CBAK [CBAK Energy Technology] 8-K: (Original Filing)

[EXCHANGE AGREEMENT Agreement Lender Borrower This Exchange Agreement (this “ Original Note Purchase Agreement Transaction Documents A. Borrower previously sold and issued to Lender that certain Promissory Note dated July 24, 2019 in the original principal amount of $1,395,000.00 (the “ Partitioned N]

DHRM [Lianluo Smart] 424B5: (Original Filing)

[PROSPECTUS SUPPLEMENT 3,500,000 Class A Common Shares Our Class A Common Shares trade on the NASDAQ Capital Market under the symbol “LLIT.” The last reported sale price of our Class A Common Shares on the NASDAQ Capital Market on February 21, 2020 was $0.6569 per share. As of the date of this prospe]

DHRM [Lianluo Smart] SC 13G: (Original Filing)

[Mitchell P. Kopin 2. Check the Appropriate Box if a Member of a Group (See Instructions) ☐ ☐ (a) 3. SEC Use Only 4. Citizenship or Place of Organization Number of 5. Sole Voting Power 0 6. Shared Voting Power 1,030,573 7. Sole Dispositive Power 0 8. Shared Dispositive Power 30,573]

DHRM [Lianluo Smart] 6-K: (Original Filing)

[LIANLUO SMART LIMITED Holder Termination Date Company Common Share Section 1 Definitions Purchase Agreement 1 Section 2 Exercise Notice of Exercise a) Exercise Price $0.70 Exercise Price b) Cashless Exercise c) (A) = 2 (B) = (X) = Bid Price “ 3 VWAP “ d) Mechanics of Exercise DWAC provided that Stan]

DHRM [Lianluo Smart] D: (Original Filing)

[.FormData {color: blue; background-color: white; font-size: small; font-family: Times, serif;} .FormDataC {color: blue; background-color: white; font-size: small; font-family: Times, serif; text-align: center;} .FormDataR {color: blue; background-color: white; font-size: small; font-family: Times, s]

BABA [Alibaba] SC 13G/A: (Original Filing)

[CUSIP No. 01609W102 13G Page 10 of 11 pages JOINT FILING AGREEMENT 13d-1(k) SoftBank Group Corp., a Japanese corporation, Skywalk Finance GK, a Japanese corporation, and West Raptor Holdings, LLC, a Delaware limited liability company, each hereby agrees, in accordance with Rule Dated: February 21, 2]

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SVA [SINOVAC BIOTECH] 8-A12B/A: (Original Filing)

[W ashington FORM 8-A Amendment No. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES SINOVAC BIOTECH LTD. Antigua, West Indies Not Applicable (State or other jurisdiction (I.R.S. Employer Identification of incorporation or organization) Number) No. 15 Zhi Tong Road Zhongguancun Science and Technol]

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SVA [SINOVAC BIOTECH] 6-K: (Original Filing)

[SINOVAC BIOTECH LTD. and PACIFIC STOCK TRANSFER COMPANY as Rights Agent AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT Effective as of February 19, 2020 Amendment Amended and Restated Rights Agreement Company Rights Agent This Amendment (this “ WHEREAS, the Company and the Rights Agent have here]

By | 2020-10-01T15:40:33+00:00 February 21st, 2020|Categories: Chinese Stocks, SEC Original, SVA|Tags: , , , , , |0 Comments

XIN [Xinyuan Real Estate] 6-K: (Original Filing)

[Xinyuan Real Estate was Reclassified as Low Refinancing Risks Corporate by Fitch Ratings th BEIJING, February 21, 2020 -- Xinyuan Real Estate Co., Ltd. ("Xinyuan" or "the Company") (NYSE: XIN), an NYSE-listed real estate developer and property manager, today announced that the Fitch Rating re-classi]

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