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UTSI [UTSTARCOM] 6-K: (Original Filing)

[Investor Presentation NASDAQ: UTSI April 2014 3 Key Investment Highlights Multiple Blue Chip Customers Proven Portfolio of Innovative Solutions that help operator to quickly launch new services while also reducing OPEX and CapEx Great Growth Potential of Wireless Broadband and Software Defined Networking (SDN) Solid Product Portfolio Strong R&D and In-House Manufacturing Capability Global Sales & Marketing Strategy Competitive Advantage] [FORM 6-K 001-35216 UTSTARCOM HOLDINGS CORP. Unit 7, Level 23, One Island East Form 20-F x Form 40-F o o o UTStarcom Holdings Corp.]

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UTSI [UTSTARCOM] 20-F: FORM 20-F o OR ý For the fiscal

[FORM 20-F o OR ý For the fiscal year ended December 31, 2013. OR o For the transition period from to OR o Date of event requiring this shell company report UTStarcom Holdings Corp. N/A Cayman Islands Unit 7, Level 23, One Island East, 18 Westlands Road, Hong Kong Jane Zhen Zuo Investor Relations Union 7, Level 23, One Island] [SUBSIDIARIES OF UTSTARCOM HOLDINGS CORP. Name Place of Incorporation Proportion of UTStarcom, Inc. U.S.A 100 % UTStarcom International Products, Inc. U.S.A 100 % UTStarcom International Services, Inc. U.S.A 100 % IssanniCommnications, Inc. U.S.A 100 % UTStarcom Telecom Co., Ltd China 100 % UTStarcom Hong Kong Ltd Hong Kong SAR 100] [CERTIFICATION I, William Wong, certify that: 1. I have reviewed this annual report on Form 20-F of UTStarcom Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [CERTIFICATION I, Tianruo Pu, certify that: 1. I have reviewed this annual report on Form 20-F of UTStarcom Holdings Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES OXLEY ACT 2002 (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: April 18, 2014 Chief Executive Officer EX-13.1 5 a2219694zex-13_1.htm EX 13.1] [18 U.S.C. SECTION 1350, SECTION 906 OF THE SARBANES OXLEY ACT 2002 (1) (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Dated: April 18, 2014 Chief Financial Officer EX-13.2 6 a2219694zex-13_2.htm EX 13.2] [CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (Nos. 333-108817, 333-84710, 333-44548, 333-60150, 333-120564, 333-127850, 333-136551 and 333-161639) of UTStarcom Holdings Corp. of our report dated April 18, 2014 relating to the consolidated financial statements, financial statement schedules and the effectiveness of internal control over financial]

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UTSI [UTSTARCOM] 6-K: (Original Filing)

[UTStarcom Reports Unaudited Financial Results for the Fourth Quarter and Full Year 2013 - Significantly Expanded Global Customer Base- - Launched a Number of Innovative New Broadband and SDN Products- - Further Streamlined Operations and Significantly Reduced Operating Expenses- Hong Kong, March 20, 2014 UTStarcom (UTStarcom or the Company) (NASDAQ: UTSI), a global telecommunications infrastructure provider, today reported its] [UTStarcom Holdings Corp. Fourth Quarter and Full Year 2013 Results NASDAQ: UTSI March 20, 2014 Mr. William Wong, CEO Mr. James Lu, President Mr. Robert Pu, CFO 1 3 Earnings Call Agenda Introduction Update on Operating Progress Update on Shareholder Value Initiatives Our Go-forward Strategy Global Sales & Marketing Growth Plan and Recent Customer Wins Overview of Fourth Quarter and] [FORM 6-K UTSTARCOM HOLDINGS CORP. Unit 7, Level 23, One Island East, 18 Westlands Road, Hong Kong Form 20-F x Form 40-F o o o Yes o No x]

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UTSI [UTSTARCOM] 6-K: UTStarcom Reports Unaudited Financial Results for the Fourth

[UTStarcom Reports Unaudited Financial Results for the Fourth Quarter and Full Year 2013 - Significantly Expanded Global Customer Base- - Launched a Number of Innovative New Broadband and SDN Products- - Further Streamlined Operations and Significantly Reduced Operating Expenses- Hong Kong, March 20, 2014 UTStarcom (UTStarcom or the Company) (NASDAQ: UTSI), a global telecommunications infrastructure provider, today reported its] [UTStarcom Holdings Corp. Fourth Quarter and Full Year 2013 Results NASDAQ: UTSI March 20, 2014 Mr. William Wong, CEO Mr. James Lu, President Mr. Robert Pu, CFO 1 3 Earnings Call Agenda Introduction Update on Operating Progress Update on Shareholder Value Initiatives Our Go-forward Strategy Global Sales & Marketing Growth Plan and Recent Customer Wins Overview of Fourth Quarter and] [FORM 6-K UTSTARCOM HOLDINGS CORP. Unit 7, Level 23, One Island East, 18 Westlands Road, Hong Kong Form 20-F x Form 40-F o o o Yes o No x]

