and Advisors [5] Item 2. Offer Statistics and Expected Timetable [5] Item 3. Key Information [5] Item 4. Information on the Company [14] Item 4A. Unresolved Staff Comments [22] Item 5. Operating and Financial Review and Prospects] [2 Significant Subsidiaries of O 2 2 2 2 2 2 2 2 International Asset Holding Company, a Cayman Islands company] [CERTIFICATION I, Sterling Du, certify that: 1. 2 I have reviewed this annual report on Form 20-F of O 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made,] [CERTIFICATION I, Perry Kuo, certify that: 1. O 2 Micro I have reviewed this annual report on Form 20-F of 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [2 O CERTIFICATION 2 (1) (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company at the dates and for the periods indicated. Sterling Du Chief Executive Officer Perry Kuo Chief Financial Officer and Principal Accounting Officer] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2 We consent to the incorporation by reference in Registration Statement Nos. 333-12670, 333-12672, 333-98425, 333-101452, 333-107975, 333-116596, 333-132251, 333-153436, and 333-162489 on Form S-8 of our reports dated April 25, 2012 relating to the consolidated financial statements of O Deloitte & Touche Taipei, Taiwan Republic of China April 25, 2012]

By | 2016-03-01T23:01:58+00:00 May 1st, 2012|Categories: Chinese Stocks, OIIM, Webplus ver|Tags: , , , , , |0 Comments
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HIMX [Himax Technologies] 20-F: FORM 20-F (Mark One) ¨ OR x For

[FORM 20-F (Mark One) ¨ OR x For the fiscal year ended December 31, 2011 OR ¨ For the transition period from ________________ to ________________ OR ¨ Date of event requiring this shell company report ________________ HIMAX TECHNOLOGIES, INC. Not Applicable CAYMAN ISLANDS (Jurisdiction of incorporation or organization) NO. 26, ZIH LIAN ROAD SINSHIH DISTRICT, TAINAN CITY 74148 TAIWAN, REPUBLIC] [Himax Technologies, Inc. List of Subsidiaries Subsidiary Jurisdiction of Incorporation Percentage of Our Ownership Interest Himax Technologies Limited ROC 100.0% Himax Technologies Korea Ltd. (formerly Himax Technologies Anyang Limited) South Korea 100.0% Himax Semiconductor, Inc. (formerly Wisepal Technologies, Inc.) ROC 100.0% Himax Technologies (Samoa), Inc. Samoa (1) 100.0% Himax Technologies (Suzhou) Co., Ltd. PRC (2) 100.0% Himax Technologies (Shenzhen) Co.,] [Certification I, Jordan Wu, certify that: 1. I have reviewed this annual report on Form 20-F of Himax Technologies, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [Certification I, Jackie Chang, certify that: 1. I have reviewed this annual report on Form 20-F of Himax Technologies, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [Certification April 30, 2012 Jordan Wu, the President and Chief Executive Officer of Himax Technologies, Inc., and Jackie Chang, the Chief Financial Officer of Himax Technologies, Inc., each certifies that, to the best of his knowledge: 1. the Report fully complies with the requirements of Section 13(a) or 15(d) of the Exchange Act; and 2. the information contained in the] [Consent of Independent Registered Public Accounting Firm The Board of Directors We consent to the incorporation by reference in the registration statement (No. 333-137585 and No. 333-176863) on Form S-8 of Himax Technologies, Inc. and subsidiaries of our reports dated April 26, 2012, with respect to the consolidated balance sheets of Himax Technologies, Inc. as of December 31, 2011 and]

By | 2016-03-23T12:45:10+00:00 May 1st, 2012|Categories: Chinese Stocks, HIMX, Webplus ver|Tags: , , , , , |0 Comments
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CO [Chinard Bloodrp] SC 13D: (Original Filing)

