SSW [Seaspan] UPLOAD: (Original Filing)
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[June 3, 2011 th New-Wave Investment Holding Company Limited Transaction Party A Confirmation Form Confirmation Agreement Equity Definitions ISDA USD This Transaction Acknowledgement confirms certain economic terms and conditions of the variable share prepaid forward transaction (the Capitalized terms used herein and not otherwise defined shall have the meanings set forth in (i) the Confirmation, (ii) the Agreement, (iii)] [GOLDMAN SACHS FINANCIAL MARKETS, L.P. | 200 WEST STREET | NEW YORK, NEW YORK 10282-2198 | TEL : 212-902-1000 Opening Transaction To: New-Wave Investment Holding Company Limited A/C: [Insert Account Number] From: Goldman Sachs Financial Markets, L.P. Re: Variable Prepaid Forward Share Transaction Ref. No: June __, 2011 Dear Sir or Madam: Confirmation Party A GSFM Party B Transaction GS&Co.] [PLEDGE AGREEMENT TABLE OF CONTENTS Section 1 Definitions 1 Section 2 The Security Interests 3 Section 3 3 Section 4 Certain Covenants of Pledgor 4 Section 5 Administration of the Collateral and Valuation of the Securities 5 Section 6 Income and Voting Rights in Collateral 7 Section 7 Remedies upon Default Events 7 Section 8 Netting and Set-off 9 Section] [COLLATERAL ACCOUNT CONTROL AGREEMENT AGREEMENT (the Agreement), dated as of June 3, 2011 among New-Wave Investment Holding Company Limited (Pledgor), Goldman Sachs Financial Markets, L.P. (Secured Party) and The Bank of New York Mellon (Securities Intermediary). W I T N E S S E T H : WHEREAS, Secured Party and Pledgor have requested Securities Intermediary to hold the Collateral] [CUSIP No. G81477104 SCHEDULE 13D Page 2 of 7 1 NAME OF REPORTING PERSONS 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) o (a) o (b)]
[June 3, 2011 th New-Wave Investment Holding Company Limited Transaction Party A Confirmation Form Confirmation Agreement Equity Definitions ISDA USD This Transaction Acknowledgement confirms certain economic terms and conditions of the variable share prepaid forward transaction (the Capitalized terms used herein and not otherwise defined shall have the meanings set forth in (i) the Confirmation, (ii) the Agreement, (iii)] [GOLDMAN SACHS FINANCIAL MARKETS, L.P. | 200 WEST STREET | NEW YORK, NEW YORK 10282-2198 | TEL : 212-902-1000 Opening Transaction To: New-Wave Investment Holding Company Limited A/C: [Insert Account Number] From: Goldman Sachs Financial Markets, L.P. Re: Variable Prepaid Forward Share Transaction Ref. No: June __, 2011 Dear Sir or Madam: Confirmation Party A GSFM Party B Transaction GS&Co.] [PLEDGE AGREEMENT TABLE OF CONTENTS Section 1 Definitions 1 Section 2 The Security Interests 3 Section 3 3 Section 4 Certain Covenants of Pledgor 4 Section 5 Administration of the Collateral and Valuation of the Securities 5 Section 6 Income and Voting Rights in Collateral 7 Section 7 Remedies upon Default Events 7 Section 8 Netting and Set-off 9 Section] [COLLATERAL ACCOUNT CONTROL AGREEMENT AGREEMENT (the Agreement), dated as of June 3, 2011 among New-Wave Investment Holding Company Limited (Pledgor), Goldman Sachs Financial Markets, L.P. (Secured Party) and The Bank of New York Mellon (Securities Intermediary). W I T N E S S E T H : WHEREAS, Secured Party and Pledgor have requested Securities Intermediary to hold the Collateral] [CUSIP No. G81477104 SCHEDULE 13D Page 2 of 7 1 NAME OF REPORTING PERSONS 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) o (a) o (b)]
[Gulf Resources, Inc. Helen Xu beishengrong@vip.163.com Email: http://www.gulfresourcesinc.cn Website: CCG Investor Relations Linda Salo, Account Manager Phone: +1-646-922-0894 linda.salo@ccgir.com E-mail: Crocker Coulson, President Phone: +1-646-213-1915 crocker.coulson@ccgir.com E-mail: http://www.ccgirasia.com Website: Gulf Resources to Convert Wastewater Treatment Chemical Additive Production into Pharmaceutical and Agricultural Chemical Intermediates Production; Announces Formation of a Subsidiary to Explore Bromine and Crude Salt Resources in Sichuan Province] [+86 (536) 567-0008 o o o o Item 8.01 Other Events. (d) Description 99.1 Press release dated June 7, 2011.]
[Form 10-K/A (Amendment No. 1) (Mark One) þ For the fiscal year ended December 31, 2010 or ¨ For the transition period from ___________ to _____________ KANDI TECHNOLOGIES, CORP. Delaware 90-0363723 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) Jinhua City Industrial Zone Jinhua, Zhejiang Province People’s Republic of China Post Code 321016 (86-579) 82239856 Common] [I, Hu Xiaoming, certify that: 1. I have reviewed this Amendment No. 1 to our annual report on Form 10-K/A of Kandi Technologies, Corp. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [I, Zhu Xiaoying, certify that: 1. I have reviewed this Amendment No. 1 to our annual report on Form 10-K/A of Kandi Technologies, Corp. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Hu Xiaoming President and Chief Executive Officer Zhu Xiaoying Chief Financial Officer June 8, 2011]
[Form 10-K/A (Amendment No. 1) (Mark One) þ For the fiscal year ended December 31, 2010 or ¨ For the transition period from ___________ to _____________ KANDI TECHNOLOGIES, CORP. Delaware 90-0363723 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) Jinhua City Industrial Zone Jinhua, Zhejiang Province People’s Republic of China Post Code 321016 (86-579) 82239856 Common] [I, Hu Xiaoming, certify that: 1. I have reviewed this Amendment No. 1 to our annual report on Form 10-K/A of Kandi Technologies, Corp. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [I, Zhu Xiaoying, certify that: 1. I have reviewed this Amendment No. 1 to our annual report on Form 10-K/A of Kandi Technologies, Corp. 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Hu Xiaoming President and Chief Executive Officer Zhu Xiaoying Chief Financial Officer June 8, 2011]
[(86 - 0579) 82239856 þ ¨ o ¨ ¨ Large accelerated filer ¨ Accelerated filer ¨ Non-accelerated filer þ Smaller reporting company ¨ þ Yes TABLE OF CONTENTS Page Explanatory Note 1 PART I— FINANCIAL INFORMATION Item 1. Condensed Consolidated Financial Statements 2 Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations 34] [SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Hu Xiaoming, certify that: 1. 2. 3. 4. (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance] [SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 1. 2. 3. 4. (a) (b) (c) (d) 5. (a) (b) Zhu Xiaoying Chief Financial Officer EX-31.2 3 v225172_ex31-2.htm] [18 U.S.C. § 1350, § 906 OF THE SARBANES-OXLEY ACT OF 2002 (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Hu Xiaoming President and Chief Executive Officer June 8, 2011 Zhu Xiaoying Chief Financial Officer June 8, 2011 EX-32.1 4 v225172_ex32-1.htm]