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UTSI [UTSTARCOM] SC 13D/A: (Original Filing)

[(1) Names of reporting persons: Shah Capital Management (2) Check the appropriate box if a member of a group: (a) (b) (3) SEC use only (4) Source of funds (see instructions) OO to Items 2(d) or 2(e) of Schedule 13D N/A (6) Citizenship or place of organization NORTH CAROLINA Number of shares beneficially owned by each reporting person with: (7)]

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UTSI [UTSTARCOM] SC 13D/A: (Original Filing)

[(1) Names of reporting persons: Shah Capital Management (2) Check the appropriate box if a member of a group: (a) (b) (3) SEC use only (4) Source of funds (see instructions) OO to Items 2(d) or 2(e) of Schedule 13D N/A (6) Citizenship or place of organization NORTH CAROLINA Number of shares beneficially owned by each reporting person with: (7)]

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UTSI [UTSTARCOM] SC 13D/A: (1) Names of reporting persons: Shah Capital Management

[(1) Names of reporting persons: Shah Capital Management (2) Check the appropriate box if a member of a group: (a) (b) (3) SEC use only (4) Source of funds (see instructions) OO to Items 2(d) or 2(e) of Schedule 13D N/A (6) Citizenship or place of organization NORTH CAROLINA Number of shares beneficially owned by each reporting person with: (7)]

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UTSI [UTSTARCOM] 6-K: (Original Filing)

[UTStarcom Announces Share Subscription by Shah Capital Hong Kong, March 12, 2014 UTStarcom (NASDAQ: UTSI), a global telecommunications infrastructure provider , today announced that it entered into a Share Subscription Agreement (the Subscription Agreement) with Shah Capital Opportunity Fund LP (Shah Capital) on March 11, 2014. The transaction was consummated on the same date. Following the close of] [SHARE SUBSCRIPTION AGREEMENT This Share Subscription Agreement Agreement (this March 11 , 2014, is between Company Purchaser UTStarcom Holdings Corp., a company incorporated in the Cayman Islands (the WHEREAS, on the terms and conditions set forth in this Agreement, the Company desires to issue and allot to the Purchaser , and the Purchaser desire s to subscribe for] [FORM 6-K March 2014 UTSTARCOM HOLDINGS CORP. Union 7, Level 23, One Island East 18 Westlands Road, Hong Kong Form 20-F x Form 40-F o o o Yes o No x]

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UTSI [UTSTARCOM] 6-K: UTStarcom Announces Share Subscription by Shah Capital Hong

[UTStarcom Announces Share Subscription by Shah Capital Hong Kong, March 12, 2014 UTStarcom (NASDAQ: UTSI), a global telecommunications infrastructure provider , today announced that it entered into a Share Subscription Agreement (the Subscription Agreement) with Shah Capital Opportunity Fund LP (Shah Capital) on March 11, 2014. The transaction was consummated on the same date. Following the close of] [SHARE SUBSCRIPTION AGREEMENT This Share Subscription Agreement Agreement (this March 11 , 2014, is between Company Purchaser UTStarcom Holdings Corp., a company incorporated in the Cayman Islands (the WHEREAS, on the terms and conditions set forth in this Agreement, the Company desires to issue and allot to the Purchaser , and the Purchaser desire s to subscribe for] [FORM 6-K March 2014 UTSTARCOM HOLDINGS CORP. Union 7, Level 23, One Island East 18 Westlands Road, Hong Kong Form 20-F x Form 40-F o o o Yes o No x]

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UTSI [UTSTARCOM] SC 13G: JOINT FILING AGREEMENT Prescott Group Capital Management, L.L.C.

[JOINT FILING AGREEMENT Prescott Group Capital Management, L.L.C. PHIL FROHLICH, Managing Member Prescott Group Aggressive Small Cap, L.P. PHIL FROHLICH, Managing Member Prescott Group Aggressive Small Cap II, L.P. PHIL FROHLICH, Managing Member Phil Frohlich EX-99.1 2 d674964dex991.htm EX-99.1] [CUSIP No. 918076100 13G 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Prescott Group Capital Management, L.L.C. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* ¨ ¨ (a) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Oklahoma NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5]

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