CAAS [CHINA AUTOMOTIVE SYSTEMS] 10-K: ¨ x Yes ¨ x Yes x ¨
[¨ x Yes ¨ x Yes x ¨ Yes x ¨ Yes x Large Accelerated Filer ¨ Accelerated Filer ¨ Non-Accelerated Filer ¨ Smaller Reporting Company x Emerging Growth Company ¨ ¨ ¨ x Yes The Company has 31,644,004 shares of Common Stock outstanding as of March 29, 2018. DOCUMENTS INCORPORATED BY REFERENCE None. Page C]