[JOINT FILINGREEMENT [R CHINA HEALTHCARE INVESTMENT LIMITED Richard J. Kreider, Attorney-in-fact for William J. Janetschek, DirectorR CHINA GROWTH FUND L.P.Rsociates China Growth L.P., its General PartnerR China Growth Limited, its General Partner Richard J. Kreider, Attorney-in-fact for William J. Janetschek, DirectorRSOCIATES CHINA GROWTH L.P.] [Execution VersionNVERTIBLE NOTE PURCHASEREEMENT among CHINARD BLOODRPORATION andR CHINA HEALTHCARE INVESTMENT LIMITEDted April12, 2012 Paul, Weiss, Rifkind, Wharton& Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OFNTENTS Page SECTION1 INTERPRETATION 2 SECTION2LE AND PURCHASE OF THE NOTES] [REGISTRATION RIGHTSREEMENT between CHINARD BLOODRPORATION andR CHINA HEALTHCARE INVESTMENT LIMITEDted April 27, 2012 Paul, Weiss, Rifkind, Wharton& Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OFNTENTS Page Section1 DEFINITIONS 1 Section2 GENERAL; SECURITIES SUBJECT TO THISREEMENT] [Executionpy DIRECTOR INDEMNIFICATIONREEMENT between CHINARD BLOODRPORATION and JULIAN J. WOLHARDTted April 27, 2012 Paul, Weiss, Rifkind, Wharton& Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OFNTENTSntents Page 1. Interpretation 1 2. Indemnity 3 3.] [Executionpy INDEMNIFICATION PRIORITY AND INFORMATION SHARINGREEMENTreement InvestorRmpany This INDEMNIFICATION PRIORITY AND INFORMATION SHARINGREEMENT,ted of April 27, 2012 (this WHEREAS, thempany has entered into anvertible Note Purchasereementted of April 12mpany IndemnificationreementR Indemnified Parties , 2012 (the] [Executionpy LOCK-UPREEMENT amongR CHINA HEALTHCARE INVESTMENT LIMITED and GOLDEN MEDITECH STEM CELL (BVI)MPANY LIMITED, and GOLDEN MEDITECHS LIMITEDted April12, 2012 Paul, Weiss, Rifkind, Wharton& Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OFNTENTS Page] [Executionpy LOCK-UPREEMENT amongR CHINA HEALTHCARE INVESTMENT LIMITED and TING ZHENGted April12, 2012 Paul, Weiss, Rifkind, Wharton& Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OFNTENTS Page SECTION1 INTERPRETATION 1 SECTION2 RESTRICTIONS ON TRANSFER OF SHARES 4] [Executionpy LOCK-UPREEMENT amongR CHINA HEALTHCARE INVESTMENT LIMITED andBERT CHENted April12, 2012 Paul, Weiss, Rifkind, Wharton& Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OFNTENTS Page SECTION1 INTERPRETATION 1 SECTION2 RESTRICTIONS ON TRANSFER OF SHARES 4] [Executionpy LOCK-UPREEMENT amongR CHINA HEALTHCARE INVESTMENT LIMITED and YUE DENGted April12, 2012 Paul, Weiss, Rifkind, Wharton& Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OFNTENTS Page SECTION1 INTERPRETATION 1 SECTION2 RESTRICTIONS ON TRANSFER OF SHARES 4] [Executionpy LOCK-UPREEMENT amongR CHINA HEALTHCARE INVESTMENT LIMITED and XIN XUted April12, 2012 Paul, Weiss, Rifkind, Wharton& Garrison Solicitors and International Lawyers 12th Floor, Hong Kong Club Building 3A Chater Road Central Hong Kong TABLE OFNTENTS Page SECTION1 INTERPRETATION 1 SECTION2 RESTRICTIONS ON TRANSFER OF SHARES 4] [POWER OF ATTORNEY EX-99.11 a12-9554_1ex99d11.htm 12 EX-99.11] [POWER OF ATTORNEY EX-99.12 a12-9554_1ex99d12.htm 13 EX-99.12] [POWER OF ATTORNEY EX-99.13 a12-9554_1ex99d13.htm 14 EX-99.13]

By | 2016-02-04T17:22:26+00:00 May 1st, 2012|Categories: Chinese Stocks, CO, SEC Original|Tags: , , , , , |0 Comments
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