[SCHEDULE 13G CUSIP NO. 918076100 PAGE 2 OF 8 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only). SoftBank America Inc. 2 Check the Appropriate Box if a Member of a Group ¨ (a) x (b) 3 SEC Use Only 4 Citizenship or Place of Organization DELAWARE NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH]
[SCHEDULE 13G CUSIP NO. 918076100 PAGE 2 OF 8 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only). SoftBank America Inc. 2 Check the Appropriate Box if a Member of a Group ¨ (a) x (b) 3 SEC Use Only 4 Citizenship or Place of Organization DELAWARE NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH]
[(1) Names of reporting persons: Shah Capital Management (2) Check the appropriate box if a member of a group: (a) (b) (3) SEC use only (4) Source of funds (see instructions) OO to Items 2(d) or 2(e) of Schedule 13D N/A (6) Citizenship or place of organization NORTH CAROLINA Number of shares beneficially owned by each reporting person with: (7)]
[(1) Names of reporting persons: Shah Capital Management (2) Check the appropriate box if a member of a group: (a) (b) (3) SEC use only (4) Source of funds (see instructions) OO to Items 2(d) or 2(e) of Schedule 13D N/A (6) Citizenship or place of organization NORTH CAROLINA Number of shares beneficially owned by each reporting person with: (7)]
[UTStarcom Announces Share Purchase from SoftBank BEIJING, China, January 17, 2014 UTStarcom Holdings Corp. (UTStarcom or the Company) (NASDAQ: UTSI), a leading provider of media operational support services and broadband products and services, today announced that it entered into a Purchase and Sale Agreement (the Share Purchase Agreement) with SoftBank America Inc. (SoftBank) and Shah Capital Opportunity Fund LP] [PURCHASE AND SALE AGREEMENT Agreement This Purchase and Sale Agreement (this 17 Company Purchasers Purchaser Seller , 2014, is among UTStarcom Holdings Corp., a company incorporated in the Cayman Islands (the WHEREAS, on the terms and conditions set forth in this Agreement, the Seller desires to sell, and the Purchasers desire to purchase an aggregate number of 4,883,875] [FORM 6-K January 2014 UTSTARCOM HOLDINGS CORP. The front tower Shiba koen 2-6-3 Shiba koen, Minato-ku, Tokyo 105-0011 Japan Form 20-F x Form 40-F o o o Yes o No x UTStarcom Holdings Corp.]
[UTStarcom Announces Share Purchase from SoftBank BEIJING, China, January 17, 2014 UTStarcom Holdings Corp. (UTStarcom or the Company) (NASDAQ: UTSI), a leading provider of media operational support services and broadband products and services, today announced that it entered into a Purchase and Sale Agreement (the Share Purchase Agreement) with SoftBank America Inc. (SoftBank) and Shah Capital Opportunity Fund LP] [PURCHASE AND SALE AGREEMENT Agreement This Purchase and Sale Agreement (this 17 Company Purchasers Purchaser Seller , 2014, is among UTStarcom Holdings Corp., a company incorporated in the Cayman Islands (the WHEREAS, on the terms and conditions set forth in this Agreement, the Seller desires to sell, and the Purchasers desire to purchase an aggregate number of 4,883,875] [FORM 6-K January 2014 UTSTARCOM HOLDINGS CORP. The front tower Shiba koen 2-6-3 Shiba koen, Minato-ku, Tokyo 105-0011 Japan Form 20-F x Form 40-F o o o Yes o No x UTStarcom Holdings Corp.]
[UTStarcom Reports Unaudited Financial Results for the Third quarter of 2013 BEIJING, China, November 14, 2013 UTStarcom Holdings Corp. (UTStarcom or the Company) (NASDAQ: UTSI), a leading provider of media operational support services and broadband products and services, today reported its unaudited financial results for the quarter ended September 30, 2013. As previously announced, the Company closed the divestiture] [UTStarcom Holdings Corp. Third Quarter 2013 Results NASDAQ: UTSI November 2013 Mr. William Wong, CEO Mr. Robert Pu, CFO 1 3 Earnings Call Agenda Update on Operating Progress Overview of Third Quarter 2013 Results 1 Withdrawal of Non-Binding Going Private Proposal 2 3 Company Outlook 4 Summary of Key Highlights 5 Update on Operating Progress 4 A Summary of Operating]
[UTStarcom Reports Unaudited Financial Results for the Third quarter of 2013 BEIJING, China, November 14, 2013 UTStarcom Holdings Corp. (UTStarcom or the Company) (NASDAQ: UTSI), a leading provider of media operational support services and broadband products and services, today reported its unaudited financial results for the quarter ended September 30, 2013. As previously announced, the Company closed the divestiture] [UTStarcom Holdings Corp. Third Quarter 2013 Results NASDAQ: UTSI November 2013 Mr. William Wong, CEO Mr. Robert Pu, CFO 1 3 Earnings Call Agenda Update on Operating Progress Overview of Third Quarter 2013 Results 1 Withdrawal of Non-Binding Going Private Proposal 2 3 Company Outlook 4 Summary of Key Highlights 5 Update on Operating Progress 4 A Summary of Operating]
[UTStarcom Reports Unaudited Financial Results for the Third quarter of 2013 BEIJING, China, November14, 2013 UTStarcomsrp. (UTStarcom or thempany) (NASDAQ: UTSI), a leading provider of media operational support services and broadband products and services, today reported its unaudited financial results for the quarter ended September30, 2013. previously announced, thempany closed the divestiture of its IPTV] [UTStarcomsrp. Third Quarter 2013 Results NASDAQ: UTSI November 2013 Mr. William Wong, CEO Mr. Robert Pu, CFO 1 3 Earningsllenda Update on Operating Progress Overview of Third Quarter 2013 Results 1 Withdrawal of Non-Binding Going Private Proposal 2 3mpany Outlook 4 Summary of Key Highlights 5]
[October 31, 2013 Special Committee of the Board of Directors UTStarcom Holdings Corp. Room 303, Building H, Phoenix Place No. A5 Shuguangxili Chaoyang District, Beijing 100028 Peoples Republic of China Dear Sirs: 1 Sincerely, Shah Capital Opportunity Fund LP Himanshu H. Shah Lu Charitable Remainder Trust Lu Family Trust The Lu Family Limited Partnership Hong Liang Lu cc: Colin Banfield,] [Agreement Shah Capital Mr. Shah Lu Trusts Lu Partnership Mr. Lu Party Parties THIS TERMINATION AGREEMENT (this Consortium Agreement WHEREAS, the Parties entered into a consortium agreement dated as of March 27, 2013 (the WHEREAS, the Parties, after consultation with one another, have withdrawn the Proposal (as defined in the Consortium Agreement) and unanimously determined not to proceed]
